Chapter Twelve: Finding and Interpreting Enacted Law

Chapter Twelve

Finding and Interpreting Enacted Law


Statutory Citation

  • Simple Definition: A statutory citation is the “address” of a law that indicates where to find it in a legal code.

  • Key Parts:

    • Title number: indicates broad subject area

    • Code name: e.g., U.S.C. (United States Code)

    • Section number: specifies the exact law

    • Year: edition of the code

  • Example: 42 U.S.C. § 1983 (2018) → Title 42, U.S. Code, Section 1983, 2018 edition

  • Purpose: Provides clarity and assists lawyers in finding and citing laws accurately.


Legal Code

  • Simple Definition: A code is a comprehensive collection that organizes all permanent laws by topic.

  • How It Works:

    • Laws are initially passed as Acts or Public Laws.

    • They are subsequently codified (grouped by subject).

  • Structure:

    • Titles/Chapters: Broad topics

    • Sections: Specific laws

  • Examples:

    • Federal: United States Code (U.S.C.)

    • State: Texas Penal Code, California Civil Code

  • Purpose: Streamlines the process of finding and researching laws.


Annotated Code (Annotated Statute)

  • Definition: An annotated code includes the law along with useful notes and research tools.

  • What It Includes:

    • Case Notes: Brief summaries of court decisions interpreting the law

    • Historical Notes: Dates and modifications to the statute

    • Cross-References: Related laws and resources

  • Why It Matters:

    • Illustrates how courts interpret the law

    • Saves time in legal research

    • Utilized by lawyers, paralegals, and students

  • Example: Westlaw’s Texas Statutes Annotated or U.S.C.A. (United States Code Annotated)


Statutory Interpretation

  • Definition: Statutory interpretation refers to the process of elucidating the meaning of a law.

  • Purpose: Employed by courts when the wording of a law is unclear or ambiguous.

  • Why It Matters: Judges interpret the law to assess its application to real-world cases.

  • In Simple Terms: It’s how courts “translate” statutory language to correspond with the facts of a case.


Statutory Elements

  • Definition: Statutory elements are specific components or requirements of a law that need to be established for it to be applicable.

  • Key Idea: If even one statutory element is absent, the statute isn’t satisfied or contravened.

  • Example: For the crime of armed robbery, the statute may necessitate:

    • Intent to steal

    • Taking property from another individual

    • Using or exhibiting a weapon

    • If the individual did not possess a weapon, the relevant statute would not be applicable.


Issue

  • Definition: An issue represents the specific legal question a court must resolve in a case.

  • In Statutory Interpretation: It frequently queries:

    • “Does this law apply to these facts?”

    • “What does this word in the law mean?”

  • Example: If a law prohibits “vehicles” in a park, the issue may be — Does that cover bicycles or exclusively vehicles?


Prior Court Decisions (Precedent)

  • Definition: Prior court decisions, also known as precedent or stare decisis, are judgments made by higher courts on analogous legal issues.

  • Key Point: Lower courts typically are required to adhere to these previous interpretations.

  • Purpose: When a law’s wording is ambiguous, courts consult previous decisions for guidance in rulings.

  • Example: If a higher court determined that “vehicle” encompasses bicycles, subsequent courts must adopt this interpretation.


Legislative Intent

  • Definition: Legislative intent refers to the purpose or objective lawmakers aimed to achieve when enacting a law.

  • Key Idea: Courts endeavor to ascertain what the legislature intended and the rationale for the law's enactment.

  • Importance: Understanding legislative intent is crucial for judges to correctly enforce the law.

  • Example: If legislation was intended to safeguard pedestrians, courts will interpret it with that objective in consideration.


Plain Meaning Rule

  • Definition: The plain meaning rule states that courts interpret a law using the ordinary and clear meaning of its terms.

  • Key Idea: If the language is unequivocal and unambiguous, judges apply it as writ.

  • Purpose: Courts do not seek for concealed meanings when the language is already comprehensible.

  • Example: If a law states “no pets allowed,” it straightforwardly implies no animals — necessitating no additional interpretation.


Legislative History

  • Definition: Legislative history comprises the records and documents generated throughout a law's formation process.

  • Purpose: Courts utilize it to comprehend what lawmakers intended, particularly when a law’s wording is vague.

  • Examples: Committee reports, hearing transcripts, and floor debates.

  • Use: It assists judges in understanding the reasoning behind the law’s enactment.


Canons of Construction

  • Definition: Canons of construction are guiding principles that judges employ to interpret ambiguous laws.

  • Key Point: They are advisory rather than obligatory but aid courts in discerning the law’s meaning.

  • Types:

    • Linguistic canons: Focus on grammar and word meanings

    • Substantive canons: Accord priority to specific policy objectives or values

  • Example: A court might enforce a rule that laws restricting freedoms must be construed narrowly.


Strict Construction

  • Definition: Strict construction signifies that laws, particularly criminal or tax statutes, should be interpreted narrowly and with precision.

  • Key Idea: If a law lacks clarity, it ought to be interpreted favorably for the person affected.

  • Also Called: In criminal law, this is recognized as the Rule of Lenity.

  • Example: If a criminal law can be interpreted in more than one way, the court tends to opt for the interpretation beneficial to the defendant.


Remedial Statute & Liberal Construction

  • Remedial Statute: A law instituted to rectify an issue or safeguard individuals who have suffered harm — such as consumer protection or civil rights statutes.

  • Liberal Construction: Courts broadly interpret these statutes to ensure they fulfill their purpose.

  • Key Idea: The objective is to extend the maximum benefit to the individuals the law was designed to assist.

  • Example: A civil rights law might be broadly interpreted to protect a greater number of individuals against discrimination.


Judicial Restraint vs. Judicial Activism

  • Judicial Restraint: Judges confine their authority and refrain from creating new laws. They adhere to the text of the law or the framers' intent and show deference to Congress or the President.

  • Judicial Activism: Judges engage more dynamically in shaping the law. They might invalidate laws or interpret the Constitution in accordance with contemporary values and evolving times.

  • Example:

    • Restraint: “Let Congress decide.”

    • Activism: “The court must act to safeguard rights.”


Code of Federal Regulations (CFR)

  • Definition: The CFR is the official compendium of rules established by federal agencies such as the EPA or FDA for enforcing laws enacted by Congress.

  • Structure: It consists of 50 titles categorized by topic — for instance:

    • Title 7: Agriculture

    • Title 26: Internal Revenue

    • Title 40: Environment

  • How It Works: Congress enacts a law → the agency develops detailed regulations → those regulations are published in the CFR.

  • Example: Congress prohibits “unsafe discharges,” and the EPA formulates a CFR rule defining “unsafe” and stipulating limits.


Locating and Citing Constitutions

  • Locating a Constitution:

    • U.S. Constitution: Accessible online (e.g., National Archives, Congressional sites) or in printed versions of the U.S. Code.

    • State Constitutions: Located within the first volume of a state’s legal code or the respective state legislature’s website.

  • Citing a Constitution:

    • Utilize Article, Section, Clause, or Amendment numbers instead of page numbers.

    • Example: U.S. Const. art. II, § 3

  • Key Idea: The constitutional structure remains consistent, hence citations are uniform across the board.


Citing Constitutions

  1. U.S. Constitution Format: U.S. Const. art. [Article No.], § [Section No.], cl. [Clause No.]

    • Example: U.S. Const. art. I, § 8, cl. 3 — (Commerce Clause)

  2. U.S. Amendment Format: U.S. Const. amend. [Amendment No.], § [Section No.]

    • Example: U.S. Const. amend. XIV, § 1 — (Equal Protection Clause)

  3. State Constitution Format: [State Abbr.] Const. art. [Article No.], § [Section No.]

    • Example: Cal. Const. art. I, § 7


Constitutional Interpretation

  • Definition: Constitutional interpretation is the method by which judges ascertain the Constitution’s meaning and its application in contemporary cases.

  • Why It’s Needed: The Constitution employs broad terminology like “due process” and “equal protection,” necessitating judicial interpretation.

  • Two Main Theories:

    1. Originalism: Implies the Constitution’s meaning is fixed as at the time of its writing and ratification. The meaning does not fluctuate unless formally amended.

    2. Living Constitution: Suggests the Constitution evolves with modern society and values, allowing flexibility in the interpretation of its broad terms to stay relevant today.


Two Views of Interpretation

  1. Originalism:

    • The Constitution signifies what it was understood to mean when originally written and ratified.

    • Its meaning does not transform unless there are formal amendments.

    • Goal: Prevent judges from substituting their personal opinions for the law.

    • Example: A judge applies the Second Amendment based on its understanding in the 1700s.

  2. Living Constitution:

    • The Constitution evolves to reflect current societal conditions and values.

    • Its broad terms adapt to fit modern circumstances.

    • Goal: Ensure the Constitution remains relevant and equitable in present-day contexts.

    • Example: Interpreting “cruel and unusual punishment” through today’s moral standards.