Constitution: Why and How?

Chapter 1: Constitution: Why and How?

Introduction

  • This book focuses on the workings of the Indian Constitution.
  • Based on studying this chapter, readers will learn:
    • What a constitution means.
    • The functions of a constitution in society.
    • How constitutions allocate power in society.
    • The process through which the Constitution of India was established.

Why Do We Need a Constitution?

Definition and Functions of a Constitution

  • What is a constitution?
    • A constitution is a body of fundamental principles according to which a state is constituted or governed.
  • Functions of a constitution:
    • Provides basic rules for coordination among members of society.
    • Specifies who has the power to make laws and decisions within a society.
    • Sets limits on what the government can impose upon citizens.
    • Enables the government to fulfill societal aspirations and create conditions for a just society.

Importance of Basic Rules

  • Diverse groups must agree on basic rules to ensure minimal coordination and security.
  • In the absence of a structure, individuals would feel insecure about property rights and social interactions.
    • Example: Imagining a diverse group with various religious, economic, and personal differences needing cooperation.

Enactment of Basic Rules in Classroom Activity

  • Activity: Enact a thought experiment in classrooms where students decide on basic rules governing their behavior during the session.
    • Discussions must include:
    • Selection of class representatives.
    • Decision-making powers of representatives.
    • Revisions of decisions amid differing views.

Specification of Decision-Making Powers

  • The constitution determines who decides the laws of society.
  • Different governance systems:
    • Monarchical: Monarch has the authority.
    • Single-party systems (Soviet Union example): One party rules.
    • Democratic constitutions: The people decide through guided processes.
  • Indian Example: Parliament's authority under the Constitution.

Limitations on the Power of Government

  • Third Function of a Constitution: Indicate limitations on government authority.
    • Fundamental rights protect citizens from arbitrary power.
      • Rights typically include:
      • Freedom of speech.
      • Freedom of religion.
      • Freedom of press and assembly.
  • Constitutions delineate conditions for rights’ limitations (e.g., during national emergencies).

Aspirations and Goals of Society

  • Modern constitutions aim not just at limitations, but also at enabling government action to rectify inequalities:
    • Example: The Indian Constitution's commitment to eradicating caste discrimination.
  • Enabling provisions encourage the government to promote welfare measures, impacting various groups in society.
  • Indian Example: The Constitution provides guidelines for appointments and welfare responsibilities.

Enabling Provisions in Other Constitutions

  • South Africa: Promotes social welfare and protection against discrimination.
  • Indonesia: Mandates national education systems for underprivileged children.

Expression of Identity through the Constitution

  • A constitution embodies the collective identity of a nation and sets norms for governance.
  • It establishes principles necessary for pursuing individual and common goals.
  • Constitutions can also reflect historical traditions unique to a nation.
    • Example: Indian Constitution does not use ethnic identity to determine citizenship.

Effectiveness of the Constitution

  • While many constitutions exist on paper, their effectiveness depends on:
    1. Mode of Promulgation:
    • The authority through which the constitution is created impacts its legitimacy.
    • Successful examples include countries with popular movements, such as India and South Africa.
    1. Substantive Provisions:
    • Constitutions must provide a reason for everyone to follow their provisions, promoting broad social inclusion and justice.
    1. Balanced Institutional Design:
    • Intelligent division of power prevents any single group from monopolizing governance.
    • Examples: Indian institutions are designed to check and balance each other.

Composition of the Indian Constituent Assembly

  • Formed post-Partition in 1947, the assembly was tasked with drafting the Constitution:
    • Comprised a total of 299 members (reduced due to Partition).
    • Aimed for representation across various communities (Muslims, Sikhs, Scheduled Castes).
    • Dominated by the Indian National Congress, which accommodated diverse views.

The Principle of Deliberation

  • Authority of the assembly was based on broad representation and consideration of national interests.
  • Members debated many substantial issues, such as:
    • Government structure (centralized vs. decentralized).
    • Powers assigned to various branches (judiciary, legislative).
  • Universal suffrage became one of the few provisions without debate.

Procedures for Developing the Constitution

  • The assembly operated within a framework of rational debate and public reasoning:
    • Engaged committees chaired by notable leaders (e.g., Jawaharlal Nehru, B.R. Ambedkar).
    • Extensive sessions allowed comprehensive discussions over two years.
  • The assembly reflected societal values derived from the nationalist movement, culminating in fundamental principles:
    • Objective Resolution: Defined the goals of the assembly.

Fundamental Principles Advent From Nationalist Movement

  • The Constitution embodies values of liberty, equality, democracy, and sovereignty.
  • Effective, not just a legal document, but a means to fulfill promises made during India's nationalist struggle.

Values Enshrined in the Constitution: The Objectives Resolution

  • Main Points of the Objectives Resolution:
    • India as a sovereign republic.
    • Union formed by autonomy among various regions.
    • Powers ascertained from the people.
    • Guarantees for social justice and equality.
    • Protects minorities and vulnerable groups.
    • Commitment to international principles of justice and peace.

Institutional Arrangements for Effectiveness

  • A balanced distribution of powers and responsibilities across government institutions underscores democratic governance.
  • Decision-making processes included learning from global practices while adapting them to Indian realities:
    • Examples of borrowed provisions from other constitutions (British, American, Irish, French, Canadian) include:
    • Parliamentary form, rule of law, fundamental rights, judicial independence.

Conclusion

  • The Indian Constitution, crafted by forward-thinking leaders, has stood the test of time, effectively addressing the needs and aspirations of diverse populations.
  • It sets an example globally for the creation of resilient, effective democratic structures, emphasizing a balance between rights, responsibilities, and aspirations.

Exercises

  1. Identify non-functional roles within a constitution, such as ensuring good governance.
  2. Discuss the authority of a constitution over parliamentary legislation.
  3. True/False statements assessing the nature of constitutions.
  4. Analyze perspectives on the inclusivity of the Constituent Assembly.
  5. Provide examples demonstrating the credibility of the Constitution's framers.
  6. Discuss the importance of clear governmental division of powers.
  7. Explore limitations on rulers and citizens’ powers.
  8. Compare constitution-making processes with examples from Japan and India.
  9. Respond to queries regarding the necessity and relevance of the Constitution today.
  10. Engage in discussions regarding the successes and failures attributed to the Constitution.