Derivative Acquisition of Ownership: Systems and Methods of Delivery

Introduction to the Acquisition of Ownership

  • This unit focuses on the derivative acquisition (or transfer) of ownership, distinguishing it from original acquisition.

  • Learning Outcomes:

    • Understand the concept of derivative acquisition and how it differs from original acquisition.

    • Articulate the differences between abstract and causal systems of transfer.

    • Understand the applicable system in South Africa.

    • Identify and apply pre-conditions for valid transfer and essential requirements for movables.

    • Focus specifically on Constitutum possessorium and Attornment.

General Requirements for Derivative Acquisition

  • Res in commercio: The object must be a thing that is capable of being owned (in commerce).

  • Nemo plus iuris: The transferor must be the owner of the thing. No one can transfer more rights to another than they themselves have.

  • Legal Capacity: Both the transferor and the transferee must possess the necessary legal capacity to perform the juristic act.

  • Legal Reason/Cause (iusta causa): There must be an underlying reason for the transfer, such as a contract of sale, a donation, or a bequest.

  • Intention (Animus): There must be a clear intention to transfer ownership by the transferor and an intention to receive ownership by the transferee.

  • Physical Expression (Corpus): The intention must be manifested through a physical act, specifically delivery (for movables) or registration (for immovables).

  • Payment of Purchase Price: In cash transactions, payment is generally required for ownership to pass, unless credit has been granted.

Abstract Versus Causal Systems of Transfer

Causal System
  • In a causal system, the validity of the transfer depends strictly on the validity of the underlying legal cause (causa).

  • If the underlying contract (e.g., a sale agreement) is invalid, the transfer of ownership is also void.

Abstract System (South African Law)
  • South Africa follows the Abstract System for both movables and immovables.

  • In this system, the validity of the transfer is independent (abstracted) from the validity of the underlying cause.

  • There are two distinct agreements:

    • Obligation-creating agreement: The underlying cause (e.g., the contract of sale).

    • Real Agreement: The agreement specifically to transfer and receive ownership.

  • Even if the sale agreement is invalid, ownership passes if the Real Agreement is valid. The Real Agreement requires the intention (animus) to transfer/receive and the physical act (corpus).

  • Essential Elements of the Real Agreement:

    • Animus: The objective intention to transfer and receive ownership. It cannot be for a lesser right like a pledge or lease.

    • Corpus: Expressed through delivery or registration.

Delivery of Movables: Corpus

  • Delivery is the outward expression of the intention (animus).

  • It applies exclusively to movable property.

  • Possession must pass from the transferor to the transferee.

  • Post-delivery Requirements:

    • The transferee must have direct physical control of the movable.

    • The transferee must have the ability to access the object without anyone else's consent.

Actual Versus Constructive Delivery
  • Publicity Principle: Real rights must be known publicly or be externally perceptible so that third parties can ascertain which rights exist between subjects and objects. This creates legal certainty.

  • Actual Delivery: The physical handing over of the object.

  • Constructive Delivery: Delivery where there is no physical handover but a change in legal possession. This places greater emphasis on the true intention of the parties. Types include:

    • Symbolic Delivery: Handing over a symbol (e.g., keys to a warehouse).

    • Traditio longa manu: Delivery with the "long hand," pointing out an object that is too bulky to move easily.

    • Traditio brevi manu: Delivery with the "short hand," where the transferee is already in physical control but holds it for a different reason (e.g., a lessee buying the leased property).

    • Constitutum possessorium: The former owner remains in physical control but holds the thing on behalf of the new owner.

    • Attornment: Discussed in detail below.

Attornment

  • Attornment is a form of constructive delivery involving three parties.

  • Requirements:

    • Tripartite Consensus: All three parties (Transferor, Transferee, and a Third Party) must be in agreement regarding their intentions at the exact moment attornment occurs.

    • Physical Control: At the moment of attornment, the third party must be in direct physical control of the property.

  • Procedure:

    • The Transferor must inform the Third Party of the transfer.

    • The Transferee must inform the Third Party of the transfer.

    • The Third Party must agree to hold the property on behalf of the Transferee rather than the Transferor.

  • Limitations:

    • Attornment is not possible if the third party has passed possession to someone else or if the movable has been stolen.

Case Study: Southern Tankers (Pty) Ltd t/a Unilog v Pescana D'Oro Ltd (Velmar intervening) [2002]
  • Facts:

    • Pescana owned a catch of fish discharged in Cape Town (Jan-Feb 2002).

    • Louis Vos (Dockmaster) arranged storage at Atlantic Cold Storage (ACS) on his account.

    • Unilog had a claim against Pescana for repairs to the vessel MV San Liberatore totaling R249933R249\,933.

    • Sale 1: Pescana sold to Kensa Trading Ltd. 60 tons were delivered and shipped to Mauritius.

    • Sale 2: Kensa sold the remaining fish to Velmar Ltd. Velmar paid Kensa on 20 May 2002.

    • Arrest: On 6 June 2002, Combined Shipping & Trading (CST) arrested the catch for dock fees.

    • Attachment: On 30 August 2002, the High Court issued an interim attachment order for the fish at ACS to confirm jurisdiction over Pescana for Unilog's claim.

  • Issue: Did ownership pass from Pescana to Velmar via attornment before the attachment? If so, the fish didn't belong to Pescana and couldn't be attached.

  • The Argument:

    • Velmar argued ownership passed via a chain (Pescana \rightarrow Kensa \rightarrow Velmar).

    • Unilog argued there was no valid attornment.

  • Court Finding:

    • The third party (ACS) was in physical control.

    • However, Pescana had not instructed ACS to hold the fish for Velmar, and ACS had not agreed to do so at the time of the purported transfer.

    • Result: No valid attornment occurred; ownership remained with Pescana, and the attachment was valid.

Constitutum Possessorium

  • This is the opposite of traditio brevi manu.

  • The transferor remains in physical control of the thing but no longer as the owner. They now hold it on behalf of the transferee (e.g., as a bailee or lessee).

  • Requirements:

    • The transferor must own and possess the thing at the moment of transfer.

    • The transferor must intend to no longer possess for themselves but on behalf of the transferee.

    • The transferee must agree that possession remains with the transferor.

    • The transferor must retain possession based on a contractual relationship (e.g., a lease or storage agreement).

  • Judicial Scrutiny:

    • Because the publicity principle is compromised (nothing changes externally), courts scrutinize the intention closely.

    • It is never presumed; the party relying on it must prove it.

    • Simulated Transactions: It is often used for simulated sales where a debtor "sells" to a creditor to provide security (a pledge) without actual delivery. If the true intention is security rather than transfer of ownership, the court will find it is a pledge, which requires actual delivery to be valid against third parties.

Registration of Immovables

  • Registration takes place in the Deeds Registry in accordance with the Deeds of Registries Act.

  • The Registrar of Deeds oversees this process.

  • Payment is not a legal requirement for ownership to pass; passing of ownership occurs upon the moment of registration.

Positive Versus Negative Registration Systems
  • Positive System:

    • The act of registration guarantees that the person listed is the true owner.

    • The state guarantees the accuracy of the registry.

    • A bona fide third party who relies on the registry is fully protected.

    • Claims can be made against a state compensation fund if errors occur.

  • Negative System:

    • The registry records the transfer of ownership, not necessarily the absolute fact of ownership.

    • There is no state guarantee, although registration is a strong indication of ownership.

    • Errors can occur (e.g., fraud, or failure to reflect a marriage in community of property).

    • Prescription and expropriation are often not reflected.

    • Third parties are not automatically protected from underlying defects.

The South African System
  • South Africa uses a Modified Negative System.

  • It uses a Cadastral System: Every piece of land is surveyed, represented by a diagram or general plan kept at the Deeds Office, which describes the specific borders.

  • While a high standard of accuracy is maintained, the registry does not give an absolute guarantee.

  • Case Example: Andile is registered as the owner of a stand in Hatfield. Boitomelo checks the registry to ensure he has assets for a loan. However, the registry doesn't show Andile is married in community of property to Diana. In a sale in execution, Andile only owns 50%50\% of the property. Boitomelo is not protected by a guarantee as she would be in a positive system.

  • Consequences of Errors:

    • One cannot claim against the state unless there was bad faith or negligence by the Registrar.

    • Victims of errors may have a delictual claim against the conveyancing firm/attorneys involved.