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Capacity and Surrogacy

The History of Medicine

  • Medicine was paternalistic- concerned about patient well being, not autonomy

  • Then medicine became anti-paternalistic- try to maximize well being within constraints of patient’s autonomy

Capacity

  • Decision-making capacity (DMC)- present regarding a particular set of options if and only if they have the ability to

    • Understand the relative info (knowing objective facts from 3rd person POV)

    • Appreciate the situation (how the facts apply to their own life, 1st person POV)

    • Reason about their options

    • Communicate their choice

  • Characteristics of DMC

    • It’s autonomy tracking

      • Patient has DMC- do as they decide

      • Patient doesn’t have DMC- autonomy is not a concern

    • Requires ability thresholds because DMC is binary

    • Decision specific, relevant thresholds deermined by

      • Complexity- more complex decision requires a greater degree of abilities

      • Risk-relativity- higher stakes of decision, greater degree of abilities needed

  • Purpose of DMC- justifies patient’s authority (when a person’s choice determines which option is carried out)

  • Capacity not same as competency

    • Capacity determined by physician, competency determined by judge

  • Problem with DMC (according to Dr. Schwan)

    • The risks of the situation should not determine whether a person has autonomy or not

Surrogacy

  • Surrogate- a person who participates in decision making and speaks to pt’s medical wishes, values, and commitments

  • How to name a surrogate legally?

    • Legal guardian

    • Health care power of attorney

    • Psychiatric advance directive proxy- like HCPOA but specifically for psychiatric disorders

    • Next of kin (some states name this order)

  • Why use surrogates?

    • Promote patient well being

    • Best way to respect patient autonomy if they don’t have DMC

  • Surrogates only participate in decision making

  • These decisions should be made based on

    • Patient’s previously expressed wishes

    • Or substituted judgment

    • At least based on patient’s best interest

  • Surrogate is not a good surrogate if they don’t participate in decision making with these goals

  • Other sources of info about patient’s values/wishes

    • Advance directives

      • Living will, HCPOA, declaration for mental health treatment

    • Patient’s friends

    • Previous discussions w/ patient

    • Patient themselves

Capacity and Surrogacy

The History of Medicine

  • Medicine was paternalistic- concerned about patient well being, not autonomy

  • Then medicine became anti-paternalistic- try to maximize well being within constraints of patient’s autonomy

Capacity

  • Decision-making capacity (DMC)- present regarding a particular set of options if and only if they have the ability to

    • Understand the relative info (knowing objective facts from 3rd person POV)

    • Appreciate the situation (how the facts apply to their own life, 1st person POV)

    • Reason about their options

    • Communicate their choice

  • Characteristics of DMC

    • It’s autonomy tracking

      • Patient has DMC- do as they decide

      • Patient doesn’t have DMC- autonomy is not a concern

    • Requires ability thresholds because DMC is binary

    • Decision specific, relevant thresholds deermined by

      • Complexity- more complex decision requires a greater degree of abilities

      • Risk-relativity- higher stakes of decision, greater degree of abilities needed

  • Purpose of DMC- justifies patient’s authority (when a person’s choice determines which option is carried out)

  • Capacity not same as competency

    • Capacity determined by physician, competency determined by judge

  • Problem with DMC (according to Dr. Schwan)

    • The risks of the situation should not determine whether a person has autonomy or not

Surrogacy

  • Surrogate- a person who participates in decision making and speaks to pt’s medical wishes, values, and commitments

  • How to name a surrogate legally?

    • Legal guardian

    • Health care power of attorney

    • Psychiatric advance directive proxy- like HCPOA but specifically for psychiatric disorders

    • Next of kin (some states name this order)

  • Why use surrogates?

    • Promote patient well being

    • Best way to respect patient autonomy if they don’t have DMC

  • Surrogates only participate in decision making

  • These decisions should be made based on

    • Patient’s previously expressed wishes

    • Or substituted judgment

    • At least based on patient’s best interest

  • Surrogate is not a good surrogate if they don’t participate in decision making with these goals

  • Other sources of info about patient’s values/wishes

    • Advance directives

      • Living will, HCPOA, declaration for mental health treatment

    • Patient’s friends

    • Previous discussions w/ patient

    • Patient themselves

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