Capital Theory - Peter Lewin

Carl Menger the discoverer of subjective value

  • Menger showed that value is forward-looking.

    • The value of the inputs is derived from the value of the outputs.

      • The value that consumers put on products determines the value of the inputs that are used to produce those products.

    • These values are manifested as market prices.

  • Production is a sequential process in which goods of higher order (capital goods) become transformed into goods of lower order (consumption goods).

    • Capital goods are varied in nature but can be classified by where they fit, along a time continuum, into the production process.

  • Time is inseparable from the concept of capital.

    • Rewards to saving result only if more time-consuming methods of production are adopted.

  • Example: intervention in the development of the fruits of nature.

    • The earlier a producer intervenes, the greater are the opportunities to tailor the production process to suit his own purposes.

  • At any point in time there is a capital structure characterized by capital goods of various orders.

    • As long as prices remain constant, the capital structure will remain constant.

  • How resources are used depends directly on the link between what consumers want and how production is organized.

    • Changes in the demand for one consumption good causes changes in the evaluation of particular capital goods and in employment.

  • Human error is included in this analysis, but it is not destabilizing as it is for Keynes.

    • The correctness of the valuation of higher order goods depends completely on entrepreneurial abilities.

Böhm-Bawerk

  • Roundabout methods of production: those production techniques embodying more time being more productive.

  • Böhm-Bawerk explored the relationship between capital and interest.

    • He was interested in the very existence of interest.

  • Three independent reasons for the existence of a positive interest rate:

    1. Higher productivity of roundabout methods of production.

  • His production process is viewed as a series of concentric circles, with time progressing outward from the center.

    • Outermost ring: value attained by consumption goods.

    • Center: origin of the production process.

  • Ring interpretations:

    • The area can represent the amount of the different kinds of capital (maturity classes) that exist.

    • The initial outputs of the production process can be seen as radiating outward through the maturity classes until they emerge at the outermost rings as consumer goods.

  • Real saving is achieved at the expense of the lower maturity classes (outer rings) and saving makes possible the expansion and creation of higher maturity classes (inner rings).

  • An increase in capital involves a change in the time structure of production in some way.

  • He tried capturing the relationship between maturity levels as the average period of production

    • Measuring the amount of time on average that it takes to produce a product.

    • Cementing the heterogeneous elements of the capital structure into a single measurable stock.

    • This broke with Menger's forward-looking vision and was later criticized because of it.

    • This calculation is only possible in a world where unexpected change is absent, where all production techniques are known.

  • John Bates Clark criticized him.

    • The time element cannot be ignored.

    • Production and consumption are synchronized and occur together all the time.

    • Example: woodlot, constantly cutting and replanting.

    • Capital should be thought of as a permanent fund yielding a flow of income.

Modern developments: Hayek, Kirzner, Lachmann

  • Later developments in Austrian capital theory came in the Austrian business cycle and the Austrian market process.

  • Hayek wrote on the way the capital structure was altered by ill-conceived monetary policies and thus affected employment.

    • He developed his triangle.

    • But he remained wedded to aspects of Bohm-Bawerk's period of production and time structure.

  • Kirzner showed how a commitment to subjective value notions precludes a meaningful aggregate measure of the capital stock.

    • Capital stock: the total quantity of capital goods seen as a single, measurable whole (like a “stock” of resources).

    • He also points to the capital structure as the result of a dynamic, entrepreneurially driven market process.

  • Lachmann discarded any attempts to measure the capital stock.

    • He tried reinterpreting roundabout production

    • He characterized economic development in terms of the increasing complexity of the capital structure, as evidenced by the increasing number of production stages.

  • A production plan involves the combining of individual capital goods and labor resources in order to produce particular outputs

    • These capital goods stand in complementary relationship to one another within the plan.

  • Understanding capital in terms of plan provides two benefits

    • The plans provide reference points for interpreting any given capital structure

    • When plains fail completely, or succeed beyond expectations, they will be revised and the capital structure will be changed.

  • A plan revision entails the substitution of some resources for other

  • capital goods have multiple specificity (a limited range of competing uses)