Polarization versus Democracy: Milan W. Svolik

Key Concepts

Democratic Breakdown

  • Definition: The subversion of democracy by democratically elected incumbents.

  • Recent Trends: Since the end of the Cold War, democratic breakdown has increasingly come from executive takeovers rather than military coups.

Types of Democratic Breakdowns (1973-2018)

  • Executive Takeovers: 88 cases (majority form of breakdown).

  • Military Coups: 46 cases.

  • Deliberalization: 15 cases (non-elected executives).

  • Political Instability: 21 cases.

  • Escalating Civil Conflict: 14 cases.

  • Observation: Executive takeovers surged after the 1990s, making up 80% of breakdowns since 2000.

The Proliferation of Executive Takeovers

  • Characteristics:

    • Conducted by incumbents with electoral legitimacy.

    • Necessitates some level of popular support, typically controlling multiple branches of government.

    • Often involves legal changes (e.g., abolition of term limits, changes to the judiciary).

  • Case Studies:

    • Hugo Chávez and Nicolás Maduro in Venezuela.

    • Vladimir Putin in Russia.

    • Recep Tayyip Erdoğan in Turkey.

Popular Support for Authoritarian Leaders

  • High Popularity: These leaders often maintain significant popular support, even as they erode democratic institutions. For instance:

    • Chávez: Popular figures during and post his presidency.

    • Orbán and Erdoğan continued to maintain high approval ratings across electoral cycles.

    • Key Statistic: Putin was recorded at ~80% approval rating in 2015, accounting for reporting biases.

  • Public Perception Puzzle: Voters often support subverting leaders while professing commitment to democratic principles.

Analysis of Voter Behavior

Possible Explanations for Support

  1. Perception Delay: Voters may not immediately recognize threats to democracy.

  2. Democratic Disinterest: Voters prioritize other issues over democratic values.

  3. Gradualism of Subversion: Executive takeovers modify the democratic framework incrementally, making it harder to perceive as a violation.

  4. Lexical Shift: The terminology in democracy studies has shifted to "democratic backsliding" due to the gradual nature of these takeovers.

Electoral Dynamics and Partisan Interests

Conflict Between Democratic Principles and Partisan Loyalty

  • Electoral Choice Dilemma: Voters must choose between legitimate leaders with authoritarian tendencies vs. less favorable democratic alternatives.

  • Partisan Interests: This term includes both loyalty to political parties and alignment with specific policies.

    • Example: Supporters may prefer leaders who promise economic benefits over those adhering strictly to democratic norms.

Insights from Political Science

  • Historical Observations: Political scientists have long noted the dangers posed by deeply divided electorates.

    • Lipset’s Warning: Group conflicts are crucial for democratic vitality but pose risks when they deepen.

    • Dahl’s Concern: Polarization may threaten democracy when groups become highly antagonistic toward each other.

  • Emerging Scholarship: Recent studies underscore how social cleavages affect democratic processes, with polarization offering opportunities for authoritarian figures.

Empirical Evidence

Survey Experiments Across Countries

Methodology
  • Surveys contrasting hypothetical candidates with varying adherence to democratic principles.

  • Countries Studied: Turkey, Venezuela, and the United States.

  • Experiment Structure: Candidates described with party affiliation and policy positions were evaluated for their democratic integrity.

Findings
  • General Support for Democracy: Voters express commitment to democratic principles but act according to partisan interests, especially when policy stakes are high.

  • Impact of Polarization: Voters are less likely to reject undemocratic candidates when entrenched party loyalties exist.

    • Example: Voters prioritize partisan alignments over democratic integrity, particularly in polarized contexts.

  • Centrists as Key Figures: Centrist voters show a stronger inclination to punish undemocratic candidates, suggesting they can be crucial in preserving democracy.