4th Amendment

Katz v United States (1967)

Facts of the Case

  • Katz gave gambling info over the phone to clients

  • Feds used eavesdropping device on public phone booth to record him

  • Katz arrested under illegal transmission of wagering information

  • Appeared and COurt rejected as there was no physical intrusion into the phone booth

Question

  • Does the Fourth Amendment protection against unreasonable searches and seizures require the police to obtain a search warrant in order to wiretap a public pay phone?

Conclusion

  • Yes

  • Katz had protection as 4th amendment protects “people not places” 

  • Harlan introduces idea of reasonable expectation of 4th amendment protection


Kyllo v. US

Facts of the Case

  • Dept. of Interior agent used thermal imaging device to scan Kyllo’s triplex

  • Looking to see if he was growing weed

  • Based on seeing hot spots warrant was issued

    • Found weed

    • Kyllo was indicted

  • Court of appeals said Kyllo had no reasonable expectation of privacy

Question

  • Does the use of thermal-imaging device to detect relative amounts of heat emanating from a private home constitute an unconstitutional search in violation of the 4th Amendment?

Conclusion

  • Yes

  • Where, as here, the government uses a device that is not in general public use, to explore details of the home that would previously have been unknowable without physical intrusion, the surveillance is a search and is presumptively unreliable without a warrant”


Carpenter v. US (2018)

Facts of the Case

  • 2011 police arrested men in connected with armed robberies

  • One man gave information on others to FBI

  • FBI uses this to obtain transactional records of other 3

    • Under Stored Communications Act 

  • Based on this information charged Carpenter with aiding and abetting robbery 

Question

  • Does the warrantless search and seizure of cell phone records, which include the location and movements of cell phone users, violate the Fourth Amendment?

Conclusion 

  • Yes

  • 4th amendment protects expectations of privacy

  • Declined to extend 3rd party doctrine to cell-site location information which implicates privacy concerns 

    • Applies to voluntary exposure

  • Government needs warrant to access cell-site location information


Fourth Amendment – Searches and Seizures

Overview of Fourth Amendment 

  • Full enjoyment of the rights of personal security, personal liberty, and private property by prohibiting unreasonable searches and seizures 

  • Warrants must be supported by probable cause 

    • Places of search must be specified in the warrant 

    • There are some exceptions 

      • Incident to arrest 

      • By administrative searches justified by special needs beyond normal need for law enforcement 

Historical Background

  • Long-standing in English political thought

    • Every man’s house is his castle

    • Landmark English cases: Entick v Carrington and Wilkes v Wood

Scope of Protected Rights

Overview of Unreasonable Searches and Seizures 

  • Must be probable cause and particularized description of what’s being searched 

  • Harris v US

    • Reasonable warrantless search of a 4 room apartment pursuant to the arrest of a man 

  • Chimel v California

    • 4th amendment was reaction to the general warrant and warrantless searches that alienated colonists 

    • Police must, whenever practicable, obtain advance  judicial approval of search and seizures through a warrant procedure

  • 1970s

    • Court divided on which standard to use 

  • 1992: reasonableness approach over warrants-with-narrow exceptions

Early Doctrine on the Fourth Amendment

  • Must be a search and seizure with subsequent attempt to use the seized judicially for 4th amendment to apply

  • Olmstead v US

    • Didn’t cover wiretapping because defendant's premises had not been physically invaded 

    • There was an invasion, a technical trespass, the 4th amendment applied to electronic surveillance 

    • Only applied to tangible items

  • Federal Communications Act

    • Limited government wiretapping

  • Nardone v. US

    • Wiretapping violated FCA section 605

Katz and Reasonable Expectation of Privacy Test 

  • Premise that property interest control the right of the government to search and seize has been discredited 

  • 4th amendment for privacy not property

  • Depends on if area was one in which there was reasonable expected of freedom from government intrusion

  • Kyllo v US

    • Invalidated warrantless use of thermal imaging devices at a private home

    • 4th amendment to secure the privacy of life against arbitrary power

    • Place obstacles in the way of a too permeating police surveillance 

  • Individual has no legitimate expectation of privacy in information he voluntarily provides to third parties 

  • Balancing act

    • Assessing the nature of a particular practice and the likely extent of its impact on the individual’s sense of security balanced against the utility of the conduct as a technique of law enforcement 

  • Two tiered scale

    • Whether 4th amendment protected an interest 

    • If yes, a warrant is required 

      • Subject to narrowly defined exceptions 

  • Berger v New York

    • Conversations could not be seized in the 4th amendment sense

    • Wiretapping is a search and seizure within the meaning of the 4th amendment 

      • Must be showing of probable cause and the warrant must particularly describe the place to be searched and the persons or things to be seized 

      • Disallowing general warrants 

Current Doctrine on Searches and Seizures

  • US v Jones

    • Whether the attachment of GPS to a car used by suspected narcotics dealer was a search

    • Court says violated rights

    • Common law 

      • Attaching device was a physical intrusion into Jones's Private property

  • Carpenter v US

    • 4th amendment when gov. action violates individuals’ reasonable expectation of privacy in the whole of their physical movements 

Open Fields Doctrine

  • Hester v US

    • 4th did not protect open fields 

      • Police could search pastures, wooded areas, open water, and vacant lots without warrants and probable cause

  • Oliver v US

    • Open field exception for fields that are fenced or posted

Seizure of Property

  • Inspections

    • First began as only under criminal law

    • Camara v. Municipal Court + See v City of Seattle

      • Administrative inspections require warrants if occupant objects 

    • Marshall v Barlow’s Inc.

      • OSHA provision that authorized fed inspectors to search work areas without a warrant was unconstitutional 

        • Chipped away at by Donovan v. Dewey

          • Warrantless searches served regulatory purposes 

    • Industries with a history of government oversight that no reasonable expectation of privacy exists

      • Liquor sales, firearms dealing, mining, and automobile junkyard

    • Three pronged test (warrantless search rationale)

      • Substantial government interest informing the regulatory scheme

      • Warrantless inspection is necessary to further the government's purpose

      • Inspection program provides a constitutionally adequate substitute for a warrant 

    • Cady v Dumbrowski

      • Police engage in community caretaking functions that are divorced from the detection, investigation, or acquisition of evidence relating to the violation of criminal statutes 

Property Subject to Seizure

  • Gouled v US

    • Limited property subject to seizure to contraband and the instruments/fruits of a crime

  • Warden v Hayden

    • Evidentiality items can be obtained without a warrant where special needs of the government are shown 

    • Items seized not testimonial in nature

Property Seizures and Self-Incrimination Protections

  • Boyd v US

    • Facts: Illegally imported goods and subject to forfeiture

    • Seizures of items to be used only as evidence was impermissible 

Unreasonable Seizures of Persons

  • Protect against arbitrary arrests

  • If police are to do warrantless search must have probable cause

    • Consider the totality of the circumstances examining events leading up to the arrest 

Probable Cause

Overview of Probable Cause

  • Draper v US

    • Begun line of cases

    • Informant gives police information about individual with narcotics

    • FBI had probable cause to arrest him

  • Jones v US

    • Affidavit set forth reliability of the informer and sufficient detail to indicate tip was based on personal observation

    • Totality test 

  • Aguilar v Texas

    • Insufficient an affidavit that merely asserted that the police had reliable information from a credible person

    • Must present two types of basis

      • Circumstances from which the informant concluded evidence was present 

      • Present information that would permit the magistrate to decide whether or not informant was trustworthy

      • Used this in Spinelli v US

  • Returned to totality test in Illinois v Gates

    • Defunct of two-part test: treated informants reliability and basis for knowledge as independent requirements 

Probable Cause Doctrine

  • US v Ventresca

    • Belief based on personal observations and substantial amount of personal observations that supported stated belief 

    • Sufficient for probable cause

Non-traditional Contexts and Probable Cause 

  • When material may be protected under first amendment, gov has to observe more exacting standards 

    • Ex. Marcus v Search Warrant 

  • Later: with adequate safeguards, no pre-seizure adversary hearing on the issue of obscenity is required if a film is seized as to preserve evidence 

  • Seizure cannot be justified as incidental to arrest 

  • Stanford v Texas

    • Warrants must particularly describe the things to be seized 

Warrant Requirement 

  • Overview

    • Emphasis on the necessity of warrants places the judgment of an independent magistrate between law enforcement and privacy of citizens 

    • Limits invasion to the person, the place, and evidence sought 

  • Neutral and Detached Magistrate

    • To keep protections of citizens

    • Must also be capable of determining whether probable cause exists 

  • Probable Cause Requirement 

    • Definition is judicial construct

    • Applicant for a warrant much present to magistrate facts sufficient to enable officer to make determination

    • Whether affiant has reasonable grounds, law was violated, and facts are reasonable so that another would deem search justified 

  • Particularity Requirement

    • Nothing left up to discretion of officer executing the warrant 

    • Limits scope of search

  • Knock and Announce Rule

    • Must give notice that you are there (rule of common law)

    • Ker v California

      • Rule of announcement is constitutional requirement 

    • Wilson v Arkansas

      • Party of the reasonableness inquiry

  • Other Considerations When Executing a Warrant

    • Amendment violated when media and 3rd parties get involved

Exceptions to Warrant Requirement 

Overview

  • Vast majority of searches and seizures happen without warrants 

Consent Searches

  • Right can be waved if one consents to a search of person or premise

  • Burden is on prosecution to prove the voluntariness of the consent 

  • Not consensual if officer asserts official status or gets it through deception

  • Questioning consent if its given by a third party

    • Permissible if officer has reasonable belief that 3rd party had common authority and could consent 

  • If co-occupant of space denies search, searching would be unreasonable

Exigent Circumstances and Warrants 

  • Exigencies of a the situation: make the needs of law enforcement so compelling that the warrantless search is objectively reasonable 

    • Look at whether there was an emergency 

    • Hot pursuit of a fleeing suspect 

    • Prevention of imminent destruction

  • Court looks at case by case basis

Warrantless Searches Dependent on Probable Cause

Search Incident to Arrest Doctrine

  • Question of the scope of the search

  • Must be additionally justification

  • Disavowed case by case approach of searches made post-arrest 

  • Embraced categorical evaluations to post-arrest searches

    • Riley v. California

      • Didn’t apply Robinson to search of digital data in a cell phone of arrestee

      • Before police can search a cell phone incident to an arrest the police must get a warrant 

    • Birchfield v North Dakota

      • Looked at breathalyzers and blood tests

      • Unreasonable under the search incident to arrest exception to the warrant requirement 

      • Weighing privacy interests with state interest 

      • Blood test more serious privacy concern

    • Chimel v California 

      • Narrower view

      • When arrest is made, reasonable for arresting officer to search the person arrested in order to remove any weapons that the latter might seek to use in order to resist arrest itself frustrated

      • Reasonable for for arresting officer to search and seize evidence on arrestees person

      •  Officers can search areas within the arrestees immediate control to alleviate any threat posed by the arrestee

        • Protective sweep may be undertaken 

    • Belton allows vehicle search incident to the arrest of occupant 

      • Only if arrestee is within reaching distance of the passenger compartment at time of search (Arizona v Gant)

Vehicle Searches

  • Early days – court created exception 

    • Holding in Carroll v US

    • Vehicles may be searched without warrants 

  • initially court limits Carroll – impermissible the warrantless seizure of parked automobile merely because it is movable 

  • Next 

    • Reduced privacy rationale 

Excluding Evidence 

Exclusionary Rule and Evidence 

  • Alternatives to the exclusionary rule: illegal search may be criminally actionaly – police subject to discipline for these actions

  • Civil remedies are available 

    • Have tort action available if person is illegally arrested 

  • Officer can have defense of good faith

    • Not based on subjective intent of the officer

    • Officers are entitled to qualified immunity

Adoption of Exclusionary Rule

  • Boyd v US

    • Compulsory production of business papers – Court likened to search and seizure

    • Analogized the fifth amendment self-incrimination provision to the 4th amendment 

  • Weeks v US

    • Convicted under two warrantless searches 

    • Court held evidence should have been excluded

    • Exclusionary rule under Self-Incrimination Clause of 5th 

  • Wolf v Colorado

    • Freedom from unreasonable searches and seizures was a fundamental right as to be protected under the Due Process Clause

  • Rochin standard (illegally breaking in to remove bodily content is unconstitutional) limited in Irvine v California 

    • Rochin still remained standard in later cases

  • Mapp v Ohio

    • Exclusionary rule applied to the states

    • Logically and constitutionally necessary

    • Standards of legality of search between state and fed now the same

    • Tied rule to fourth 

    • Purpose of rule is to deter 

    • Court emphasized high costs of enforcing rule to exclude reliable and trustworthy evidence even when there were violations

  • Exclusionary rule is inapplicable in parole revocation hearings 

  • Violation of knock-and-announce rule does not require suppression of the evidence gathered pursuant to a search 

  • Curtailment of rule in US v Leon

    • Exception as a result of officer’s good-faith reliance on a warrant – later found defective – issued by a detached and neutral magistrate

      • Applied this standard in Mass. v. Sheppard

  • To trigger rule police conduct must be sufficiently deliberate that exclusion can meaningfully deter it and sufficiently culpable 

Standing to Suppress Illegal Evidence

  • Standing principle: required of one who seeks to challenge legality of a search as the basis for suppressing relevant evidence that they allege that they were the victim of invasion of privacy

  • Jones v US 

    • Held that a person could establish standing to challenge search/seizure where that person was legitimately on the premises as a guest or invitee of the owner of the premise 

  • Rakas v IL

    • To challenge a search, person must assert a personal interest protected by 4th

Good Faith Exception to Exclusionary Rule

  • Permits use of evidence if there is a causal link between the misconduct and the discovery of the evidence 

  • Invoked this exception in upholding the admission of challenged evidence

    • Wong Sun v US

    • Segura v US

  • Brown v IL (5th amendment) 

    • Determine whether the subsequent lawful acquisition of evidence was sufficiently attenuated from the initial misconduct

  1. The temporal proximity between the two acts

  2. The presences of intervening circumstances

  3. The purpose and flagrancy of the official misconduct



3/26/25

Fourth Amendment 

  • “Right of the people”

    • Introduces pre-existing right 

  • Secure in their persons, houses, papers, and effects 

    • Persons – privacy 

      • Can’t have things taken without your consent 

      • Secure 

    • Covers property and privacy 

  • Against unreasonable searches and seizures 

  • Probable cause standard: greater than 50%

    • More likely than not 

  • Question on intrusiveness of the search

    • Breathlizer = fine

    • Blood test = not fine 

  • Individual right – don’t have cart blanche to search everything

    • Place to be searched must be written

    • Can’t have general warrant 

    • Probable cause is connected with place and person to be searched

  • Exclusionary rule: any evidence found while violating the fourth amendment cannot be used in court 

  • To enforce the fourth amendment we make the government (police) jump through hoops 

    • Process protects the underlying right 

  • Civil liberties end: individuals expectation of privacy protects police search or seizure

  • Conservative end: government has social welfare interest to search individuals

General Legal Standards

  • Warrant requirement with exceptions versus reasonableness standards

    • Place of search vs expectation of privacy

      • Does fourth amendment protect gov intrusion of property of privacy 

        • Or both?

  • Exceptions to the warrant requirement

    • Incident to arrest

    • Loss of evidence

    • Consent searches

    • Safety searches

    • Plain view 

    • Exigent circumstances 

What’s search or seizure

  • Property interest only?

    • Olmstead (1928) – electronic surveillance not a physical invasion

      • Eavesdropping is fine 

      • Going through the door would be unconstitutional 

    • Katz v US (1967)

      • Why it would be constitutional: making yourself available to the public 

        • Watching movements aren’t private behavior, anyone could observe the movements 

      • Overturn the physical trespass doctrine

      • Even if space is temporarily occupied it’s still considered to be that person’s property

        • Reasonable expectation of privacy 

      • Fourth amendment protections people, not places

      • As expectation of privacy increases, the level of scrutiny increases 

      • Home is most obvious example of privacy

      • Capacity to claim the protection of the 4th depends not upon a property right in the invaded place but upon whether the area was on in which there was reasonable expectation of freedom from government intrusion

      • Low expectation of privacy

        • Times square 

        • Very public place with many people

        • Open fields

        • Jails, prisons 

        • Garbage

        • Public schools

    • Kyllo v US (2001)

      • Agent believes kyllo is growing weed

      • Uses thermal imaging to find warm spots

      • Use this evidence for a warrant 

      • Unique status of thermal imaging device: used from outside 

        • Not available for public use

      • Government's argument: creating heat is not a search of your home, its emanating from your house, getting information about heat that’s escaping the house 

      • Also getting information about what’s happening outside of the house 

      • Special use device and a physical intrusion 

    • Carpenter

      • Put gps device on a car to monitor its movement

        • Court says this is an unconstitutional search as there was no warrant 

Terry v Ohio

Facts of the Case

  • Terry and two men observed by police as what they believed to be casing a job, a stick-up

  • Stopped and frisked the men

  • Found two weapons

  • Terry convicted for carrying concealed weapon

Question

  • Was the search and seizure of Terry and the other men in violation of the Fourth Amendment?

Conclusion

  • 8-1 decision

  • Search was reasonable under 4th amendment

  • Weapons seized could be introduced as evidence

  • Focus narrowly on the facts of the case

    • Court found that the officer acted on more than a hunch

    • Reasonable man would have warranted in believing terry was armed

  • Search was limited in scope and designed to protect the officer’s safety incident to the investigation

Birchfield v. North Dakota

Facts of the Case 

  • Drove into ditch in ND

  • Police believed him to be intoxicated

  • Failed field sobriety test and arrested, didn’t consent to chemical test

  • Charged with misdemeanor for refusing 

  • Moved to dismiss the charge and claimed it violated fourth amendment

    • Free from unreasonable searches and seizures when there was no probable cause that would support a warrant for the test

  • Happened with two other men as well, though the third consented to a blood test

Question

  • In the absence of a warrant, may a state statute criminalize an individual’s refusal to submit to a blood alcohol test?

Conclusion

  • First Decision

    • The fourth amendment does not permit warrantless blood tests incident to arrest for drunk driving

      • Warrantless breath tests are fine as they do not have significant privacy concerns, something that is routinely exposed to the public, reveal a limited amount of information, and do not enhance any embarrassment beyond what the arrest itself causes

      • Blood tests have privacy concerns because they require piercing of the skin

      • Refusing to submit a breath test is designed to serve the government’s interest in preventing drunk driving 

  • Second decisions

    • The fourth amendment permits warrantless breath tests incident to arrest for drunk driving 

United States v. Leon

Facts of the Case

  • Exclusionary rule requires that evidence illegally seized must be excluded from criminal trials 

  • Leon – target of police surveillance based on an anonymous tip

  • Police applied to a judge for a search warrant of leon’s home based on the evidence from their surveillance 

  • Judge issued warrant and police found drugs

  • Judge concluded that the affidavit for the search warrant was insufficient and did not establish probable cause 

Question

  • Is there a “good faith” exception to the exclusionary rule?

Conclusion

  • Yes 

  • Evidence seized on the basis of a mistakenly issued search warrant could be introduced at trial

  • The exclusionary rule is not a right, but a remedy justified by its ability to deter illegal police conduct

  • Cost of exclusionary rule outweighed the benefits 

    • Exclusionary rule is costly to society

      • Guilty defendants go unpunished and people lose respect for the law 

  • Rule cannot deter police in a case like Leon where they act in good faith on a warrant issued by a judge

Mapp v. Ohio

Facts of the Case

  • Mapp convicted of possessing obscene materials after an illegal police search of her home for a fugitive 

  • Appealed on freedom of expression

Question

  • Were the confiscated materials protected from seizure by the Fourth Amendment?

Conclusion

  • Ignored first amendment issue

  • Declared all evidence obtained by searches and seizures in violation of the fourth amendment is inadmissible in a state court 

  • Court struggled to determine when to apply exclusionary rule 


3/28/25

  • Prior to kyllo 

    • Protects property over privacy 

    • Olmstead: protects property not privacy because it doesn’t constitute a search 

    • Device used wasn’t available to the public 

      • Was a special use device (not common use)

  • Katz: fourth amendment protects people not places

    • Where you have reasonable expectation of privacy, protects against warrantless searches

  • US v Jones

    • Movements in your car have a reasonable expectation of privacy

    • Police have gone to far with monitoring 

    • Search is unconstitutional as they don’t have warrant 

  • Carpenter

    • Protects places and privacy interests 

    • Arrested four people in robbery, one member gives phone numbers

    • Police uses numbers to look at phone history, without a warrant

      • Police is able to track movements 

    • Supreme court has already rulled that there’s an expectation of privacy

    • Key difference is that the property belongs to a third party

      • Third-party doctrine 

        • Not searching the individual’s property but a company’s property

        • Individual has voluntarily shared information with the company 

        • Lower expectation of privacy

          • Government says not a search under the fourth amendment 

          • Smith and miller are 3rd party doctrine cases 

      • Carpenter voluntarily gave his cellsite location to company and government can use the information to investigate 

    • Supreme court rules that government actions are in violation of the first amendment 

    • Cellsite information has reasonable expectation of privacy 

    • Third-party doctrine is not extended to this case 

      • Would be concession that individual is voluntarily giving their information over 

    • Still tracking people’s movements which has been ruled unconstitutional in jones 

    • Basic issue of what’s a search that falls under the fourth amendment 

  • Incident to arrest has discretion for a search (persona and immediate surroundings)

  • Terry V. Ohio

    • Stop and frisk

      • Police have temporary ability to stop you (in a stop) – need reasonable suspicion

      • Reasonable suspicion: 25% 

      • Controversial as can lead to racial profiling

        • Reasonable suspicion inferred on race 

        • Standards and processes are intended to protect civil liberties 

        • Standard; stops and pat gowns

        • Can apply to police stopping a vehicle 

      • When do stops become seizures

        • Reasonable perception standard (1970s and 80s)

          • Only if in view of all the circumstances surrounding the incident, a reasonable person would have believed that he would believed that he was not free to leave 

          • Later cases viewed such seizures like arrests – fourth amendment protections operative 

      • Individual interest: don’t want to be harassed

        • Right to not be harassed by police 

    • Police officer in ohio, in civilian clothes, walking on street and sees two men outside of the store – looking somewhat suspicious 

      • Police officer believed they were doing a stickup, did a pat down, found guns on the men and the men were charged because of the men

    • Fourth amendment applies to stop and frisk (is a search that falls under the fourth amendment) 

      • Immediate circumstance is to help the police (more for safety)

      • Case of a justifiable warrantless search 

      • Patdown isn’t as intrusive as a full search