Ideals and Types of Democracy

Government and its Purpose

Government
  • Government is composed of the formal and informal institutions, people, and processes used to create and conduct public policy.
  • “Who gets what, when, and how” - Harold Lasswell
Public Policy
  • Government doing the things that are necessary to maintain legitimate authority and control over society
Purposes of Government
  • Each nation must decide what the purpose of their government must be
  • The Preamble to the United States Constitution lays out the goals for the American government (“We the People…”)
Purposes Outlined in the Preamble
  • The “more perfect union” is the goal, while the following lists are used more as the target points that needed to be established - similar to a list, rather than a sentence.
  • Forming a “More Perfect Union”   * Creating a strong union of the states while maintaining state sovereignty
  • Establishing Justice   * Reasonable, fair, equal law
  • Insuring Domestic Tranquility   * Preservation of public order
  • Providing for the Common Defense   * Protection and maintenance of national defense
  • Promoting the General Welfare      * Providing public services and economic health of the nation
  • Securing the Blessings of Liberty   * Promoting individual freedoms   * They were secured “to ourselves and to our posterity”: maintaining the freedoms throughout not only that time, but for their descendants and into the future.

Forms of Government

Anarchy - Lack of government

Autocracy - Rule by one

  • Absolute Monarchy    * Ruler gains power through inheritance   * No restrictions on power
  • Constitutional Monarchy    * i.e. England today   * Ruler gains power through inheritance   * Formal restrictions are imposed on the power   * Often, these monarchs are restricted to a ceremonial status.
  • Dictatorship   * Ruler seizes and maintains power by force   * Opposition to regimes are restricted   * No restrictions are imposed on the dictatorship

Oligarchy - Rule by a few

  • Aristocracy   * Rule by the elite   * Usually determined by social status or wealth
  • Theocracy   * Rule by religious leaders

Democracy - Rule by the people

  • Direct Democracy   * Citizens meet and make decisions about public policy issues   * EVERY citizen in the society participated actively in the government   * Most famously represented by Ancient Athens, but early New England used a form of direct democracy
  • Representative Democracy   * Citizens choose officials (representatives)   * Representatives make decisions about public policy

Foundations of American Democracy

Creating the Democracy
  • In 1776, colonists presented the Declaration of Independence to the British Crown to break away from Britain’s control
  • Following the American Revolutionary War, the U.S. government operated under the Articles of Confederation   * The Articles of Confederation were ineffective in practice   * Several mistakes were included in the articles   * They created the Constitution as a replacement
  • Delegates gathered in Philadelphia in 1787 to draft a new constitution
  • Fierce debate occurred between the Federalists and Anti-Federalists when drafting a new constitution, and whether what was created should be implemented   * Federalists were in favor of the Constitution   * Anti-Federalists were against the Constitution and thought it needed more work
  • After the conflict, the states ratified the Constitution in 1788
Parts of the Constitution
  • The Constitution defined three branches of government, relations among the states, national and state powers, and the process to alter (amend) the Constitution
  • One important concept included is checks and balances   * Keeps any one branch from becoming too powerful
  • The amendment process allowed for the Bill of Rights to be added in 1791
Federalism in America
  • Established by the Constitution
  • Federalism is a system of government that divides the power between national and state governments
  • As new national concerns have emerged, Congress has used its power to set policies to address those issues
  • States have used their powers to maintain jurisdiction over other issues
  • For example, public schools are a state power, rather than a federal power.

American Independence and Early National Government

The Years of the 1770s - The American Colonists and British government came into conflict over a series of taxes levied by King George III

  • Leaders of the 13 Colonies challenged British authority
Enlightenment Inspiration
  • Argued for natural, God-given rights
  • Social Contract   * The agreement between a democratic government and the people   * “The government should exist only if the people allow it to exist.”   * The concept that the government serves the people, and if they don’t serve the people, then it should be removed
Taxation in the 1770s
  • Britain levied taxes on the colonists to pay for the debts created by the 7 Years War   * The French & Indian War
  • The American Colonies had plenty of resources that could be turned into revenue
  • Mercantilism   * A country making as much money as possible by exploiting the resources of its colonies (profiting off of the colonies without offering anything in return).   * England wanted to conquer the land and exploit its resources without harming their own    * The addition of NEW taxes to the mercantilism they were doing on America was the largest spark of the Revolutionary War
  • 1764 - Sugar Act   * Tax on sugar
  • 1765 - Stamp Act   * Tax on legal documents
  • 1773 - Tea Act   * Tax on tea
  • American colonists began to oppose taxes for practical and economic reasons
Taxation and the Colonies
  • “No taxation without representation”   * Parliament argued that the colonists were “virtually represented”   * Conceptualized that if the colonists were British, those in the Parliament were also British, and thus their ideals would be aligned   * 90% of the British population did not have the right to vote - only the rich, wealthy, and important did.
  • In 1775, Colonist leaders send the Olive Branch Petition to King George   * King George III rejected the petition   * He refused to even read the letter

Influence of Enlightenment Thought

The Enlightenment
  • The Sons of Liberty and other advocates for freedom were inspired by political theories of the Enlightenment   * John Locke   * Jean-Jacques Rousseau   * Baron de Montesquieu
John Locke
  • Believed that people could learn from experiences and improve
  • People had the  natural ability to govern their own affairs and look after the welfare of society
  • Natural rights of life, liberty, and property
  • It is the government’s duty to protect these rights, and the people’s duty to rise up if the government didn’t.
Jean-Jacques Rousseau
  • Influenced by the writings of John Locke
  • “Discourse on Inequality” (1754)   * Thoughts on human state of nature   * Private property is the original source of inequality
  • “The Social Contract” (1762)   * Classical republicanism   * Sovereignty through direct democracy
  • The only reason government exists is that the people allow it to exist
Baron de Montesquieu 
  • “The Spirit of the Laws” (1748)
  • If you give one person all the control, they have absolute authority, and it doesn’t work.
  • Separation of powers

Types of Democracy

Participatory Democracy
  • Depends on direct participation of many, if not most, people in a society
  • Not only government related matters, but public life as well
  • People vote directly on laws and other matters that affect them
  • Examples:   * 5th Century Athenian Democracy   * 20th and 21st century protest movements
Pluralist Democracy
  • Non-governmental groups organize to try to exert influence on political decision-making
  • Interest Groups   * Policy advocates or labor unions
Elite Democracy
  • Elected representatives make decisions and act as trustees for the people who elected them   * Recognizes an inequity in the spread of power among the populace and the elites
  • Individuals with the most time, education, money, and access to the government will take more action than those with less privilege

Declaring Independence

The Declaration of Independence
  • By summer of 1776, the Continental Congress commissioned a committee to draft an official statement to summarize the colonists’ views   * Thomas Jefferson, John Adams, Benjamin Franklin, Roger Sherman, Robert Livingston
  • This document became the Declaration of Independence   * Justified a break from Britain and gave reasons for independence   * Signed by the delegates on July 4, 1776

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