Food Safety



Food Manager Study Guide 

The purpose of this study guide is to prepare food managers  for the StateFoodSafety Food Protection Manager Certification Exam. It is organized by topic, which might not  reflect the order of the chapters in your training. 

The content of this study guide is based on the FDA Food  Code. Key vocabulary terms are in blue and linked, so you  may quickly review the definition of terms. 

Please note that use of the study guide does not guarantee  a passing score on the certification exam.  

The certification exam is closed book and this study guide  will NOT be permitted in the testing session. 

Introduction: Active Managerial Control Active managerial control is a system to create and implement food safety procedures.  

Food managers should train their employees on food  safety principles, including allergy awareness, as it  relates to their employees’ duties. 

Active managerial control is a three-step process: Create policy 

o Identify food safety risks 

o For each risk, create a Standard Operating  Procedure (SOP) 

Train 

o On-the-job training, training meetings, or  training online 

o Positive reinforcement and consequences o Stand-up training provided by StateFoodSafety Follow up 

o Direct or indirect monitoring (e.g., using logs) o Planned or unplanned inspections 

Learn what training your staff needs and if policies need  to be modified. 

Inspectors can help you find gaps in your active  managerial control. 

Regulatory agencies like local health departments will  conduct inspections of your establishment to make sure  that all codes and requirements for maintaining food  service licenses are being followed. 

Ask for identification and check that the inspector’s  credentials are legitimate 

Accompany the inspector 

o Take notes 

o Make changes at the time or soon afterward Perform self-inspections to prepare for regulatory  inspections 

During the inspection process, the regulatory authority should point out and help to correct food safety  violations in-the-moment. 

Topic 1: How Food Becomes Unsafe To effectively prevent foodborne illness, you need to  understand how food becomes unsafe. No food  establishment is exempt from the risks of foodborne  illness. 

A food hazard is any item or substance that can make  food dangerous to eat. Food hazards can be physical,  chemical, or biological. 

1a. Physical hazards are objects that cause cuts,  choking, or other injuries when they get into food. 

Some physical hazards get into food accidentally (e.g.,  bits of packaging, strands of hair). Some physical  hazards occur naturally (e.g., bones, fruit pits). 

To prevent serious injury from physical hazards: Follow hygiene practices like pulling hair back Follow clean-up procedures, such as thoroughly  cleaning up broken glass 

Remove natural physical hazards before serving,  such as cherry pits 

1b. Chemical hazards are any toxic or corrosive  chemical that can cause illness or injury when  eaten. 

Chemicals in your establishment include  

cleaning/maintenance supplies and toxic metals. To prevent chemical hazards during cleaning and  maintenance: 

o Never store food and chemicals together 

o Clearly label containers and spray bottles 

Chemicals and pesticides must have a  

manufacturer’s label (e.g., EPA registered  

label) 

If in a working container, label with the  

common name of the chemical 

o Never mix different chemicals together 

o Use a safety data sheet (SDS) 

o Wear personal protective equipment (PPE) Example: heavy-duty aprons, safety  

glasses, heavy-duty gloves

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o Separate chemical use from food 

To prevent chemical hazards from toxic metals: o Use equipment made of, or lined with, a food safe metal like stainless steel 

Do not use copper, copper alloys, or  

galvanized metal with acidic foods 

Exercise caution with lead and mercury Only use cast iron as a cooking surface 

Chemicals that contaminate food before it reaches your  

1d. Food allergies affect a percentage of the  population, even when other food hazards are not  present. 

Food allergies occur when a person’s immune system  reacts negatively to the proteins in a certain food. Celiac  disease should be treated like a food allergy. 

The eight major food allergens, which cause 90% of  allergic reactions in the United States, are:  

establishment include incorrectly used preservatives or  additives and environmental contaminants. Chemicals  that are found naturally include naturally occurring  toxins in some foods (e.g., some species of mushroom,  

Milk 

Eggs 

Fish 

Shellfish (crustacean) 

Tree nuts Peanuts Wheat Soy 

some fruit seeds, leaves and vines of tomato and potato  plants, kidney beans, mycotoxins from mold). 

To prevent chemical hazards due to source  contamination and natural toxins, purchase food  from approved suppliers and prepare foods correctly 

1c. Biological hazards are tiny organisms that can  make people sick when eaten and include illness causing bacteria, viruses, and parasites. 

Microorganisms that cause disease are called  

pathogens, otherwise known as “germs.” Pathogens are  the most common cause of foodborne illness. They cannot be seen with the naked eye or smelled. 

Pathogens frequently get into food through the fecal oral route. Many pathogens cause gastroenteritis. Exposure to a pathogen does not always result in illness.  Whether a person gets sick depends on the amount of  pathogen eaten and the strength of the person’s  immune system. 

Highly susceptible populations (HSP) (e.g., young  children, the elderly, immunocompromised people like  pregnant women or cancer patients) are more likely to  become seriously ill and/or die

Methods for preventing biological hazards are  described in more detail throughout this guide: Maintain good personal hygiene 

Avoid cross-contamination 

Stay home when sick 

Clean and sanitize 

Prevent pests 

Purchase from approved suppliers and inspect  deliveries 

Maintain temperature control before, during, and  after cooking 

Cross-contact occurs when allergens pass from one  food to another by direct contact or by a surface or  utensil that was not cleaned after touching an allergen. 

When serving allergic customers: 

Be honest with customers about allergen control at  your establishment 

Always wash your hands and re-glove 

Use separate or freshly cleaned and sanitized ware  items 

Be aware of your food contact surfaces 

Make sure everyone involved in the preparation  and delivery of the food is aware of the allergy 

Allergic reactions to food may be mild but can also be  life-threatening. 

Call 911 right away if an allergic reaction happens  at your workplace 

Symptoms include tingling, a rash or flushed skin,  abdominal cramps, vomiting, diarrhea 

Anaphylactic shock is a dangerous allergic reaction. Without  treatment, it can be fatal. 

Symptoms include difficulty swallowing, breathing  normally, or staying conscious; and possibly  

swollen lips and bluish coloring 

Topic 2: Food Worker Health and Hygiene Sick food workers contribute to 65% of foodborne illness  outbreaks in restaurants. Good health and hygiene practices  are critical when working with food. 

2a. Food workers are required to report to their  manager certain symptoms of foodborne illness. 

The symptoms that food workers are required to report  to the person in charge, or manager, are: 

Vomiting or diarrhea

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o Exclude until symptoms have been gone 24  hours or employee brings a doctor’s note  

indicating that the condition is not contagious Jaundice 

o Report to the regulatory authority and exclude  until regulatory approval is obtained 

Sore throat with fever 

o Exclude if primarily serving a highly susceptible  population; otherwise, restrict to non-food  

duties until employee brings a doctor’s note  

saying they do not have strep throat 

Lesion containing pus (boil or infected wound) o Restrict unless wound is properly bandaged If on hand or wrist, cover with a double  

barrier: (1) an impermeable cover and  

(2) a single-use glove 

If on exposed portion of the arm: an  

impermeable cover 

If anywhere else on the body: a dry,  

durable, tight-fitting bandage 

2b. Food workers are required to report to their  manager if they are diagnosed with or exposed to  certain pathogens. 

Situations involving food worker illness are divided into  three categories, based on how likely the worker is to  spread the disease.  

1. Reportable diagnoses: Most likely to spread disease o Notify the regulatory authority if a food worker  has symptoms and is diagnosed with: 

Norovirus 

Hepatitus A 

Shigella 

E. coli 

Any type of Salmonella (nontyphoidal  

Salmonella and Salmonella Typhi) 

o If the establishment primarily serves a highly  susceptible population: 

Exclude a worker with any of the  

reportable symptoms until regulatory  

approval is obtained 

o If the establishment serves the general public: Exclude a worker diagnosed with hepatitis  A, Salmonella Typhi, or nontyphoidal  

Salmonella until regulatory approval is  

obtained 

Exclude a worker diagnosed with  

Norovirus, Shigella, or E. coli until 24 hours  

after symptoms stop, then restrict until  

regulatory approval is obtained 

2. Asymptomatic: Less likely to spread disease o Pathogens can be carried and spread to others  by someone who has no symptoms. 

Always notify the regulatory authority and  exclude workers diagnosed with Hepatitis  

A and Salmonella Typhi, whether they  

have symptoms or not. 

o Notify the regulatory authority if a food worker  is asymptomatic and diagnosed with: 

Norovirus 

Shigella 

E. coli 

Nontyphoidal Salmonella 

o If the establishment primarily serves a highly  susceptible population: 

Exclude a worker diagnosed with  

Norovirus, Shigella, or E. coli until  

regulatory approval is obtained 

Restrict a worker diagnosed with  

nontyphoidal Salmonella 

o If the establishment serves the general public: Restrict until regulatory approval is  

obtained 

3. Exposure: Carries the least risk of spreading disease o Not necessary to notify the regulatory authority o If the establishment primarily serves a highly  susceptible population: 

Restrict for the incubation period of the  

pathogen 

Follow normal procedure if symptoms  

appear 

o If the establishment serves the general public: Perform normal duties, but ensure the  

employee understands reportable  

symptoms and good hygiene practices 

Ask your regulatory authority for more details regarding  how long a worker must wait before returning to  normal duties, depending on the pathogen. 

2c. The single most important personal hygiene  habit is proper handwashing. 

Teach your workers these five steps to ensure proper  handwashing: 

1. Wet hands with warm running water 

2. Apply soap to wet hands 

3. Scrub hands, wrists, and lower arms for at least 15  seconds 

4. Rinse hands under running water 

5. Dry hands and arms with a jet air dryer or  disposable paper towel

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Do not use clean hands to turn the faucet off, pump the  handle for disposable towels, or touch a restroom door  handle. The entire handwashing process should take at  least 20 seconds. 

Hands should only be washed in a handwashing sink. Handwashing sinks are required in restrooms, food  preparation areas, and dishwashing areas. They need (1)  warm water at least 100°F (38°C), (2) soap, (3) a paper  towel dispenser or sanitary air dryer, and (4) a sign  reminding workers to wash their hands. 

Using hand antiseptic does not replace handwashing. 

2d. Food workers should wash their hands  whenever they might be contaminated.  

Here are some examples of when hands must be  washed: 

After going to the bathroom 

Before and after preparing foods, especially raw  meat 

After eating, drinking, or smoking 

After taking out the garbage 

After taking a break 

After using a cell phone 

When switching tasks 

After using chemicals 

After touching unsanitized equipment 

After touching skin, hair, or clothing 

After touching any animal 

Before putting on gloves 

If a food worker does not follow these guidelines for  when to wash hands, the food that is contaminated must be discarded. 

Double handwashing is recommended: 

After using the restroom or being exposed to feces (by repeating all steps of the handwashing process,  once in the restroom and once in the food  

preparation area) 

After working with raw meat (by repeating steps 2- 4 of the handwashing process at the hand sink) 

2e. Single-use, disposable gloves are an excellent  way to protect food but should never replace  handwashing. 

Single-use gloves should be changed: 

After four hours of working on the same task When taking a break 

When switching tasks 

When they become torn or contaminated 

Cloth gloves may only be used with food if the food will  be cooked.  

Cloth or slash-resistant gloves should never be used in  contact with ready-to-eat foods unless they have a  smooth, durable and nonabsorbent outer surface, or are  covered with a single-use glove. 

2f. Bare-hand contact with food should be  prevented, especially with ready-to-eat food, with  a couple of exceptions. 

To prevent bare-hand contact, use clean gloves, deli  tissue, tongs, spatulas, or other utensils. 

Be very careful to avoid contaminating ready-to-eat  foods with bare-hand contact.  

Exceptions include: 

Washing fruits and vegetables 

Meeting these requirements: 

o The establishment does not serve a highly  susceptible population 

o The local regulatory authority gives approval o Additional guidelines are followed 

Maintain written bare-hand contact  

policies and procedures 

Document handwashing and bare-hand  

contact training 

Take precautionary steps before bare-hand  contact 

Document and correct process violations 

2g. Following personal hygiene rules will protect  food from biological and physical hazards. 

All employees must follow these personal hygiene rules: Always bathe or shower before work 

Wear clean clothes 

Eat, drink, or chew gum away from food  

preparation areas (e.g., break room) 

Smoke only outside of the establishment 

Don’t wear jewelry on the hands or wrists while  working with food 

o Exception: Plain metal ring (wedding band) Keep fingernails clean and short 

o Exception: If wearing nail polish or false nails,  use gloves when working with food 

Wear a hair net, visor, or hat 

Cough or sneeze into the crook of the elbow or  shoulder, not the hands 

It is especially important for employees to follow these  hygiene practices after taking care of a sick loved one.

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2h. Pathogens can easily spread when customers  serve themselves. 

To prevent contamination at self-service stations: Install sneeze guards at self-service stations Remind customers to use clean dishes 

Keep dishes stocked (dishes bottom side up,  utensils with handles up) 

Throw away contaminated food 

2i. A written clean-up procedure must be used in  the case of a contamination event. 

Contamination events involving vomiting or diarrhea  can spread diseases like Norovirus if there is no written  clean-up procedure to minimize contamination. 

2j. Food establishments need to have a food  defense plan and training to prevent deliberate  contamination. 

A food defense plan involves precautions like only  allowing authorized employees in storage and  preparation areas, installing security cameras in  receiving areas, locking doors not in use, and  

maintaining good lighting.  

Train employees to help prevent deliberate  

contamination with these simple habits: 

1. Follow food defense plan and procedures 

2. Inspect work area 

3. Recognize anything out of the ordinary 

4. Secure ingredients, supplies, and finished products 5. Tell management if they notice anything unusual or  suspicious 

If delivery personnel, visitors, contractors, tours, and  non-regulatory inspectors are allowed in the facility, the  manager’s responsibility is to ensure that any exposed  food is protected from contamination. 

Topic 3: Preventing Contamination 

Every step within the flow of food has risks of food  becoming contaminated, making it dangerous for your  customers. 

3a. Purchasing food from approved suppliers and  carefully inspecting deliveries can minimize  source contamination. 

There are many ways for food to become contaminated  before it arrives at an establishment, also called source  contamination

Approved suppliers are inspected by government  regulators to ensure they follow food safety policies. 

When receiving, inspect all food when it is delivered  and before the driver leaves. Arrange shipments to  arrive at different times and not during peak hours.  

Reject items that contain any signs of contamination,  including: 

Packaging that is faulty, exposed to chemicals, or  damaged by pests 

Food with abnormal coloring 

Meat, fish, or poultry that leaves the imprint of your  finger 

Food with abnormal or unpleasant odors 

Eggs that are not clean or that are broken 

Frozen food that is fully or partially thawed Frozen food that has fluids, frozen liquids, or ice  crystals 

Shellfish that are very muddy, have broken shells, or  are dead 

Measure the temperatures of the food, avoiding cross contaminating with your thermometer, to ensure that  each item is received within the range of safe  

temperatures. 

Frozen foods should be received frozen 

Refrigerated food should be at or below 41°F (5°C) o Shell eggs may be received at an ambient air  temperature of 45°F (7°C) or lower  

Hot food should be at or above 135°F (57°C) The temperature of flat foods, such as bacon, can  be taken by placing the thermometer between two  packages 

3b. Even if food has been inspected well, it could  still be contaminated or mislabeled and subject to  recall. 

When you learn of a food recall, stop serving or using  the food immediately.  

Do not discard the food unless you are told to do so Label the food clearly with warnings and store it so  it will not contaminate other foods 

Make sure employees are aware of the recall and  know what to do 

3c. Many food safety practices, including proper  storage methods like shelf order, are intended to  prevent cross-contamination. 

Cross-contamination can be prevented by frequent  handwashing, storing food properly, and cleaning and  sanitizing food-contact surfaces.

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Putting items in the proper order on the shelf helps to  prevent cross-contamination. 

Store ready-to-eat foods above other foods and  separate from raw meats 

Store products that are likely to contain more  pathogens below other foods 

Arrange raw meats according to cooking  

temperature 

o Highest temperature on the bottom (e.g.,  poultry below beef) 

Other practices to prevent cross-contamination include: Covering foods  

Clearly labeling working containers with the  common name of the food 

Washing fruits and vegetables 

o If you use chemicals to wash produce, the  chemicals must be generally recognized as safe  (GRAS) 

Food that has been in possession of a customer cannot  be re-served or re-sold to someone else. The two  exceptions are: 

Non-TCS* food dispensed in a container that  protects the food and is closed between uses, like  condiments (*see section 4a for more information) 

Packaged non-TCS food in unopened and good  condition, like crackers, salt, and pepper 

3d. Animals can spread contamination to people,  surfaces, and food. 

Do not allow live animals into your establishment  except when permitted by law. People with disabilities  may bring service animals wherever customers are  generally allowed. Pets or emotional support animals  are not considered service animals. Live animals must  never enter food preparation or storage areas. 

3e. Imminent health hazards can make it difficult  or impossible to prevent contamination. 

An imminent health hazard is any serious threat that  must be corrected immediately because it affects many people or has severe consequences. Examples include: Floods or fires 

Extended interruption of water or electrical service Misuse of poisonous or toxic materials 

Sewage backup 

Pest infestations 

Foodborne illness outbreaks 

o Difficult to identify: watch for multiple  

complaints in a short time 

When you become aware of an imminent health hazard,  stop operating and notify your regulatory authority. 

3f. Cleaning and sanitizing helps to prevent cross contamination and the spread of foodborne  illness. 

Clean and sanitize utensils and food-contact surfaces of  equipment often during use. 

When switching from one raw animal product to  another, unless you switch to a food with a higher  cooking temperature 

When switching from raw to ready-to-eat foods Before resuming work or after working with the  same equipment for four hours 

o Less frequently if used in a refrigerated  

preparation area 

Cleaning and sanitizing is a five-step process: 

1. Scrape or rinse off food, dirt, or other contamination into a waste container or garbage disposal 

2. Wash the surface with warm water and detergent 3. Rinse the surface with clean water 

4. Apply a sanitizing solution 

o Refer to the instructions on the label of the  EPA-registered sanitizer for contact times 

o Submerge item if possible (e.g., three 

compartment sink), spray if not 

o Ensure that hot water for sanitizing is 171°F  (77°C) or hotter 

o Use test strips to measure the concentration of  chemical sanitizing solutions 

5. Air dry the item or surface 

When using a three-compartment sink for warewashing,  clean the sink before use and throughout the day (at  least every 24 hours if it is in use). 

When using a dishwasher, or mechanical warewashing: Teach workers to clean the dishwasher with delimer Scrape or rinse off large food particles 

Don’t overload the trays 

Clean and sanitize stationary equipment where it is. If it  does not have a Clean in Place (CIP) system: 

Turn off equipment 

Pre-clean by removing large food particles Take off any small, removable parts to clean and  sanitize 

Wash the equipment, and clean under and around it Rinse the food-contact surfaces 

Wipe or spray with a sanitizing solution 

Air dry all parts, then put them back together Sanitize food-contact surfaces you touched

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Follow manufacturer instructions for cleaning and  sanitizing using a dishwasher or Clean in Place (CIP) system. 

3g. An Integrated Pest Management (IPM)  program can help prevent contamination of food  by pests. 

Watch for signs of pests, including: 

Rodents: Small black droppings, gnaw marks,  nesting materials, strong smell of ammonia 

Cockroaches: Egg casings, droppings that look like  black pepper, strong oily smells 

Equipment should be sealed to the floor or raised 6  inches so it does not provide shelter for pests.  

Tabletop equipment should be sealed to the table or  raised 4 inches. 

Integrated Pest Management (IPM) aims to (1) keep  pests out and (2) eliminate pests by:  

Storing food in appropriate containers, six inches  above the floor 

Emptying trash cans often and cleaning the cans  regularly 

Putting garbage in an outside dumpster and  keeping the dumpster closed and clean 

Covering openings in walls, floors, doors, and  windows 

Work with a licensed Pest Control Operator (PCO) to  determine what pesticides to use in your situation, and  always let the PCO apply them. 

Topic 4: Time and Temperature Control Illness occurs when disease-causing bacteria multiply to  dangerous levels in food before it is eaten. Two of the most  important factors for bacterial growth are time and  temperature. 

4a. TCS foods provide everything that bacteria  need to multiply. 

Time and Temperature Control for Safety (TCS) foods include meat products, fish and shellfish, eggs, dairy  products, cream or custard, plants containing protein (e.g., cooked beans and rice, soy products like tofu),  

cooked vegetables, potato dishes, sliced melons and  tomatoes, cut leafy greens, raw sprouts, and garlic in oil. 

Some foods may not be TCS depending on their state  (e.g., uncooked beans and rice or whole raw fruits and  vegetables). 

FAT TOM is an acronym used to understand why TCS  foods are vulnerable to foodborne bacteria: 

Food – Bacteria mostly eat proteins and  

carbohydrates 

Acidity – Bacteria generally grow best in a slightly  acidic or neutral pH (between 4.6 and 7) 

Time – Bacteria grow at varied rates, depending on  other FAT TOM factors like temperature 

Temperature – Bacteria usually grow best between  41 and 135°F (5 and 57°C), known as the  

“temperature danger zone” 

Oxygen – Bacteria multiply if there is the right  amount of oxygen, which varies by type of bacteria Moisture – Bacteria need water to multiply 

4b. To control and monitor the temperature of  food, thermometers must be accurate and used correctly. 

Food thermometers must be accurate to plus or minus 2°F, or 1°C if the thermometer has a Celsius scale (plus  or minus 3°F or 1.5°C for an ambient air thermometer). 

Two common methods for thermometer calibration: Ice point method: Ice-water mixture will settle at 32°F (0°C) 

Boiling point method: Must know boiling point at  your elevation 

How often you need to calibrate depends on the type of  thermometer: 

Bimetallic: Before each shift, anytime the  

thermometer is bumped or dropped 

General: As often as needed according to the  manufacturer’s instructions 

The method of measuring temperature with a  thermometer differs depending on the type of food: Solid: Thickest part, but not right next to a bone 

o If even in thickness, check in several places Liquid: In the center, after stirring to disperse heat 

Monitor use of thermometers by developing  

procedures to avoid cross-contamination, to throw  away food that is temperature abused, and to record  temperatures in a log. 

4c. TCS food must be protected from bacterial  growth by placing it in cold storage and date  marking the container. 

Avoid overloading refrigerators and freezers. Don’t line shelves, which prevents good air flow. Verify 

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periodically that refrigerators keep the internal  temperature of food below 41°F (5°C). 

Teach employees to check freezers for signs of thawing  or refreezing (pools of ice, icicles, ice crystals) 

If TCS food will be kept longer than 24 hours, it should  be marked with a use-by date seven days or less from  when the food was first thawed, opened, or prepared. 

Day one is the day the food was opened or prepared Time that food spends frozen: does not count  Time that food spends thawed: does count Based on the oldest ingredient 

Pull or throw away any foods that are not labeled or are  past their use-by dates. 

The first in, first out (FIFO) system uses use-by dates to  move older items forward and place newer items behind them, so that the first item grabbed is the one  that needs to be used first. 

4d. It is best to thaw TCS food without letting it go  into the temperature danger zone. 

Thawing food in the refrigerator is the best method for  large, solid foods (e.g., frozen turkey). Schedule one day  of thawing for every 5 pounds of food. 

Can also thaw food: 

As part of the cooking process: not good for large,  solid foods 

In the microwave: cook immediately after, rotate  food as it thaws 

By submerging it under cold, running, safe-to-drink  water that is 70°F (21°C) or colder: cannot stay  above 41°F (5°C) for more than four hours, takes  about 30 minutes per pound of food 

4e. Animal products must be cooked to specific  temperatures to make them safe to eat. 

Cook foods to their required minimum internal  temperatures: 

165°F (74°C) and held at that temperature for at  least 15 seconds 

o All poultry (e.g., chicken, turkey, duck, other  fowl), whole or ground 

o Stuffing made with TCS ingredients like meat  stocks or broths 

o Stuffed meats or pastas 

o Dishes that include any previously cooked  foods, like many casseroles 

o Food cooked in the microwave (cover, rotate, and let it stand for 2+ minutes) 

155°F (68°C) for at least 15 seconds  

o Meats other than poultry (e.g., beef, pork, and  seafood) that have been ground, injected with  flavorings, or mechanically tenderized 

o Eggs that will be hot-held for service 

145°F (63°C) for at least 15 seconds  

o Whole meats other than poultry (e.g., whole  seafood and steaks or chops of beef, pork, veal,  lamb) that are not injected or tenderized 

Cook to 155°F if you are not sure 

o Eggs that will be served immediately  

145°F (63°C) for at least 4 minutes 

o Roasts  

135°F (57°C) before putting it in hot-holding  equipment 

o Any hot-held food that doesn’t fit into other  categories (e.g., vegetables, ready-to-eat foods) 

4f. A non-continuous cooking process occurs  when food is partially cooked, then cooled and  stored for a time. 

After getting approval from your regulatory authority,  follow these stepsfor a non-continuous cooking process: Heat food for no longer than one hour 

Cool food following the usual rules and store below  41°F or keep frozen 

o Label food as not safe to eat 

o Keep food separate from ready-to-eat foods Cook food to minimum internal temperature 

4g. Raw or undercooked animal foods are used in  certain dishes. 

If your establishment primarily serves a highly  susceptible population, do not serve raw or  

undercooked animal foods. Food on children’s menus  may not contain it, either. 

If you offer dishes with raw or undercooked animal  foods: 

Have a consumer advisory somewhere customers  can easily see it (e.g., menu, display case) 

o Disclosure: Tells customers the food contains  raw or undercooked animal products 

Part of the menu item description OR an  

asterisk and footnote 

o Reminder: Warns customers about the  

increased risk of foodborne illness 

Asterisk and footnote 

No consumer advisory required for steak that is  “whole-muscle, intact beef”

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Contact your regulatory authority before offering these  foods and check the FDA food code for more information. 

4h. One of the most common causes of foodborne  illness is food that was not cooled properly. 

For food to stay safe, it must cool from 135°F (57°C) to  refrigeration temperature, 41°F (5°C), within six hours.  Cool the food from 135°F (57°C) to 70°F (21°C) in two  hours or less. Then cool the food from 70°F to 41°F (5°C) within the remaining time (i.e., before six hours total). 

Tips for cooling: 

Split into smaller portions (e.g., in pans that are 4  inches tall or less) 

Cover food loosely and do not stack pans 

Use an ice bath, ice as an ingredient, or an ice paddle Use blast chillers and tumblers 

4i. Reheating food also brings it through the  temperature danger zone.  

Food must be reheated within two hours or it must be  thrown away. Equipment for hot holding (e.g., steam  table) will not heat food quickly enough and must not  be used to reheat TCS foods. Reheat the food to any  temperature if it will be served immediately. If it will be  hot held, reheat to 165°F (74°C) first. 

4j. Food that will not be eaten immediately must  be held outside of the temperature danger zone. 

Hot TCS food should be held at 135°F (57°C) or hotter and cold TCS food at 41°F (5°C) or colder. 

Only use equipment specifically designed for  holding food  

Stir food regularly to disperse heat evenly Use ice that is safe for drinking 

o Do not use ice in beverages if the ice was used  for displaying food 

Check the temperature frequently, using a  thermometer (rather than the equipment’s gauge) 

4k. It is possible to keep TCS food safe without  temperature control, just by controlling time. 

Using time as a public health control can be used for (1)  working supplies of raw foods before cooking or (2)  ready-to-eat food being displayed or held for service. 

Foods may be held without temperature control for up  to four hours if the food: 

Had an internal temperature of 41°F (5°C) or lower  before removal from cold holding or 135°F (57°C) or  higher before removal from hot holding 

Was labeled with the time four hours from when it  was removed from temperature control 

Is discarded when the four-hour limit is reached 

Cold foods have the same conditions but can be held  for up to six hours if: 

The temperature of the food stays under 70°F (21°C) It is marked with the time it was removed from  holding and the time it will expire 

It is discarded when the six-hour limit is reached 

Topic 5. Regulations, Facilities, and Equipment 5a. HACCP is mandatory for food manufacturing  and voluntary for most retail food establishments. 

Your establishment should already be following basic  food safety principles, or prerequisite programs. 

A HACCP (Hazard Analysis and Critical Control Points) plan has seven principles: 

1. Perform a hazard analysis 

2. Determine critical control points (CCPs) 

o Example: Cook chicken to kill bacteria 

3. Set critical limits 

o Example: Cook chicken to internal temperature of 165°F for at least 15 seconds 

4. Establish a monitoring system 

o Example: Take and log temperature of chicken 5. Establish corrective actions 

o Examples: Cook chicken longer; discard food 6. Establish verification procedures  

o Example: Observe employees, confirming that HACCP plan is followed 

7. Establish recordkeeping procedures 

The HACCP plan should be validated to ensure that it  works and controls food hazards. 

5b. Processing food using specialized methods  usually requires a variance and a HACCP plan. 

Talk to your local regulatory authority if you want to use  a specialized processing method such as: 

Smoking or curing food to preserve it 

Using food additives to preserve food 

Packaging TCS food using reduced oxygen  packaging (ROP) 

Keeping live molluscan shellfish in a display tank to  sell as food 

Custom processing game animals 

Sprouting seeds or beans 

You will likely need a variance and a HACCP plan.

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5c. Four guidelines for materials can stop  pathogens from finding harborage in your facility. 

Non-food-contact surfaces (floors, walls, equipment,  dumpsters) need to be cleaned, not sanitized. The  surfaces should meet these four guidelines: 

Smooth 

o Materials that are porous, textured or rough are  forbidden anywhere that requires cleaning  

(food preparation, storage, dishwashing,  

restrooms, refrigeration, garbage) 

o Equipment should be free from ledges,  

projections, or crevices 

Durable 

o Use commercial equipment designed to be  used in a food establishment 

Nonabsorbent 

o Use nonabsorbent materials in areas subject to  flushing, spray cleaning, and vapors (food  

preparation, walk-in coolers, dishwashing,  

restrooms) 

Easy to clean 

o Equipment and facility need to be accessible  for cleaning  

5d. Food and dishes should be stored in a clean,  dry location protected from contamination. 

Safe facility design makes the trip from receiving to  storage as short and efficient as possible.  

Keep food and dishes in a dry storage area at least six  inches above the floor. 

Never store food or ware items in locker rooms, toilet  rooms, dressing rooms, garbage rooms, mechanical  rooms, under water or sewer lines that could leak, under  open stairwells, or under other sources of 

contamination. 

Glasses and dishes should be stored upside down or  covered, and utensils should be stored flat or with  handles up.  

To safely store in-use utensils between uses, you have  the option to store them: 

Inside the food (keeping them outside the  temperature danger zone) 

o If the handle doesn’t stay above the surface of  the food, discard the food 

In a container of water at 135°F (57°C) or higher o Must clean at least every 24 hours 

In running water (like a dipper well) 

Temporarily on a food preparation surface o Must clean surface and utensil every four hours Inside a covered bin (if not a TCS food) 

5e. There are certain regulations if employees require a locker room and break room. 

If necessary, linens and packaged single-use items may  be stored in a locker room if they are stored in a cabinet.  No other food or ware items may be stored there. 

Employees may bring medicine into the establishment  only if the medicine is necessary for their health. Medicines must:  

Contain a legible manufacturer label 

Be stored in employee locker or dressing rooms Be kept in another leak-proof, clearly marked container if it must be refrigerated 

5f. Toilet rooms, or restrooms, in food  

establishments must meet certain requirements. 

Toilet rooms must be accessible during all hours of  operation. A handwashing sink must be located inside  or immediately adjacent to the toilet room.  

A toilet room door must be tight-fitting, self-closing,  and kept closed except for cleaning and maintenance. 

Female toilet rooms must have covered receptacles for  sanitary napkins. 

5g. Proper ventilation and lighting are critical for  safety. 

A ventilation system should prevent: 

Moisture condensing on walls and ceilings Grease that collects and drains or drips onto food contact surfaces 

Stuffy air full of excessive heat, steam,  

condensation, vapors, odors, or smoke 

Established standards for safe minimum levels of  lighting in kitchen areas may include: 

50 foot candles (540 lux) in food preparation areas 10 foot candles (108 lux) in walk-in coolers and dry  food storage areas 

20 foot candles (215 lux) in other areas 

5h. Contaminated water is one of the world’s  leading causes of foodborne illnesses and  childhood deaths. 

Use only potable, or drinkable, water from approved  sources. Have enough water, including hot water, to  meet peak demands.

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Food establishments must use a pressurized water  system, unless it is a temporary food establishment, or  when an emergency supply is used. 

5i. Backflow can pull unsafe water into the pipes if  not prevented. 

Backflow occurs when a sudden drop in pressure in the  main water line pulls contaminated water backward  through drinking water pipes.  

To prevent backflow, there needs to be a separation  between safe water and unsafe water, using one of two  options: 

An air gap: A 100% reliable method  

o Space between the end of the faucet and the  flood rim must be twice the diameter of the  

outlet pipe and at least one inch 

An approved backflow prevention device, if an air  gap is not practical 

o Keep records for inspection and service 

5j. Follow specific requirements for solid and  liquid waste disposal. 

Solid waste, or garbage, disposal should follow these  guidelines: 

Use pest-resistant materials 

o Dumpster: leak-proof, durable, cleanable,  nonabsorbent surface, sloped to drain 

Keep trash cans and dumpsters clean 

Cover trash containers 

Take out the trash often 

Liquid waste, which includes non-potable water like  mop water or cleaning liquids, must be disposed of in a  service sink or curbed cleaning facility. 

Vending machines may have a drain, liquid waste  containers, or shutoff valves 

Ask the local regulatory authority if you have questions  about waste disposal. 

5k. Wiping cloths and linens must be kept clean to  prevent cross-contamination. 

Dry wiping cloths should only be used to wipe food  spills off clean dishes as they occur while serving food.  The cloths should be kept dry, replaced when wet or  visibly dirty, and laundered as needed. 

Wet wiping cloths, like those used for bussing tables, must be stored in a container of sanitizer and laundered  daily. 

Linens are fabric items like cloth hampers, cloth napkins,  table cloths, wiping cloths, aprons, and cloth gloves. Launder all linens between each use 

Can only touch food if the linen lines a serving  container (like a bread basket) 

o Replace each time the container is refilled for a  new customer 

If it doesn’t touch food: 

o Replace if wet, sticky, or visibly dirty 

5l. If you package food for sale in your  establishment, the packages must be labeled  correctly. 

Food labels must include: 

Common name or descriptive identity 

Ingredients and sub-ingredients(if over 1 ingredient) Net quantity 

Name and place of the manufacturer, packer, or  distributer 

Each major food allergen 

Nutrition information 

For raw meats or poultry: instructions for handling  food safely 

Bulk food must have a manufacturer’s label or a label  that includes the common name, ingredients, and  nutrition information. 

5m. Food managers must maintain some records  for a specific length of time. 

Raw, ready-to-eat fish 

o (1) Keep a written agreement or statement  from the supplier stating how the fish were  

raised and fed and (2) maintain time and  

temperature freezing records for 90 days from  the service or sale of the fish 

Shellfish 

o Keep shellstock identification tags (records of  the origin of shellfish) 90 days after the shellfish  have been used, sold, or discarded 

Food cooked using a cook-chill or sous vide process o Time and temperature cooling records for six  months

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Key Terms (Glossary) 

This list of key terms matches the Glossary, which is also  provided in a separate document for convenience. This  guide may NOT be used during the exam. 

Air gap: The space between the faucet and the flood rim of  a plumbing fixture, which can prevent contamination due to backflow 

Allergic reaction: An immune response to a substance that  would otherwise be harmless 

Anaphylactic shock: A severe allergic reaction in which  blood pressure drops and the lungs and throat swell 

Approved: Authorized as safe by the regulatory authority 

Asymptomatic: Diagnosed with an illness but not showing  any symptoms 

Backflow: When a sudden drop in pressure pulls  contaminated water backward through a water system 

Bare-hand contact: The act of touching food with an  uncovered hand, allowing skin to touch the food 

Blast chiller: A device that can rapidly lower a food’s  temperature 

Bussing: To clear away items on the tables of an  establishment 

Calibration: To adjust a thermometer to give accurate  readings 

Celiac disease: An autoimmune disorder in which tiny  amounts of gluten can make someone very sick  

Clean in place (CIP) systems: To clean and sanitize equipment surfaces without disassembly 

Cleaning: Removing dirt, grime, and pathogens with soap  and water 

Concentration: The amount of sanitizer in a sanitizing  solution 

Consumer advisory: A warning about the risk of foodborne illness from animal products that are raw or undercooked;  must include a disclosure and a reminder 

Contaminated: An item that contains a physical, chemical,  or biological hazard 

Critical control point (CCP): A step in a food process where  a food hazard can be prevented, eliminated, or reduced to  an acceptable level 

Critical limit: A measurable or observable limit that must be  met to control a hazard 

Cross-contact: When a food allergen crosses into a non allergenic food 

Cross-contamination: When a food hazard crosses from  one object or surface to contaminate another 

Deliberate contamination: When someone adds a hazard  to food on purpose 

Disclosure: A written statement that identifies food that  contains (or can be ordered to contain) raw or undercooked  animal products in a consumer advisory 

Dry storage area: A space used to store food at room  temperature 

EPA: United States Environmental Protection Agency 

Exclude: When an employee must be sent home because  he or she has a certain illness or symptom 

Exposure: When someone eats food that makes someone  else sick, attends an event or works at the site of a disease  outbreak, or has close contact with a sick person at home 

FDA: United States Food and Drug Administration 

Fecal-oral route: A path for spreading illness when  pathogens from an infected person’s feces find their way  into another person’s mouth 

First in, first out (FIFO): A system for storing and using food  in which the first food item prepared should be used first 

Flood rim: The edge of a plumbing fixture over which water  would flow if it were full 

Flow of food: The path that food follows from production to  service 

Food allergen: A food that causes an allergic reaction Foodborne: Carried through food 

Food-contact surface: A surface that regularly touches food 

Foot candle: A measurement of light referring to the light  cast by a standard candle in a 1-foot radius sphere  

Gastroenteritis: Inflammation of the stomach and  intestines causing flu-like symptoms, often due to  foodborne illness 

Generally recognized as safe (GRAS): Term used by the FDA to describe something that is considered safe to add to food 

HACCP (Hazard Analysis and Critical Control Points)  plan: A process used in food service to identify and prevent  or correct hazards 

Hand antiseptic: A liquid or gel that is applied to the hands  to kill pathogens; also known as hand sanitizer

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Hazard analysis: The process of identifying the likelihood  and severity of hazards in the food establishment 

Highly susceptible population (HSP): People who are  more vulnerable to foodborne illnesses 

Holding: To keep a portion of food available at a controlled  temperature, like in self-service areas 

Imminent health hazard: A serious threat (like a flood, fire,  power outage, or foodborne illness outbreak) that must be  corrected immediately to keep people safe  

Immunocompromised: A person whose immune system is  weak due to a specific condition, such as pregnancy or cancer 

Incubation period: The amount of time it takes for  symptoms to show after a person is infected 

Integrated pest management (IPM): A program designed  to keep pests out of an establishment and to remove those  that get in 

Jaundice: Yellowing of the skin and whites of the eyes Jet air dryer: A device that uses hot air to dry wet hands 

Non-allergenic food: A food that does not normally contain  an allergen 

Non-continuous cooking process: A cooking process that  is stopped to finish later 

Non-food-contact surface: A surface that does not  normally touch food 

Outbreak: When two or more people catch the same illness  after eating food from the same source 

Pathogens: Microorganisms that cause disease, otherwise  known as “germs” (bacteria, viruses, and parasites) 

Personal protective equipment (PPE): Items (like gloves  and facemasks) that protect employees from hazards in the  workplace 

Person in charge: The person at a food establishment who  is responsible for the establishment, such as a manager 

Pest control operator (PCO): A professional who has been  licensed to remove pests 

Ready-to-eat food: Food that is edible without more  preparation 

Recall: A notice that a food product is unsafe to eat due to  contamination or mislabeling 

Receiving: To accept a delivery of food products at an  establishment 

Reduced oxygen packaging (ROP): Food packaging  designed to prevent pathogen growth by removing air from  the package 

Regulatory authority or agency: A local government  organization responsible for public health, such as a county  health department 

Reminder: A written statement that addresses the health  risk of eating raw or undercooked animal products; part of a consumer advisory 

Restrict: When a sick employee may not work with food or  with clean food-contact surfaces 

Safety data sheet (SDS): A form that explains the risks of a  chemical and how to use it correctly 

Sanitizing: Using chemicals or high heat to kill pathogens that remain after cleaning 

Sanitizing solution: A sanitizing chemical mixed with water 

Self-service: Food that is available for customers to serve  portions to themselves, such as a buffet 

Service animal: An animal, such as a guide dog, that has  been trained to help a person with a disability 

Single-use items: Items that are designed to be used once,  like disposable utensils 

Sneeze guard, or food guard: A barrier positioned above  food in self-service areas 

Source contamination: When food is contaminated before  it arrives at a food establishment 

Standard operating procedures (SOPs): Policies, or a set of  procedures that tells employees how to control food safety  hazards 

Symptoms: Signs of an illness 

Time/temperature control for safety food (TCS/PHF): Food that requires time or temperature control measures,  such as refrigeration, to limit pathogen growth or toxin  formation 

Variance: An authorized modification of a Food Code  requirement 

Walk-in cooler: A refrigerated storage room 

Warewashing: To clean and sanitize utensils and surfaces  that touch food 

Working container: A container that holds a product after it  has been removed from the original package 

Written clean-up procedure: Written procedures to clean  up vomit and feces