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3.1 US Constitution

Nature

Nature

  • codified so: authoritative, entrenched, judicable

  • separation of powers

  • intended for clarity → impossible to cover all future possibilities hence ambiguity

Constitutional framework

Bill of Rights 1791

  • state + federal rights (1st 10 amendments)

Vagueness

Congress:

Enumerated

Implied

taxes; borrowing; commerce; currency; war etc.

elastic clause; interstate commerce clause

President

head; nominations; proposals; veto; pardons

commander in chief

Courts

rulings on cases

judicial review

Important amendments

  • 1: freedom of religion expression + speech

  • 2: right to bear arms to form a militia

  • 5: due process

  • 8: cruel and unusual punishment

  • 10: state powers reserved

  • 13: abolished slavery (civil war)

  • 14: equality

  • 15: voting rights

  • 16: federal income

  • 19: womens’ vote

Elastic Clause

  • Article 1 Section 8

  • provides Congress with all the powers “necessary and proper”

  • justifies federal expansion e.g. est. national bank with Mculloch v Maryland 1819

  • Concerns:

    • Constitution could fail to regulate political practice

      • e.g. rejection of Obergefell as SCOTUS seen as abandoning Const.

    • Supreme Court could become too powerful

      • e.g. varied interpretations of 8th (death penalty ok?)

    • conflict + divisions + partisanship

Amendment Process

  • Proposed by 2/3 Congress or national convention

  • Ratified by 3/4 state legislatures or conventions

  • state power prioritised → can ratify and propose

Examples:

  • DC voting rights 1985: didn’t receive sufficient state support

  • Flag protection: proposal to overturn US v Eichman failed at Senate

  • Right to vote: in response to Shelby v Holder 2013 wasn’t voted on in Senate

  • Saving American Democracy: Sanders proposal 2011 to overturn CU v FEC 2010 (not voted on in House)

Formal Process

Advantages

Disadvantages

protects principles → e.g. sep powers states + federalism upheld abuse of power prevention (though GWB requested line-item veto power 2006, enhancing power); deliberation → long-term thinking e.g. how quickly an idea goes out of date

outdated → electoral college + state-based voting new ideas → entrenchment prevents incorporation e.g. Equal Rights failure 1982 undemocratic → against majoritarian dem. (13/50 states) SCOTUS imperial judiciary

Roberts Court Case Study

  • CU v FEC 2010 overturned Bipartisan Campaign Reform Act, bypassing P + Congress; above elected institutions

Principles

checks + balances

Congress

  • override P veto

  • refuse P + J appts

  • impeach P + J

Exec

  • veto bills

  • recommend leg

  • special session Congress

  • appt J

  • grant reprieves and pardons J

Judiciary

  • judicial review

  • P unconstitutionality

  • life tenure

federalism

  • vague; central gov have extended powers

sep. of powers

  • Obama Sen → P 2009

  • Jeff Sessions gave up Sen for A-G 2017

bipartisanship

  • Madison’s Federalist 51: “ambition must be made to counteract ambition” → negative view of human nature designed to ensure 3 branches counteract one another

  • major const. challenge → does it fit the polarisation of today?

    • weak government → fault of the parties or the constitution?

  • John Adams: “a division of the republic into two great parties… is to be dreaded as the greatest political evil under our Constitution”

limited gov

  • a fear of big gov social programmes

  • suspicion of “the Washington establishment”

Characteristics of Federalism

Nature of federalism

  • state powers are protected by constitution

  • state powers are equal → applies to one applies to all

    • equal power; different application

Relationship between fed + regional gov

  • fed = trad. limited to foreign and security role

  • state affects individual lives + domestic and econ policy more

  • fed. inc. role since 1929 New Deal FDR → erosion of state power

  • interdependence on many issues; have to work tog usually through resource provision + enactment

  • fed. can apply pressure for states to conform w/ criteria for money:

    • Race to the Top 2009 (20 educational grants for $4.3 bn)

    • federal mandates

  • states can contradict fed ideology

    • NC trans restrictions led to fed. gov. attempting to withdraw educational funding

Fed power

  • mandates

  • federal income + inc. role since 1929

  • control money and resources for states → Race to the Top + NC + Cali weed interstate CC

State power

  • electoral reform law + can challenge federal mandates/decision e.g. Shelby

  • state rights protected in constitution

  • greater impact individually

Interstate Commerce Clause Case Study

  • Cali legalisation of weed disputed → fed. gov thought it was their jurisdiction

  • Gonzales v Raich 2005: SCOTUS ruled broadly in favour of fed gov → interstate commerce clause

  • although Cali has jurisdiction of trade and sales within, across states is fed.

  • OTOH: intrastate commerce has been upheld e.g. US v Lopez decided that Congress didn’t have the jurisdiction under Commerce Clause to pass the School-Free Gun Zones Act 1990

Debates

To what extent can the Constitution be seen as a democratic document?

how well does it fulfil its functions for the people? does this outweigh?

elections (sep. of powers + federalism, bipartisanship, representation)

checks + balances (limited gov)

civil liberties (individual + state rights, limited gov, SCOTUS)

  • establishes individual rights through BoR (1st 5th 8th), separation of powers + checks + balances

  • principles of us gov as outlined in constitution: federalism, limited gov, bipartisanship, checks + balances, sep of powers. All ensure gov is constrained + power vested in people

  • 17th Am est. senate elected

  • 14th, 15th, 19th

  • Electoral college over popular vote places concept of elite over the people

  • inc. federal powers has seen inc. constrained state powers → less local decision making

  • SCOTUS power: unelected + making de facto amendments, rolling back individual rights for state rights e.g. Shelby

Liberal v conservative view: libs say constitution outdated + upholding principles of gov protects the elite over the poor e.g. failure of Sander to get saving America am. passed

  • pluralist democracy: balance of many differing views

  • majoritarian: over 50%, criticised for being too simplistic

Strengths + weaknesses of Constitution

  • effective guide to political practice

    • principles still implemented largely today

    • inc. polarisation + changing roles don’t reflect contemporary practice → amendments for example

  • flexible

    • not at all

  • strong gov

    • how do you determine strength?

  • democracy v tyranny

  • civil liberties

Significant Cases, Dates + Evidence

Essay Questions + Factors

Brown Notes

  • overlapping topic

  • growth of federalism

    • one reason it has grown in power, is due to vagueness of constitution → can fill in the gaps

    • if you have a P question, might reference nature of constitution to explain inc./changing power

    • characteristics of federalism: dual + cooperative models need to be mentioned

Debates around democracy:

effectiveness

representation

democratic mandate

Federalism v state

Texas v US, DAPA case. where SCOTUS has fought for state rights

most rights issues dealt with at a state level first

electoral college, house put emphasis on bigger states → Florida has much more power than Maine

senate states have equal power

fed gov fiscal power e.g. natural disaster like Katrina

SCOTUS favouring fed gov examples e.g. Sebelius v NFIB

vagueness is both a positive and a negative → flexible in some areas, rigid in others

3.1 US Constitution

Nature

Nature

  • codified so: authoritative, entrenched, judicable

  • separation of powers

  • intended for clarity → impossible to cover all future possibilities hence ambiguity

Constitutional framework

Bill of Rights 1791

  • state + federal rights (1st 10 amendments)

Vagueness

Congress:

Enumerated

Implied

taxes; borrowing; commerce; currency; war etc.

elastic clause; interstate commerce clause

President

head; nominations; proposals; veto; pardons

commander in chief

Courts

rulings on cases

judicial review

Important amendments

  • 1: freedom of religion expression + speech

  • 2: right to bear arms to form a militia

  • 5: due process

  • 8: cruel and unusual punishment

  • 10: state powers reserved

  • 13: abolished slavery (civil war)

  • 14: equality

  • 15: voting rights

  • 16: federal income

  • 19: womens’ vote

Elastic Clause

  • Article 1 Section 8

  • provides Congress with all the powers “necessary and proper”

  • justifies federal expansion e.g. est. national bank with Mculloch v Maryland 1819

  • Concerns:

    • Constitution could fail to regulate political practice

      • e.g. rejection of Obergefell as SCOTUS seen as abandoning Const.

    • Supreme Court could become too powerful

      • e.g. varied interpretations of 8th (death penalty ok?)

    • conflict + divisions + partisanship

Amendment Process

  • Proposed by 2/3 Congress or national convention

  • Ratified by 3/4 state legislatures or conventions

  • state power prioritised → can ratify and propose

Examples:

  • DC voting rights 1985: didn’t receive sufficient state support

  • Flag protection: proposal to overturn US v Eichman failed at Senate

  • Right to vote: in response to Shelby v Holder 2013 wasn’t voted on in Senate

  • Saving American Democracy: Sanders proposal 2011 to overturn CU v FEC 2010 (not voted on in House)

Formal Process

Advantages

Disadvantages

protects principles → e.g. sep powers states + federalism upheld abuse of power prevention (though GWB requested line-item veto power 2006, enhancing power); deliberation → long-term thinking e.g. how quickly an idea goes out of date

outdated → electoral college + state-based voting new ideas → entrenchment prevents incorporation e.g. Equal Rights failure 1982 undemocratic → against majoritarian dem. (13/50 states) SCOTUS imperial judiciary

Roberts Court Case Study

  • CU v FEC 2010 overturned Bipartisan Campaign Reform Act, bypassing P + Congress; above elected institutions

Principles

checks + balances

Congress

  • override P veto

  • refuse P + J appts

  • impeach P + J

Exec

  • veto bills

  • recommend leg

  • special session Congress

  • appt J

  • grant reprieves and pardons J

Judiciary

  • judicial review

  • P unconstitutionality

  • life tenure

federalism

  • vague; central gov have extended powers

sep. of powers

  • Obama Sen → P 2009

  • Jeff Sessions gave up Sen for A-G 2017

bipartisanship

  • Madison’s Federalist 51: “ambition must be made to counteract ambition” → negative view of human nature designed to ensure 3 branches counteract one another

  • major const. challenge → does it fit the polarisation of today?

    • weak government → fault of the parties or the constitution?

  • John Adams: “a division of the republic into two great parties… is to be dreaded as the greatest political evil under our Constitution”

limited gov

  • a fear of big gov social programmes

  • suspicion of “the Washington establishment”

Characteristics of Federalism

Nature of federalism

  • state powers are protected by constitution

  • state powers are equal → applies to one applies to all

    • equal power; different application

Relationship between fed + regional gov

  • fed = trad. limited to foreign and security role

  • state affects individual lives + domestic and econ policy more

  • fed. inc. role since 1929 New Deal FDR → erosion of state power

  • interdependence on many issues; have to work tog usually through resource provision + enactment

  • fed. can apply pressure for states to conform w/ criteria for money:

    • Race to the Top 2009 (20 educational grants for $4.3 bn)

    • federal mandates

  • states can contradict fed ideology

    • NC trans restrictions led to fed. gov. attempting to withdraw educational funding

Fed power

  • mandates

  • federal income + inc. role since 1929

  • control money and resources for states → Race to the Top + NC + Cali weed interstate CC

State power

  • electoral reform law + can challenge federal mandates/decision e.g. Shelby

  • state rights protected in constitution

  • greater impact individually

Interstate Commerce Clause Case Study

  • Cali legalisation of weed disputed → fed. gov thought it was their jurisdiction

  • Gonzales v Raich 2005: SCOTUS ruled broadly in favour of fed gov → interstate commerce clause

  • although Cali has jurisdiction of trade and sales within, across states is fed.

  • OTOH: intrastate commerce has been upheld e.g. US v Lopez decided that Congress didn’t have the jurisdiction under Commerce Clause to pass the School-Free Gun Zones Act 1990

Debates

To what extent can the Constitution be seen as a democratic document?

how well does it fulfil its functions for the people? does this outweigh?

elections (sep. of powers + federalism, bipartisanship, representation)

checks + balances (limited gov)

civil liberties (individual + state rights, limited gov, SCOTUS)

  • establishes individual rights through BoR (1st 5th 8th), separation of powers + checks + balances

  • principles of us gov as outlined in constitution: federalism, limited gov, bipartisanship, checks + balances, sep of powers. All ensure gov is constrained + power vested in people

  • 17th Am est. senate elected

  • 14th, 15th, 19th

  • Electoral college over popular vote places concept of elite over the people

  • inc. federal powers has seen inc. constrained state powers → less local decision making

  • SCOTUS power: unelected + making de facto amendments, rolling back individual rights for state rights e.g. Shelby

Liberal v conservative view: libs say constitution outdated + upholding principles of gov protects the elite over the poor e.g. failure of Sander to get saving America am. passed

  • pluralist democracy: balance of many differing views

  • majoritarian: over 50%, criticised for being too simplistic

Strengths + weaknesses of Constitution

  • effective guide to political practice

    • principles still implemented largely today

    • inc. polarisation + changing roles don’t reflect contemporary practice → amendments for example

  • flexible

    • not at all

  • strong gov

    • how do you determine strength?

  • democracy v tyranny

  • civil liberties

Significant Cases, Dates + Evidence

Essay Questions + Factors

Brown Notes

  • overlapping topic

  • growth of federalism

    • one reason it has grown in power, is due to vagueness of constitution → can fill in the gaps

    • if you have a P question, might reference nature of constitution to explain inc./changing power

    • characteristics of federalism: dual + cooperative models need to be mentioned

Debates around democracy:

effectiveness

representation

democratic mandate

Federalism v state

Texas v US, DAPA case. where SCOTUS has fought for state rights

most rights issues dealt with at a state level first

electoral college, house put emphasis on bigger states → Florida has much more power than Maine

senate states have equal power

fed gov fiscal power e.g. natural disaster like Katrina

SCOTUS favouring fed gov examples e.g. Sebelius v NFIB

vagueness is both a positive and a negative → flexible in some areas, rigid in others

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