High Performance Work Systems and Performance Management

Chapter 9: High Performance Work Systems

  • Elements of a High-Performance Work System
    • High performance work systems are identified by their ability to make full use of resources and opportunities to achieve organizational goals.
    • All elements in such a system, including people, technology, and organizational structure, must work together smoothly for success.
    • The result of a well-functioning high-performance work system is increased productivity and financial success.

Chapter 10: Performance Management

Overview of Performance Management

  • Definition: Performance management is the process through which managers ensure that employees' activities and outputs contribute to the organization's goals.

Activities Involved in Performance Management

  1. Specification of Performance Aspects: The organization specifies which aspects of performance are relevant.
  2. Performance Measurement: The relevant aspects are measured through performance appraisals.
  3. Performance Feedback: Managers provide employees with necessary feedback in performance sessions, helping them adjust their behavior to meet organizational goals.
    • Feedback includes efforts to identify and solve problems.

Purposes of Performance Management Systems

  • Organizations have three broad purposes for establishing performance management systems:
    • Strategic Purpose: Aligning employee behavior with organizational goals and objectives to meet business objectives.
    • Administrative Purpose: Providing information for day-to-day decisions about salary, benefits, recognition, and retention or termination.
    • Developmental Purpose: Using the system to enhance employees' knowledge and skills.

Criteria for Measuring Effectiveness of Performance Management Systems

  1. Strategic Alignment: Performance measures should align with the organization's strategy and support its goals and culture.
  2. Validity: Measures must capture relevant aspects of performance without including irrelevant factors.
  3. Reliability: Must provide interrater and test-retest reliability to ensure consistency among raters over time.
  4. Acceptability: The measures should be acceptable to both users and recipients of feedback.
  5. Specificity: Must clearly define what is expected of employees and how they can meet these expectations.

Major Methods for Measuring Performance

  1. Ranking Systems: Includes methods such as simple ranking, forced distribution, and paired comparisons.
    • Pros: Counteracts rater biases and distinguishes employees for administrative decisions.
    • Cons: Time-consuming and perceived as unfair if actual performance does not align with the ranking system requirements.
  2. Attribute Ratings: Simple but potentially invalid unless attributes are clearly defined.
  3. Behavior Ratings: Requires extensive information but effectively links behaviors to goals.
  4. Results Ratings: Measures productivity or achievement, less subjective but may lack improvement insights.
  5. Quality Focus: Offers practical benefits but is not as useful for administrative and developmental decisions.

Sources of Performance Information

  • Performance information can derive from multiple sources, including:
    • Self-Appraisal: Biased but knowledgeable of employee behavior.
    • Supervisor Appraisal: May lack accurate observation of employees.
    • Peer Appraisal: Reliable but can be influenced by friendship biases.
    • Subordinate Feedback: Insights into managerial behavior but may fear retaliation.
    • Customer Feedback: Valuable but expensive to obtain.

Rating Errors and Minimization

  • Common rating errors include:
    • Leniency Error: Favoring high ratings.
    • Strictness Error: Favoring low ratings.
    • Central Tendency: Rating everyone near the middle.
    • Halo Error: Positive ratings in all areas due to one strong performance.
    • Horns Error: Negative ratings due to one weak performance.
  • Strategies to Reduce Errors:
    • Training raters to recognize their biases.
    • Establishing fair appraisal systems and conducting calibration meetings.

Providing Effective Performance Feedback

  • Feedback must be a regular, scheduled activity.
  • Managers should prepare by creating a neutral environment and encouraging self-assessment prior to meetings.
  • During feedback sessions:
    • Emphasize discussion and problem-solving.
    • Focus on behavior/results, not personality.
    • Look for opportunities to praise employees while limiting criticism.

Improvement in Unsatisfactory Performance

  • Motivated but Lacks Ability: Provide coaching, training, and feedback; consider job restructuring.
  • Has Ability but Lacks Motivation: Investigate external distractions; reinforce appreciation and rewards.
  • Lacks Both Ability and Motivation: Assess job fit, provide feedback, or consider demotion/termination.
  • High Ability and Motivation: Offer direct feedback, rewards, and developmental opportunities.

Legal and Ethical Issues in Performance Management

  • Legal concerns include ensuring fairness without discrimination.
  • Use valid measures and accurate evaluations to create a defensible system.
  • Address electronic monitoring ethically by communicating its purpose, linking it to performance improvement, and ensuring privacy.

Chapter 11: Employee Turnover and Fairness

Involuntary vs. Voluntary Turnover

  • Involuntary Turnover: Required departure often against the employee's wishes.
    • Can lead to additional costs, such as recruitment and training expenses, and potential lawsuits.
  • Voluntary Turnover: Initiated by employees, often when the organization wishes to retain them.
    • Both types are costly and can disrupt organizational functioning.

Fair Treatment in Organizations

  • Fairness is determined by:
    • Outcome Fairness: Is judgment based on just consequences, proportional to behavior significance?
    • Procedural Justice: Are fair processes used to administer decisions?
    • Interactional Justice: Are actions conducted with respect to employee feelings?

Legal Requirements for Employee Discipline

  • Discipline must avoid wrongful termination and be administered fairly, respecting employees’ privacy.

Additional Notes from Quizzes

  • Transaction Processing: Includes documenting HRM decisions and actions associated with employee management.
  • Task Design: Process to enhance efficiency while maintaining quality in job categories.
  • Reward Systems: Evaluate employee performance; crucial for aligning with organizational goals.
  • Rating Errors: Distribution errors and central tendency limit comparability among employees.
  • Fairness in Discipline: Requires clear communication and respect to meet interactional justice standards.