Accounting for Receivables

Chapter 7: Accounting for Receivables

Learning Objectives

  • CONCEPTUAL

    • C1: Describe accounts receivable and how they occur and are recorded.

    • C2: Describe a note receivable, the computation of its maturity date, and the recording of its existence.

    • C3: Explain how receivables can be converted to cash before maturity.

  • ANALYTICAL

    • A1: Compute accounts receivable turnover and use it to help assess financial condition.

  • PROCEDURAL

    • P1: Apply the direct write-off method to accounts receivable.

    • P2: Apply the allowance method to accounts receivable.

    • P3: Estimate uncollectibles based on sales and accounts receivable.

    • P4: Record the honoring and dishonoring of a note and adjustments for interest.

Learning Objective C1: Describe Accounts Receivable and How They Occur and Are Recorded

Valuing Accounts Receivable
  • Definition of Receivable:
    A receivable is an amount due from another party.

  • Recording Receivables:

    • A company must maintain a separate account for each customer to track purchases, payments, and outstanding balances.

  • Example Illustration:

    • Exhibit 7.1 shows recent dollar amounts of receivables and their percent of total assets for four well-known companies.

Sales on Credit: Journal Entries
  • Journal Entry Example (July 1):

    • Credit Sale:

    • Debit Accounts Receivable—CompStore $950

    • Credit Sales $950

    • Record credit sale.

  • Collection Example:

    • Debit Cash $720

    • Credit Accounts Receivable—RDA Electronics $720

    • Record collection of prior credit sales.

Sales on Bank Credit Cards and Mobile Payments
  • Companies allow various payment methods (e.g., bank cards, mobile payments) to facilitate customer transactions.

  • Advantages of Accepting Payments:

    • No risk assessment for seller on credit.

    • Avoidance of non-payment risk.

    • Faster cash receipt than direct credit.

    • Expanded credit options for customers.

  • Credit Card Sale Entry (July 15):

    • Cash $96, Credit Card Expense $4, Sales $100

    • Record credit card sale minus fees.

Learning Objective P1: Apply the Direct Write-Off Method to Accounts Receivable

Bad Debts
  • Definition: Uncollectible amounts from customers; known as bad debts.

  • Method of Accounting:

    1. Direct Write-Off Method

    2. Allowance Method

  • Direct Write-Off Example:

    • January 23:

    • Debit Bad Debts Expense $520

    • Credit Accounts Receivable—J. Kent $520

    • Write off uncollectible account.

Recovering a Bad Debt
  • Entry (March 11):

    • Reinstate account:

    • Debit Accounts Receivable—J. Kent $520

    • Credit Bad Debts Expense $520

    • Record payment received:

    • Debit Cash $520

    • Credit Accounts Receivable—J. Kent $520

Considerations in Using the Direct Write-Off Method
  • Expense Recognition Principle:

    • Requires expenses to be recorded in the same period as the related revenues.

  • Materiality Constraint:

    • Direct write-off may be permitted if results approximate those from the allowance method.

Learning Objective P2: Apply the Allowance Method to Accounts Receivable

Allowance Method Overview
  • Process: At the end of each period, estimate total bad debts expected from sales.

  • Advantages:

    1. Records bad debts in the same period as sales.

    2. Reports accounts receivable as the expected cash to be collected.

    3. Write-offs do not affect net income or net receivables directly.

  • Disadvantage:

    • Requires estimates.

Allowance Method: Recording Bad Debts Expense
  • Example:

    • TechCom's Credit Sales: $300,000; $20,000 uncollected; Estimated uncollectible: $1,500.

    • Entry Dec. 31:

    • Debit Bad Debts Expense $1,500

    • Credit Allowance for Doubtful Accounts $1,500

Balance Sheet Presentation
  • Current Assets:

    • Accounts Receivable: $20,000

    • Less: Allowance for Doubtful Accounts $1,500

    • Net Value: $18,500

Writing Off a Bad Debt with Allowance Method
  • Example:

    • January 23:

    • Debit Allowance for Doubtful Accounts $520

    • Credit Accounts Receivable—J. Kent $520

    • Write off uncollectible account.

Recovering a Bad Debt with Allowance Method
  • Example:

    • March 11: Reinstate and record payment.

    • Debit Accounts Receivable—J. Kent $520

    • Credit Allowance for Doubtful Accounts $520

    • Debit Cash $520

    • Credit Accounts Receivable—J. Kent $520

Comparing Allowance vs. Direct Write-Off Method
  1. Direct Write-Off:

    • No adjustment entry

    • Includes debit to Bad Debts Expense

    • Recovery includes credit to Bad Debts Expense

  2. Allowance Method:

    • Adjusting entry is required

    • Includes debit to Allowance for Doubtful Accounts

    • Recovery includes credit to Allowance for Doubtful Accounts

Learning Objective P3: Estimate Uncollectibles Based on Sales and Accounts Receivable

Estimating Bad Debts Expense: Two Methods
  1. Percent of Sales Method

  2. Balance Sheet Methods

    • Percent of Accounts Receivable

    • Aging of Accounts Receivable

Percent of Sales Method
  • Formula:
    extBadDebtsExpense=extCurrentPeriodSalesimesextBadDebtextontfamilyphvontsize1012extitPercentageext{Bad Debts Expense} = ext{Current Period Sales} imes ext{Bad Debt ext{ ontfamily{phv} ontsize{10}{12} extit{Percentage}}}

  • Example: Musicland's credit sales $400,000; uncollectible estimated at 0.6%; estimated Bad Debts Expense = $2,400.

  • Journal Entry:

    • Debit Bad Debts Expense $2,400

    • Credit Allowance for Doubtful Accounts $2,400

Percent of Receivables Method
  • Formula:
    extBadDebtsExpense=extTotalEstimatedBadDebtsExpenseextPreviousBalanceinAllowanceAccountext{Bad Debts Expense} = ext{Total Estimated Bad Debts Expense} − ext{Previous Balance in Allowance Account}

  • For example, if year-end accounts receivable is $50,000 and 5% are uncollectible:

    • Ending balance = $50,000 × 5% = $2,500.

Aging of Accounts Receivable Method
  • Each receivable is classified based on how long it is past due.

  • Each age group multiplied by its estimated bad debts percentage to calculate the total.

Practical Example - Musicland Aging Schedule
  • Table Example of Aging Receivables:

    • Not Yet Due: Total $5,890

    • 1 to 30 Days: Total $710

    • 31 to 60 Days: Total $10,500

    • 61 to 90 Days: Total $200

    • Over 90 Days: Total $1,900

    • Estimated uncollectible = $2,270

Estimating Bad Debts – Summary of Methods
  • Exhibit describing various methods used to estimate bad debts.

Learning Objective C2: Describe a Note Receivable, the Computation of its Maturity Date, and the Recording of its Existence

Definition of Notes Receivable
  • A promissory note is a written promise to pay a specified amount, often with interest, either on demand or at a stated future date.

Computing Maturity Date
  • The maturity date of a note is when it must be repaid, including principal and interest.

  • Example: TechCom received a $1,000, 90-day, 12% note on July 10; due on October 8.

  • Formula for Interest Calculation: extInterest=extPrincipalimesextInterestRateimesracextTime360ext{Interest} = ext{Principal} imes ext{Interest Rate} imes rac{ ext{Time}}{360}

    • For a 90-day note:
      extInterest=1000imes0.12imes0.25=30ext{Interest} = 1000 imes 0.12 imes 0.25 = 30

Recording Notes Receivable
  • Notes receivable are recorded in a single account to simplify recordkeeping.

  • Example Entry for Notes Receivable on July 10:

    • Debit Notes Receivable $1,000

    • Credit Sales $1,000

Accepting a Note Receivable to Settle Accounts
  • Example (Oct. 5):

    • Debit Cash $232

    • Debit Notes Receivable $600

    • Credit Accounts Receivable—J. Cook $832

Learning Objective P4: Record the Honoring and Dishonoring of a Note and Adjustments for Interest

Recording an Honored Note
  • Example (Dec. 4):

    • Debit Cash $615

    • Credit Notes Receivable $600

    • Credit Interest Revenue $15

    • *Interest calculated: $600 × 15% × (60/360).

Recording a Dishonored Note
  • Example (Dec. 4):

    • Debit Accounts Receivable—J. Cook $615

    • Credit Interest Revenue $15

    • Credit Notes Receivable $600

Recording End-of-Period Interest Adjustment
  • Example (Dec. 31):

    • Debit Interest Receivable $15

    • Credit Interest Revenue $15

  • Formula for Accrued Interest:
    extInterest=extPrincipalimesextInterestRateimesextTimeext{Interest} = ext{Principal} imes ext{Interest Rate} imes ext{Time}

Recording Collection on Note at Maturity
  • Example (Feb. 14):

    • Debit Cash $3,060

    • Credit Interest Revenue $45

    • Credit Interest Receivable $15

    • Credit Notes Receivable $3,000

Learning Objective C3: Explain How Receivables Can Be Converted to Cash Before Maturity

Disposal of Receivables
  • Selling Receivables:

    • Journal Entry Example (Aug. 15):

    • Debit Cash $19,200

    • Debit Factoring Fee Expense $800

    • Credit Accounts Receivable $20,000

    • Sold accounts receivable for cash less a 4% fee.

  • Pledging Receivables:

    • Journal Entry Example (Aug. 20):

    • Debit Cash $35,000

    • Credit Notes Payable $35,000

    • Borrow with a note secured by pledging receivables.

Learning Objective A1: Compute Accounts Receivable Turnover and Use It to Help Assess Financial Condition

Accounts Receivable Turnover
  • Definition: This ratio evaluates how efficiently a company manages its credit sales and receivables.

  • Example Data:

    • Visa:

    • Net Sales: $32,653 million; Average Accounts Receivable: $2,156 million; Turnover: 15.1

    • Mastercard:

    • Net Sales: $25,098 million; Average Accounts Receivable: $3,743 million; Turnover: 6.7.