Baddie deck

Federalism

Three Types of Government

  • Unitary

    • System where a single central government holds the majority of power.

    • Examples: Dictatorships or monarchies where local governments derive authority from the central government.

  • Confederate

    • A union of sovereign states or regions with a weak central authority.

    • Example: Articles of Confederation, which provided minimal federal power, particularly evident during the South's governance during the Civil War.

  • Federal

    • A system that divides power between a national government and various regional governments, with federal supremacy meaning federal law prevails in case of conflict between state and federal laws.

Federalism and Power Structures

  • Federal:

    • It creates a balance of power and serves to control factions, allowing a diversity of interests to coexist.

    • Establishes a system where the national government holds several expressed/enumerated powers, while states retain reserved powers under the 10th Amendment.

  • Pluralist System:

    • Recognizes multiple sources of authority including federal, state, and local levels, each with defined powers to enhance citizen participation while limiting factionalism.

Types of Powers Under Federalism

  • Expressed (Enumerated/Delegated):

    • Outlined in Article I, Section 8 of the Constitution, these powers are granted to the national government and take precedence over state powers.

    • Examples include the power to tax, regulate commerce, declare war, and maintain an army.

  • Implied:

    • Derived from the Elastic Clause (Clause 18), these powers are not explicitly stated but are assumed as necessary to execute expressed powers.

    • Examples include the establishment of a national bank based on the power to tax and borrow money.

  • Inherent:

    • Powers that are not written or tied to expressed powers but are necessary for a nation-state’s functioning.

    • These include the ability to acquire territory, recognize foreign states, and control immigration.

  • Reserved Powers:

    • As stipulated in the 10th Amendment, these powers are reserved for the states, meaning any powers not explicitly given to the federal government remain with the states.

    • This includes powers regarding education, local law enforcement, and transportation.

  • Concurrent Powers:

    • These powers are shared between national and state governments, such as the power to tax, build roads, and create lower courts.

Horizontal Federalism

  • Concerns how states interact with and recognize each other’s laws and processes, promoting equality among states.

  • Full Faith & Credit Clause:

    • Requires states to respect the public acts, records, and judicial proceedings of every other state, including driver’s licenses and court rulings.

    • Additionally, it prohibits states from discriminating against citizens of other states, which supports cooperative federalism.

Dual & Cooperative Federalism

  • Dual Federalism (Layer Cake Federalism):

    • This was the dominant system in U.S. history from 1787 to 1930.

    • Characterized by clear distinctions and separations between national and state government responsibilities, akin to layers of a cake.

    • Confirmed states' rights under the 10th Amendment in areas like education and local infrastructure.

  • Cooperative Federalism (Marble Cake Federalism):

    • Emerged during the Great Depression, characterized by intertwined responsibilities and partnerships between the state and national government.

    • An example is federal funding for state social programs, which often requires states to adopt federal policies to receive federal funds.

Fiscal Federalism

  • Pattern of Spending, Taxing, and Providing Grants:

    • This explains how funds are allocated, influencing state policy and administration.

  • Categorical Grants:

    • These are allocated for specific purposes, such as education, healthcare, or infrastructure, often involving complex formulas to determine funding levels.

  • Block Grants:

    • Allows states more discretion in how funds are used, enabling them to address local needs while still adhering to broad federal guidelines.

  • Federal Mandates:

    • Requirements imposed by the federal government that states must comply with, often unfunded mandates that require states to implement certain regulations without federal financial support.

GOP vs. Democrats on Federalism

  • Democrats:

    • Tend to favor more federal control, supporting initiatives like FDR's New Deal and LBJ's Great Society, which expanded Medicare and education funding through categorical grants.

  • GOP (Republican Party):

    • Advocates for less federal intervention, promoting policies like Reagan's New Federalism that emphasize block grants and a return to dualism in government relationships.

Key Decisions and Milestones in National Supremacy

  • McCulloch v. Maryland (1819):

    • Established the principle of national supremacy and affirmed the federal government’s implied powers.

  • Gibbons v. Ogden (1824):

    • Clarified the federal government's power over interstate commerce, allowing it to regulate trade between states.

  • Civil Rights Decisions:

    • Judicial rulings asserting that federal powers could prevent discrimination (e.g., Heart of Atlanta Motel case).

Judicial Role in Federalism

  • Judicial Activism:

    • The philosophy that the Supreme Court should actively engage in overturning state laws that violates civil rights or constitutional principles.

  • Judicial Restraint:

    • The philosophy prioritizing state authority, resisting aggressive intervention unless absolutely necessary.

Arguments Against Federalism

  • Dominance by Factions:

    • Smaller political units may allow factions to obstruct progress and cause inequality in policy implementation across states.

  • Inequality Among States:

    • Educational and healthcare funding disparities exist, leading to significant differences in service delivery and outcomes.

Benefits of Federalism

  • Shared Resources:

    • Allows states to share resources and cooperate in innovation, providing a balance of power between state and federal governments.

  • State Experimentation:

    • States often serve as testing grounds for innovative policies that can be adopted federally if successful, such as California’s pioneering environmental regulations.

Bill of Rights

  • Civil Liberties and Rights:

    • Guarantees legal constitutional protections against government actions. Key amendments include freedom of speech, assembly, and religion, all fundamental to American democracy.

Key Legal Terms**

  • Ex Post Facto Law:

    • A law that applies retroactively, making an act illegal after it has been committed.

  • Habeas Corpus:

    • The legal right for individuals to seek relief from unlawful detention.

  • Bill of Attainder:

    • A legislative act declaring a person guilty without a trial.