Finance 260: Retirement Savings and Ratios

Finance 260: Retirement Savings and Ratios

Retirement Savings Ratio

  • Purpose of Ratio: Assesses the amount of savings dedicated to retirement as a percentage of gross pay.

Savings Rates by Age
  • 25-35 years old: Save 10-13% of gross pay.

  • 35-45 years old: Save 13-20% of gross pay.

  • 45-55 years old: Save 20-40% of gross pay.

Definitions and Clarifications
  1. Savings Defined:

    • "Savings" refers explicitly to stock market investments and/or bonds. Cash is not included in this category.

  2. Employer Contributions:

    • Contributions made by an employer to retirement savings plans (such as matching contributions) are included in the savings ratio.

  3. Focus on Retirement:

    • The calculations and percentages provided are specifically for retirement savings, with investments intended for retirement.

Savings Ratio Calculation Example 1: Cornelius
  • Gross Pay: $100,000

  • Contribution to 401(k): 5% of salary

  • Employer Match: Up to 4% of salary

    • Total Savings: Cornelius's savings ratio calculation includes his contributions and employer match:
      ext{Savings Ratio} = rac{(5 ext{ ext{% of } } 100,000) + (4 ext{ ext{% of } } 100,000)}{100,000}

Savings Ratio Calculation Example 2: Cornelius
  • Gross Pay: $125,000

  • Contribution to 401(k): 4%

  • Employer Match: Up to 3%

  • Other Savings: Cornelius also saves an additional $350 per month to a brokerage account (flex investment account).

  • Calculation:
    ext{Savings Ratio} = rac{(4 ext{ ext{% of } } 125,000) + (3 ext{ ext{% of } } 125,000) + (350 imes 12)}{125,000}

Investment Assets to Gross Pay Ratio

  • Purpose of Ratio: Evaluates the proportion of investment assets relative to gross pay at different ages.

Investment Assets Ratio by Age
  • 25 years old: Ratio is 0.2:1.

  • 30 years old: Ratio ranges from 0.6 to 0.8:1.

  • 35 years old: Ratio ranges from 1.6 to 1.8:1.

  • 45 years old: Ratio is between 3 to 4:1.

  • 55 years old: Ratio is between 8 to 10:1.

  • 65 years old: Ratio ranges from 16 to 20:1.

Example: Cornelius Investment Assets Ratio
  • Gross Pay: $200,000

  • Investment Assets: $135,000

  • Calculation:
    ext{Investment Assets to Gross Pay Ratio} = rac{135,000}{200,000}

Debt Ratios

  • Housing Ratio 1:

    • Calculation: ext{Housing Ratio 1} = rac{ ext{Housing Costs}}{ ext{Gross Pay}}

    • Should be less than or equal to 28%.

  • Housing Ratio 2:

    • Calculation: ext{Housing Ratio 2} = rac{ ext{Housing Costs} + ext{Other Debt Payments}}{ ext{Gross Pay}}

    • Should be less than or equal to 36%.

Definitions
  • Housing Costs (PITI): Includes Principal (P), Interest (I), Taxes (T), and Insurance (I).

  • Other Debts: Includes payments such as:

    • Car Loan Payments

    • Boat Loan Payments

    • Student Loan Payments

    • Credit Card Payments

    • Any monthly debt payment

Debt Ratio Example 1: Cornelius
  • Annual Principal and Interest: $25,000

  • Annual Property Taxes: $3,000

  • Annual Insurance: $1,500

  • Monthly Student Loan Payments: $1,000

  • Salary: $150,000

  • **Calculations:

    • Calculate Housing Ratio 1 and Housing Ratio 2 using total housing costs and debt payments.**

Debt Ratio Example 2: Cornelius
  • Annual Principal and Interest: $30,000

  • Annual Property Taxes: $5,000

  • Annual Insurance: $1,800

  • Monthly Student Loan Payments: $1,000

  • Monthly Auto Loan Payment: $600

  • Salary: $175,000

  • Calculations:

    • Calculate Housing Ratio 1 and Housing Ratio 2 using the provided figures.

Emergency Funds

  • Purpose of an Emergency Fund: Covers 3-6 months of non-discretionary spending.

  • Definition of Non-Discretionary Spending:

    • Expenses that must be paid regardless of employment status, such as:

    • Debt payments (mortgage, car, etc.)

    • Utilities

    • Insurance premiums

    • Property taxes

    • Food expenses

  • Personal Recommendations:

    • General Advice: Establish 3-6 months' worth of expenses.

    • For Individuals Seeking More Security: Timeframe may extend to 12 months.

Emergency Fund Calculation Example 1: Cornelius
  • Cash on Hand: $10,000

  • Mortgage Payment (including insurance and property taxes): $1,000/month

  • Groceries: $400/month

  • Starbucks: $150/month

  • Car Payment: $300/month

  • Calculation of Emergency Fund Ratio:
    ext{Emergency Fund Ratio} = rac{ ext{Cash}}{ ext{Monthly Non-Discretionary Expenses}}

Emergency Fund Calculation Example 2: Cornelius
  • Cash on Hand: $5,000

  • Mortgage Payment: $1,500/month

  • Groceries: $600/month

  • Starbucks: $150/month

  • Car Payment: $300/month

  • Other Expenses:

    • Bar expenses totaling $500/month

    • Medical costs totaling $100/month

    • Protein shakes totaling $200/month

  • Calculation of Emergency Fund Ratio:
    ext{Emergency Fund Ratio} = rac{ ext{Cash}}{ ext{Monthly Non-Discretionary Expenses}}

Budget and Expense Tracking

  1. Step 1: Identify how much needs to be saved.

  2. Step 2: Find a method to save that amount.

    • How to Save (Step 2 Breakdown):
      a. Track expenses comprehensively.
      b. Adjust spending habits accordingly.
      c. Upon reaching savings goals, enjoy greater financial freedom.

Recommendations for Financial Prioritization
  • Prioritize filling financial "buckets" in the following order:

    1. Emergency Fund

    2. Retirement Account (up to company match)

    3. Reevaluation of personal situation for decisions on:

    • Paying off credit card debt

    • Student loans

    • ROTH IRA contributions

    • Taxable brokerage accounts

    • Variations of the options above.

Semester Takeaways

  • Expected Stock Market Return: Approximately 10% over time.

  • Stock Market Volatility: Emphasizes the year-to-year inconsistency of returns.

  • Retirement Savings Target: Aim to save 10% of gross income for retirement to retire comfortably (if started early).

  • ROTH Contributions: Recommended to utilize a ROTH retirement account while young due to potential growth.

  • Expense Tracking Frequency: Conducting occasional expense audits is more sustainable than continuous tracking and can help identify spending patterns.

  • Credit Card Management: Essential to manage credit card use responsibly to avoid high interest charges; ensure timely payments.

  • Philosophical Perspective on Money: Money itself does not guarantee satisfaction; it is the management and purpose of money that contribute to personal fulfillment.