Accountability and Legal Aspects of Nursing - Study Notes
The Profession of Nursing
- Regulator, Professional, Educational, Union roles converge to advance the profession, protect the public, improve health, strengthen working conditions, and support nurses.
- Key functions include: advance education and represent nurses, provide support, and work to improve health outcomes for society.
- Source note: Based on Almost, J. (2021) Regulated nursing in Canada: The landscape in 2021 (Figure 2). Canadian Nurses Association. Reprinted with permission.
Legal Limits of Nursing
- Nurses have fiduciary relationships with patients.
- Sources of law include:
- Constitution of Canada
- Civil law (Quebec)
- Common law (rest of Canada)
Function of Law in Nursing
- Outlines responsibilities of nurses and other professions.
- Aims to ensure safe, consistent, competent care that serves society while preserving individual rights (to protect the public).
- Also serves to protect nurses from liability.
- Reason for knowledge of the law: to promote safe practice, accountability, and risk management.
Legal Framework for Nursing Practice in Quebec
- Quebec framework governed primarily by the Nurses Act (Loi sur les infirmières et infirmiers - 1973) 1973.
- The act defines: scope of practice for nurses, the professional order of nurses, and the framework for activities and responsibilities.
- The Ordre des infirmières et infirmiers du Québec (OIIQ) is the regulatory body that licenses and regulates nursing in Quebec.
Bill 90
- An Act to amend the Professional Code and other legislative provisions as regards the health sector.
- Came into effect in 2003.
- Covers 11 professions: Nurses, Pharmacists, Physicians, Dietitians, Speech Therapists, Radiology Technologists, Physiotherapists, Occupational Therapists, Nursing Assistants (LPN), Medical Assistants, Audiologists.
Bill 90 – Additional Resources
- PDFs and perspectives related to Bill 90 and nursing in Quebec are referenced (e.g., fascicule, English editorial, and professional-activities documents).
OIIQ: Quebec Regulatory Body
- The OIIQ maintains regulation of nursing.
- Nurses have exclusivity of practice (self-regulation/self-government).
- All entry-level nursing education programs must be approved by the regulatory body.
- Licensure and registration are the mechanisms to protect the public; registration occurs once a year.
Legal Liability Issues in Nursing Practice
- Tort: a civil wrong committed against a person or property; can be intentional or unintentional.
Intentional Torts
- Willful acts that violate a person’s rights; common examples include:
- Assault: physical or verbal threat
- Battery: intentional physical contact without consent
- Invasion of privacy: unwanted intrusion into private affairs, release of confidential information, breaches involving computers and confidentiality, social media
- False imprisonment: restraining a person against their will and without lawful justification
Battery
- Battery is intentional, harmful, or offensive contact without consent.
- A battery does not need to result in actual harm to be actionable.
- Distinctions:
- If consent is not obtained for treatment, it is a violation.
- If treatment goes beyond or differs from that for which consent was obtained, it may constitute battery.
- If a patient consented but reports inadequate information, this can indicate negligence rather than battery.
Invasion of Privacy
- Protects a patient’s right to be free from unwanted intrusion into private affairs.
- Not necessary that battery causes harm for invasion of privacy to be actionable.
- Releasing patient information to an unauthorized person is a breach.
- Nurses should not assume family members’ knowledge of health history or diagnoses; disclose information only as appropriate and authorized.
Invasion of Privacy (continued)
- Reference to confidentiality and privacy concerns in nursing practice.
- Policy and professional guidance exist regarding confidentiality of patient records.
False Imprisonment
- Intentional confinement of a person within fixed boundaries without the person’s consent.
- Plaintiff need not prove damages to succeed; must show intentional restraint with no reasonable avenue of escape.
- May involve inappropriate or unsatisfactory use of restraints (physical or chemical).
Unintentional Tort: Negligence
- Negligence is conduct that falls below the standard expected of a reasonably prudent nurse.
- Common examples include: failing to obtain informed consent, falls due to improper moving techniques, medication errors causing injury, IV infiltration leading to phlebitis, etc. (Potter & Perry, 7th edition, Box 10.1).
- See: Potter, P. A., Perry, A. G., et al. for standard references.
Negligence – 4 Elements
- Duty: A nurse-patient relationship that requires care.
- Breach: Failure to meet the standard of care.
- Harm: The patient sustains injury, damage, or harm.
- Causation: The harm is a direct result of the nurse’s failure to meet the standard.
Standards of Care
- Legal guidelines for nursing practice.
- Establish expectations to provide safe and appropriate patient care.
- Sources include:
- Nursing practice acts
- Provincial/territorial laws regulating health care agencies
- Professional and specialty nursing organizations
- Written policies and procedures
How to Prevent Negligence
- Follow standards of care for your jurisdiction and institution.
- Provide competent care.
- Be proactive with ongoing education.
- Document accurately, completely, and thoroughly every nursing assessment, intervention, and evaluation.
- Principle: "If it is not documented, it was not done."
Legal Requirements: Consent
- Legal responsibility for obtaining consent for surgical or medical procedures lies with the physician.
- Obtaining consent for nursing procedures is the responsibility of the nurse.
- Express: Oral or written consent.
- Implied: In emergencies; during surgery when additional procedures are needed that are consistent with the already consented procedure; in therapy contexts.
- Three components:
- Disclosure: Adequate information about the treatment/procedure to make an informed decision.
- Voluntariness: Decision made without coercion.
- Capacity: Legal and mental ability to make the decision.
Confidentiality – Legal Requirements
- Avoid posting or sharing information.
- Take permission before disclosing information.
- Maintain privacy.
- Keep personal profiles private.
Nursing Students and Legal Liability
- Students must know their capabilities and competencies; should not perform actions unless competent.
- Students are liable for harm caused by their actions, as are instructors, the hosting hospital, and the college/university.
- Students must separate their nurse role from other unregulated care roles.
Good Samaritan Law
- Quebec's Civil Code (Article 1471) protects individuals who provide aid from liability for harm caused while helping, unless harm results from intentional fault or gross negligence.
Abandonment & Assignment
- Short staffing can create legal problems due to insufficient nurses to provide care.
- Abandonment refers to leaving a patient without adequate care.
- Prescriber’s orders: Must be followed unless the nurse believes an order is in error, violates agency policy, or could harm patients.
Carrying Out a Prescriber’s Order
- Question any order a patient questions.
- Question orders if the patient’s condition has changed.
- Question and record any verbal orders to avoid miscommunications.
- Question any order that is illegible, unclear, or incomplete.
Medication Errors
- Occur more often than expected; must be addressed immediately.
- Must be reported, recorded, and the patient must be informed.
- An incidence report must be completed.
Risk Management
- A system to ensure appropriate nursing care by identifying hazards and preventing harm.
- Tools include incident/adverse occurrence reports.
- Steps: Identify risks, analyze risks, act to reduce risks, evaluate steps taken.
Quiz (Key Concepts)
- In Canada, nurses maintain registration with: the provincial association or college of nursing (correct).
- When do nurses have an ethical and legal responsibility to maintain confidentiality? When they are in a therapeutic relationship with a patient (and related contexts like collaboration, etc. may apply). The explicit correct context listed is: when asked information by the person who holds a proxy directive.
Student Resources
- Coffee break resource: https://www.dawsoncollege.qc.ca/first-year
Thank you
References
- Potter, P. A., Perry, A. G., Barbara J. A., Wendy D., Stockert, P., & Hall, A. (2019). Canadian Fundamentals of Nursing (7th Canadian ed.). Toronto, ON: Pearson.
- Canada Health Act: Retrieved from: https://www.canada.ca/content/dam/hc-sc/migration/hc-sc/hcs-sss/alt_formats/pdf/pubs/cha-ics/2015-cha-lcs-ar-ra-eng.pdf