Evidence Notes
Evidence in Procedural Law
- Evidence: Means to establish facts in a legal dispute before a competent authority.
- Evidence Procedure: Legal framework for presentation, admission, collection, examination, and evaluation of evidence.
- Aim: Reconstruct past events accurately for a just decision.
- Subject of Evidence-Taking: All facts relevant to the decision.
- Evidentiary Means: Procedural act to obtain information.
- Evidence: Direct knowledge or result obtained through evidentiary means.
Classification of Evidence
- Exculpatory: Supports the accused.
- Incriminating: Speaks against the accused.
- Original: Directly perceived fact.
- Derivative: Obtained from an intermediary source.
- Direct: Directly confirms or refutes the proven fact.
- Indirect (Circumstantial): Points to another fact, from which a conclusion can be drawn.
- Material: Objects, documents.
- Personal: Testimony of a witness, defendant, or expert.
- Absolutely Invalid: Cannot be remedied.
- Relatively Invalid: Flaw can be remedied.
Evidence-Taking Stages
- Searching: Discovery and collection.
- Producing and Documenting: Execution and formal recording.
- Verifying: Authorities verify truthfulness and reliability.
- Evaluating: Assessing each piece and their interrelations.
- Criteria for Evaluation:
- Admissibility (Legality): Lawfully obtained.
- Relevance: Relates to the crime.
- Credibility and Truthfulness: Truthful and reliable.
Evidentiary Means
- Interrogation of the accused
- Questioning of witnesses
- Questioning of experts
- Expert opinions and professional statements
- Verification of testimony at the crime scene
- Identification (line-up or photo array)
- Reconstruction of events
- Investigative experiment
- Inspection (of persons, places, objects)
- Objects and documents important for the criminal proceedings
- Reports or notifications
- Information obtained through information and communication technologies or operational-search means
- Interrogation of the Accused:
- No coercion or deceptive questions.
- Right to consult notes and review the record.
- Separate interrogation of co-accused.
- Interrogation of the Defendant:
- Determination of facts for clarification.
- Prosecutor and defense conduct interrogation.
- Confrontation:
- Resolves contradictions in testimony.
- Identification (Rekognícia):
- Identification based on recognition.
- Interrogation of a Witness:
- Obliged to testify truthfully.
- Right to refuse if it endangers themselves or close persons.
Types of Witnesses
- Anonymous: Identity concealed.
- Protected: Granted special protection by the state.
- Expert, Expert Opinion, and Professional Statement:
- Expertise needed to clarify facts.
- Expert opinion: Written statement with conclusions.
- Professional statement: Brief written opinion.
- Documentary and Material Evidence:
- Documentary: Written materials.
- Material: Physical objects.
- On-Site Inspection
- Investigative Experiment
- On-Site Testimony Verification
- Reconstruction
- Voice Examination and Voice Sample
- Use of IT Tools and Operational-Search Means
Civil Procedure of Evidence
- Objectively regulated process to obtain factual and legal knowledge.
- Involves verifying factual claims through proposed evidence.
- Evidence: External circumstances affecting the judge’s conviction.
- Successful Administration: Leads to a sufficient degree of probability.
- Full Evidence: Acknowledgment of a factual assertion without objection.
- Counter-Evidence: Contradicts and seeks to disprove a factual assertion.
- Evidence of Rebuttal: Seeks to cast doubt on another piece of evidence.
- Duty of Assertion: Parties must present decisive factual circumstances.
- Evidentiary Duty: Party must propose evidence to support asserted facts.
- Procedural Failure: Failure to meet the burden of proof.
Corrective Powers of the Court
- Right to request supplementation of assertions
- Right to extend deadlines for facts and evidence
- Right to take evidence ex officio without party request
- Right to rely on agreed or uncontested facts
Negative Theory of Proof
- No one should be required to prove the non-existence of a fact.
- Burden shifts to the opposing party.
Statutory Reversals of Burden of Proof
- § 11(2) Anti-Discrimination Act: Defendant must disprove discrimination.
- § 10 of Act on Payment Services: Provider must prove absence of fault.
- § 420(3) Civil Code: Tortfeasor must prove absence of causation.
- § 352(4) Commercial Code: Debtor must prove impossibility of performance.
Types of Evidentiary Procedures
- Standard Adversarial Proceeding
- Case Involving Protection of a Weaker Party
- Non-Contentious Proceeding
- The court must inform the parties at the preliminary hearing which facts it deems relevant and which evidence it intends to take
Facts Not Requiring Proof
- Generally Known Facts (Notoriety)
- Facts Known to the Court Through Official Activity
- Legal Norms (iura novit curia)
Impact on Judicial Reasoning and Judgment
- Proven Facts
- Uncontested Facts Without Reasonable Doubt
- Facts Not Requiring Proof
- Presumptions and Legal Fictions
Evidentiary Process Phases
- Proposal of Evidence
- Securing of Evidence
- Taking of Evidence
- Evaluation of Evidence
Providing and Submitting Evidence
- Parties should submit documents alongside their written submissions and, where possible, in copy rather than original
- When proposing evidence, a party must specify: What fact the evidence aims to prove
- Parties have the right: To be present during evidence-taking
Methods of Taking Evidence
- Witnesses testify under oath and are examined in two stages
- Documentary evidence is handled by reading or summarising relevant parts during the hearing
- Expert opinions are submitted in writing, delivered to parties for comments, and considered during the hearing
- Inspections may be carried out at the hearing or at the site of the subject matter
- Disclosure duty (edičná povinnosť) is governed by § 189 CSP
- Informational duty (informačná povinnosť) is governed by § 190 CSP
Evaluation of Evidence
- Truthfulness (Credibility)
- Legality (Compliance with Procedural Law)
- Relevance (Significance for the Decision)
- RAVEN Criteria: Reputation, Ability to perceive, Vested interest, Expertise, Neutrality
- Any means that can establish the factual state relevant to the proceedings may serve as evidence.
- Witness testimonies
- Expert opinions
- Reports and statements of authorities
- Documents
- Inspections
- Examination of parties
Types of Evidence
- Direct and indirect evidence
- Original and derivative evidence
- Personal and material evidence
- Illegally obtained evidence
- Examination of a party
- Examination of a witness
- Documentary evidence
- Expert evidence
- Expert statement
- Inspection
Evidence in Administrative Proceedings
- Any lawful means can be used
- Main means of evidence: witness testimony, expert opinions, documents, on-site inspections
- § 35 Witnesses (Svedkovia)
- § 36 Experts (Znalci)
- § 37 Documents (Listiny)
- § 38 On-Site Inspection (Ohliadka)
- § 39 Affidavit (Čestné vyhlásenie)
Admissibility of Illegally Obtained Evidence
- Civil proceedings
- Criminal Proceedings
- Proportionality Test in Criminal Proceedings
- Ongoing Legal Debate and Constitutional Interpretation
Burden of Evidence
- Civil procedure
- Criminal Procedure
Director Duties in Company Law
- Under Slovak law
- Director Duties in UK Private Limited Companies (LLCs)