Service Delivery Notes

Key Issues in Service Delivery

  • Facility management is vital for an organization's core business; service disruptions can impact operations and business continuity.
  • Service delivery, whether insourced or outsourced, should meet end-user needs and provide best value.
  • Transitions between service arrangements (mobilization and demobilization) must be well-resourced and controlled to avoid disruptions.
  • All service providers require management, necessitating an informed client function to manage contracts and finances.
  • Transparent procedures and accepted accounting standards are essential.
  • Service provider payments (including incentives and penalties) should align with performance against service specifications and SLAs.
  • In-house teams should face the same assessment criteria as external providers, with changes controlled by agreement.
  • Contract costs should be monitored against tender prices and budgets.
  • Contracts should typically run for at least three years, with a review period appropriate to the contract's value and complexity.

Introduction to Service Delivery

  • End-users should not perceive differences between in-house and outsourced services; the primary goal is to demonstrate best value.
  • Service costs change over time, requiring regular reevaluation of service delivery arrangements.
  • Managing service delivery involves managing service contracts for both insourcing and outsourcing, emphasizing the informed client function.
  • Contracts and agreements should specify requirements and regulate service delivery aspects, including payment and actions for performance deviations.
  • Organizations should aim for the best outcomes regardless of the service delivery source, following standards like BS 8572.

The Internal Customer as End-User

  • End-users should be treated as customers; manage relationships with in-house teams and external providers professionally.
  • Apply performance management to both insourced and outsourced services, implementing continual improvement for productivity and quality.
  • Clearly define services and interfaces for both outsourced and insourced services to avoid gaps and manage resources effectively.
  • Customers (departments or units) must understand the nature and extent of service delivery to achieve best value and avoid conflicts of interest.
  • Identify stakeholders directly affected by service delivery, understanding their influence and avoiding divisive actions that conflict with business objectives.
  • In-house teams should leverage their experience to be responsive to customer needs, treating internal and external customers with a professional approach.

Insourcing

  • Insourcing should be managed to the highest standard with a policy and supporting procedures.
  • In-house teams must adapt to changing requirements to support the core business and achieve end-user satisfaction.
  • Investing in personnel through training and development is preferable to recruitment.
  • In-house teams should operate like external service providers and be judged similarly, focusing on consistency and avoiding complacency.
  • Efficiency and cost-effectiveness are crucial; teams should share common goals and objectives.
  • Customer charters and SLAs can articulate objectives and promote team spirit.
  • In-house teams should proactively seek areas for value addition and use ICT to improve communication and management information.
  • Compare performance against external providers to assess competitiveness and gain insights into best practices.
  • Clarity of roles and responsibilities is essential for performance measurement and achieving end-user satisfaction.

External Service Providers

  • Organizations should determine which services to outsource based on market capabilities.
  • Consider bundling services to achieve end-user satisfaction and best value, while understanding service providers' commercial perspectives.
  • Avoid excessive subcontracting due to added transaction costs.
  • Assess the financial standing of service providers before awarding contracts.

Mobilization

  • Mobilization is essential for correctly starting up a new service; control start-up, phasing, and ramping up delivery to avoid disrupting normal operations.
  • Maintain service levels during transition and mobilization.
  • Provide service providers with necessary information, including scope of service, contact details, emergency procedures, HSSE compliance, and supply chain requirements.
  • Define communication lines and establish a single point of contact for managing contracts.
  • A central helpdesk can coordinate communication between end-users and service providers, especially during significant changes.
  • Service providers should provide a mobilization plan with tasks, timing, and resource requirements, tracked via a schedule.
  • Weekly meetings should exchange information until mobilization is complete and confirmed by end-users.
  • Similar requirements should apply to the in-house team to ensure adequate preparation.
  • Check transition arrangements when replacing an incumbent service provider to ensure uninterrupted service delivery.
  • Include contingency plans to cover potential impacts of events and mitigate risks.

Supply-Side Considerations

  • Subcontracting should require prior written permission.
  • Service providers should report any issues affecting their ability to fulfill obligations due to resource shortages and their plans to address them.

Business Continuity and Transition

  • Business continuity management aims to safeguard stakeholder interests, value creation, and reputation during disruptions.
  • Changes in service delivery can threaten business continuity; identify and assess risks and opportunities.
  • Strengthen organizational resilience to counter disruptions from start-up or winding down of service delivery.
  • Departing service providers must not hinder incoming providers or leave the facility in an unsafe state.
  • Assess the potential impact of service delivery changes on the ability to maintain operations at an acceptable level.
  • Categorize essential processes and activities by priority for recovery, specifying maximum recovery periods.

Operational Processes and Procedures

  • Service providers should provide plans of their operations, including staffing details, and managerial personnel to achieve safe, efficient and cost-effective service delivery.
  • Changes to operational processes and procedures should be discussed at performance review meetings and approved after consideration.
  • Monitor all service contracts to identify deviations from agreed plans, processes, and procedures.
  • Service providers should raise concerns about matters impacting service delivery.
  • Avoid interfering in operational processes, focusing on an overseeing role; address concerns at performance review meetings.

Management Information and Reporting

  • Successful contract management depends on the quality of information provided by the service provider, enabling quick understanding of service delivery performance.
  • Information must be communicated to the right person, at the right time, in the right format.

Contract Management

  • Contract management and financial control are ongoing commitments requiring resources, whether services are insourced or outsourced.
  • The informed client function should develop working knowledge of service provider performance.
  • Contract management includes contract conditions and terms, payments, cost monitoring, performance monitoring, change control, contract administration, and review.

Contract Conditions and Terms

  • Contracts should address obligations, duties, and remedies for failure to fulfill the agreement.
  • Payment must depend on the service provider's performance.
  • Define how payments are adjusted when performance deviates from acceptable limits, including termination conditions.
  • Include clauses for arbitration or alternative dispute resolution.
  • For in-house teams, prepare a written agreement outlining terms and conditions, focusing on clarity over obligations and duties without being onerous.
  • Establish performance measures (KPIs) for in-house teams to demonstrate their ability to deliver against promises.

Payments and Cost Control

  • Organizations should be aware of cash flow implications for themselves and service providers.
  • Service providers should submit a cash-flow forecast for service delivery.
  • Regular payments to service providers are essential to prevent financial failure.
  • The payment form should be clear and simple, recalculating the gross value of services each month.
  • Monitor and control all contract costs systematically, incorporating monthly payments and the anticipated final cost.
  • The complexity and value of the service contract should determine the frequency and detail of reports.

Performance Appraisal and Reviews

  • Implement a formal system of performance appraisal for personnel managing service contracts, with similar arrangements for incentivizing service providers.
  • Align targets or goals between the organization's personnel and service providers without conflicts of interest.
  • For in-house teams, ensure alignment between senior managers and operational personnel, linking appraisals to business objectives.
  • Provide opportunities for training and personal development based on performance appraisals.
  • Consider offering incentives to service providers to ensure commitment to continual improvement.
  • Hold formal meetings to review performance, resolve difficulties, and consider changes to improve performance and realize targets.
  • Typical agenda items include end-user review, operational review, financial review, human resources review, statutory/regulatory compliance review, and action for the coming period.

Performance Measurement and Actions

  • Performance measurement is based on work done and work outstanding, providing an indication of performance trends.
  • Measure inputs (e.g., human resources, consumable materials) to alert the organization to instances of under-resourcing.
  • Actions arising during performance reviews should be determined by comparing tendered cost versus actual cost and changes proposed versus those approved.
  • Discuss contentious issues to avoid escalation and dispute.

Change Control

  • Control changes in the scope of services to properly manage the facility.
  • Avoid changes to the scope, service specification, or service levels unless the implications are fully understood and agreed beforehand.
  • Evaluate the effect on performance and cost before approving significant changes.
  • Value additional works at current market rates where cost/price data are unavailable.
  • Approve changes before they are implemented.
  • Undertake a risk assessment for significant changes to determine acceptability.
  • Sign off the change once it has been implemented and performed satisfactorily.

Contract Administration

  • Diligent contract administration is essential for continual improvement.
  • Key features include clearly defined roles and responsibilities, a designated contract manager, a helpdesk for managing the interface between end-users and service providers, and an open-book agreement.
  • Hold frequent meetings with service providers in the early days of the contract to discuss performance and address issues.
  • Establish whether the decision to outsource is still valid in terms of the facility management strategy, the prevailing market conditions, and the performance of the service provider.

Operational Review

  • The relationship between the service provider and the organization is crucial to ensuring that the service is provided as expected.
  • Prevent problems that could sour the relationship at the outset rather than resolve them later.

Checklist

  • Does the organization understand that, from the perspective of end-users, there should be no perceivable difference in service delivery between insourcing and outsourcing?
  • Where both insourcing and outsourcing apply, is the demarcation between services clear and are roles and responsibilities correctly assigned?
  • Have final checks been made on the financial standing of service providers, where appointed?
  • Have service providers, where appointed, provided details of their plans for start-up including key resources?
  • Has a mobilization plan been prepared for start-up or phasing in of services?
  • Have risks to business continuity been assessed and has due allowance been made for transition from one arrangement for service delivery to another?
  • Are service providers compliant with HSSE regulations?
  • Has the organization considered the cash-flow implications for itself and for service providers?
  • Are service providers aware that their payments will be adjusted in the event of under-performance?
  • Are arrangements in place to enable continuing assessment of the performance of service providers against service specifications and SLAs?
  • Are adequate controls in place to deal with changes to the service specification and SLAs?
  • Are appropriate cost monitoring and control arrangements in place?
  • Is the organization satisfied with its contract administration?
  • Do contracts run for not less than three years, with annual reviews and break clauses to enable poor performers to be removed?