PMI Project Management - Lesson 4: Lead the Project Team Study Notes

Lesson 4: Lead the Project Team

  • This lesson focuses on the core interpersonal and leadership skills required to effectively guide and manage a project team through various phases of the project lifecycle.

  • Version: 3.23.2 | 20232023 Release.

  • Copyright: 20232023 Project Management Institute, Inc.

Learning Objectives

  • Discuss guidelines for developing leadership competencies and skills.

  • Address leadership styles and components for leading successful teams in-person or virtually.

  • Describe artifacts and strategies for their use.

  • Identify characteristics and core functions of empowered teams.

  • Explain communication strategies for collaborating in a project team environment.

  • Understand the value of training, coaching, and mentoring.

  • Explain the importance of conflict management.

  • Discuss cause, levels, and outcomes of conflict.

Topic A: Craft Your Leadership Skills

Power Skills for Project Professionals

  • Project professionals utilize interpersonal "power skills" to maintain influence and facilitate change with stakeholders.

  • Key Power Skills include:

    • Collaborative leadership.

    • Communication.

    • Innovative mindset.

    • For-purpose orientation.

    • Empathy.

Guidelines for Developing Inclusive Leadership Competencies

  • Tailor approach: Adapt leadership style to the needs of the team and project.

  • Lead with empathy: Understand and share the feelings of team members.

  • Varying motivations: Recognize that working styles and motivations differ between individuals.

  • Transparency: Maintain openness to build and sustain trust.

  • Inclusion: Ensure external resources are integrated into the team environment.

Leadership Skills and Competencies Checklist

  • Communication.

  • Conflict management.

  • Critical thinking.

  • Cultural awareness.

  • Decision-making.

  • Emotional Intelligence Technique (EQEQ or EIEI).

  • Ethical approach (adherence to the PMI Code of Ethics and Professional Conduct).

  • Expert judgment.

  • Facilitation.

  • Meeting management.

  • Negotiation.

  • Networking.

  • Team-building.

Interpersonal and Team Skills

  • Active listening.

  • Communications styles assessment.

  • Emotional intelligence.

  • Influencing.

  • Motivation.

  • Nominal group technique.

  • Political awareness.

  • Transparency.

Leadership Styles and Tailoring Considerations

  • Factors affecting style choice:

    • Experience with the specific project type.

    • Maturity levels of team members.

    • Organizational governance structures.

    • Distribution of project teams (local vs. global).

  • Style Characteristics:

    • Direct: Hierarchical; the project manager makes all decisions.

    • Consultative: Leader considers opinions but makes the final decisions.

    • Servant Leadership: Leader focuses on growth and well-being, modeling desired behaviors.

    • Consensus/Collaborative: The team operates autonomously to reach decisions.

    • Situational: Style fluctuates based on the context and the maturity/experience of the team.

Leadership vs. Management

  • Leadership: Guiding the team through discussion and an exchange of ideas.

  • Management: Directing actions through a prescribed set of behaviors.

  • Project managers must adapt styles to stakeholders, use political awareness, and maintain emotional intelligence.

Principles of Servant Leadership

  • Facilitate rather than manage.

  • Provide coaching and training.

  • Remove work impediments.

  • Focus on accomplishments.

  • Encourage every team member to adopt a servant leader mindset.

Adopting a Growth Mindset

  • Let past experiences provide guidance but not dictate future actions.

  • Commit to continuous improvement and innovation.

  • Discovery of the best approach occurs through discussion and introspection.

  • Avoid complacency and blind acceptance of the status quo.

Team-Building and Development

  • Cohesion and solidarity are primary drivers of team performance.

  • Team-Building Activities: Used to build unity, trust, and empathy. Characteristics include:

    • Formal or informal.

    • Brief or extended duration.

    • Facilitated by the manager or a professional.

Tuckman Stages of Team Development

  • Developed by Dr. Bruce Tuckman, this model outlines five stages:

    1. Forming: Team members meet and begin to build trust.

    2. Storming: Team members assert themselves and take control of emerging issues.

    3. Norming: Team begins working productively without worrying about personal acceptance or control.

    4. Performing: Optimum productivity; the team collaborates easily, communicates freely, and solves its own conflicts.

    5. Adjourning: Work is completed, and members shift to the next project or task.

Balancing Tone and Urgency

  • Tone: Fluid communication, positive interactions, and emphasis on project vision/value.

  • Urgency: Commitment to deliver value, accountability, and viewing the team as part of the strategic vision.

Virtual Team Best Practices

  • Management Focus: Focus on dynamics, transparency, and accountability.

  • Communication: Adapt videoconferencing tools; check for participation; assess body language and tone.

  • Visibility: Use tools like Kanban-style boards to make work status visible.

  • Risk Mitigation: Actively manage the risk of members "feeling isolated."

  • Collective Identity: Focus on shared commitments and team goals over individual accomplishments.

Topic B: Create a Collaborative Project Team Environment

Team Workspace and Information Management

  • Colocation: Physical proximity is considered best for team performance.

  • Environment: Factor in location and environment to support autonomy and meaningful interaction.

  • Ground Rules: Respect agreed-upon working hours and practices.

  • Agile Spaces: Hybrid teams should have private spaces for solitude and collaborative spaces for visibility and communication.

Project Data and Artifact Systems

  • Work Information Management Systems: Gather, integrate, and share data consistently (e.g., Microsoft Project).

  • Artifact Management Systems: Store and maintain project documents (e.g., SharePoint, Microsoft Teams, Google Drive).

Importance and Management of Artifacts

  • Artifacts allow for the reconstruction of project history and provide benefits to future projects.

  • Standardization:

    • Simple document production and control.

    • Standard formats and templates.

    • Structured review and approval processes.

    • Version control and security.

    • Timely distribution.

Tailoring Artifacts

  • Agile Artifacts: Project management plan, product roadmap, task boards, experiments, product backlog, sprint backlog.

  • Traditional Project Artifacts: Project charter, change requests, scope baseline, schedule baseline, cost baseline, subsidiary plans.

Configuration and Version Control

  • Configuration Management Plan: A component of the project management plan stating how project information is recorded and updated to ensure consistency.

  • Configuration Management System: The tool used to track artifacts and monitor changes.

  • Version Control: A subset of configuration management for documents. Requires:

    • New version number.

    • Date/time stamp.

    • Name of the user performing changes.

Topic C: Empower the Team

Emotional Intelligence and Communication Effectiveness

  • Google Researchers (20162016) found drivers of performance to be the group's average EQEQ and high degrees of communication.

  • Empowerment leads to a sense of ownership, collaborative decision-making, and shared responsibility.

  • Goal: For teams to recognize their power and influence, solving problems to deliver value quickly.

Diversity, Equity, and Inclusion (DE&I)

  • Respect individuals while empowering them as a cohesive unit.

  • Build trust by following organizational DE&I standards and supporting morale-building initiatives.

Psychological Safety

  • A critical psychosocial condition for high-performing teams.

  • Team members must feel comfortable being themselves.

  • Environment built on trust, mutual respect, and ethical decision-making.

Motivational Theories

  • Maslow’s Hierarchy of Needs: Progression from Physiological -> Safety -> Belonging -> Esteem -> Self-Actualization.

  • Herzberg’s Motivation-Hygiene Theory: Also known as the Two-Factor Theory (Motivators vs. Hygiene Factors).

  • McGregor’s Theory X and Theory Y:

    • Theory X (Authoritarian): Workers avoid work, avoid responsibility, and need direction.

    • Theory Y (Participative): Workers want to be active, seek job satisfaction, and do not require direction.

  • McClelland’s Achievement Motivation Theory: Three dominant needs shaped by life experience: Achievement, Affiliation, and Power.

Uphold Team Charter and Ground Rules

  • Rules must be visible and updated as circumstances change.

  • Response to violations:

    • Remind members of mutual agreement.

    • Use coaching and servant leadership.

    • Reserve harsh disciplinary actions for severe violations.

  • Note: Any change to the team triggers a return to the "forming" stage.

Rewards and Recognition

  • Rewards: Tangible/consumable items for specific outcomes. Never reward without recognition.

  • Recognition: Intangible behaviors; acknowledge the person rather than just the outcome. Increases feelings of appreciation.

  • Caution: Monitor for negative effects like animosity or misplaced competitiveness.

Decision-Making Methods

  1. Voting:

    • Unanimity: Everyone agrees (e.g., Delphi technique).

    • Majority: Support from > 50\% of the group (use uneven numbers to avoid ties).

    • Plurality: The largest block decides, even without a majority.

    • Consensus techniques: Fist of Five, Planning poker, Dot voting, Roman voting (thumbs), Polling.

  2. Multicriteria Decision Analysis: Data-driven; uses a decision matrix (risk, valuation, uncertainty) to rank ideas systematically.

  3. Autocratic: One team member decides for the group.

Task Accountability

  • Visibility: WBS dictionaries and work package descriptions assign tasks.

  • RACI Charts: Explicitly display roles and responsibilities.

  • Kanban Boards: Mockup columns include To Do, Doing (Buffer/Working), Review, and Done.

Topic D: Support Team Member Performance

Management by Objectives (MBO)

  • Uses clear, collaboratively set objectives.

  • Objectives should be challenging yet attainable.

  • Established at project start or at the beginning of an iteration.

Servant Leadership in Performance

  • Three steps: Define Vision -> Align People -> Motivate People.

Performance Assessment Tasks

  • Compare performance against goals.

  • Reclarify roles.

  • Deliver balanced feedback (positive and negative).

  • Establish future goals and training plans.

  • In Agile, self-organized teams regulate their own performance in safe environments.

Personality Indicators

  • Tools: Big Five (OCEAN), Myers-Briggs (MBTI), DISC.

  • Guidelines: Use as ice-breakers; always seek permission. Do not share personal information or make fixed judgments.

  • Psychological Team Roles: Results-oriented, Relationship-focused, Innovative/Disruptive, Process/Rule-followers, Pragmatic.

Five Components of Emotional Intelligence (EQEQ)

  1. Emotional self-awareness.

  2. Self-regulation.

  3. Motivation.

  4. Empathy.

  5. Social skills.

Emotional Intelligence Matrix

  • Recognition: Self-Awareness (Emotional awareness, Confidence) and Social Awareness (Empathy, Service Orientation).

  • Regulation: Self-Management (Self-control, Adaptability, Drive) and Relationship Management (Influence, Change Catalyst, Teamwork).

Empathy and Social Skills

  • Inward Empathy: Understanding others, service orientation.

  • Outward Empathy: Developing others, leveraging diversity, political awareness.

  • Social Skills: High-performing members excel at building bonds, catalyzing change, and managing conflict.

Motivation Elements

  • Achievement/Drive: Setting tough goals; upskilling.

  • Initiative: Seizing opportunities; inspiring through extraordinary feats.

  • Optimism: Hope to succeed; perceiving reversals as under one's own control.

  • Commitment: Sacrificing for company goals; acting based on core principles.

Topic E: Communicate and Collaborate with Stakeholders

Stakeholder Monitoring

  • Use Power/Interest or Power/Influence grids (e.g., Keep Satisfied, Manage Closely, Monitor, Keep Informed).

  • Rule: Never use names on power/influence grids.

  • Tailor management strategies to individuals.

Communications Management Plan Details

  • Contains processes for escalation and updating the plan.

  • Defines methods/technologies (emails, PMIS, websites).

  • Includes a glossary, workflows, and constraints.

  • Lists requirements: information type, reason, language, format, detail level, and frequency.

Effective Communication

  • Active Listening: Requires restating, paraphrasing, and non-verbal cues (nodding) to confirm understanding.

  • Feedback: Must be clear, specific, timely, and objective.

  • Failures: Communication failures are threats; discuss them in retrospectives.

Collaboration and Information Radiators

  • Information Radiators: Kanban boards, wikis, and fishbowl windows provide accountability and promote responsibility.

  • Activities: Daily stand-ups, face-to-face working, milestone reviews, pairing, and negotiations.

  • Negotiation: View as conversations aimed at consensus; keep them positive.

Topic F: Training, Coaching, and Mentoring

Knowledge-Sharing Culture

  • Knowledge is treated as an asset.

  • Essential for product delivery and transition planning.

  • Roles like Agile Coaches or Scrum Masters are dedicated to this effort.

Definitions

  • Training: Learning skills for the present (upskilling). Can be instructor-led, virtual, or on-the-job.

  • Coaching: Learning how to apply or improve skills; puts learning into practice.

  • Mentoring: Long-term relationship for personal/professional growth between novice and expert.

Implementation Strategies

  • Gap Analysis: Identify required vs. current skill sets.

  • Planning: Schedule training close to implementation; consider certifications.

  • Cost-Benefit Analysis: Use to determine value, such as savings from replacing outsourced labor.

  • Agile Coaching Levels:

    • Iteration Beginning: Whole-team coaching during planning.

    • Iteration Midpoint: Pauses for individual or whole-team coaching.

    • Iteration End: Whole-team coaching during retrospectives.

Measuring Outcomes

  • Use post-training assessments and observation of skill improvement.

  • Document certifications/badges.

  • If outcomes are not achieved, record in lessons learned to investigate causes.

Topic G: Manage Conflict

Importance of Conflict Management

  • Ineffective: Leads to destructive behavior, animosity, and poor performance.

  • Effective: Leads to improved understanding, higher productivity, and better performance.

Causes and Context

  • Competition and differences in objectives/values.

  • Role disagreements and communication breakdowns.

  • Unique project nature (teams that haven't worked together before).

Speed B. Leas Levels of Conflict (20122012)

  1. Level 1: A Problem to Solve: Task-oriented; resolution is possible.

  2. Level 2: Disagreement: Issues begin to intensify.

  3. Level 3: Contest: Focus on winning the argument.

  4. Level 4: Fight/Flight: Move away from issues toward personal attacks.

  5. Level 5: Intractable Situation: Loss of focus on the original issue; relationship-oriented orientation.

Conflict Management Approaches

  • Smooth/Accommodate: Emphasize agreement; concede to maintain harmony.

  • Withdraw/Avoid: Retreat from situation; postpone issue.

  • Compromise/Reconcile: Incorporate multiple viewpoints; reach consensus.

  • Force/Direct: Pursue your viewpoint at others' expense; win/lose solutions.

  • Collaborate/Problem Solve: Search for consensus through open dialogue. Uses Root Cause Analysis (e.g., 5 Whys Method).

Questions & Discussion

  • Team-Building: Can you share an example of a positive team-building experience?

  • Theory X/Y: Theory X managers are often called ‘old-fashioned,’ but can you think of a modern context in which this management style is helpful?

  • Team Decision-Making: Can you think of other challenges that can be addressed by team decision-making?

  • Formal Communication: Can you think of examples of formal reporting at milestones?

  • Training/Mentoring Experience: Have you ever had a valuable trainer, coach, or mentor? Why were they effective? Would people think you are a valuable trainer, coach, or mentor? Why?