Basics of Color – Comprehensive Lecture Notes

Course & Reference Overview

  • Course: TEX 209-0723 – Textile Dyeing and Printing
    • Lecture Topic: Basics of Color
    • Instructor: Shohag Chandra Das (email: shohagdasbutex@gmail.com)
  • Copyright © Shohag C. Das, 2025
  • Key reference texts
    • “Basic Principles of Textile Coloration” – Arthur D. Broadbent (2nd Ed., 2001, Vol. 1–2)
    • “Principles of Instrumental Analysis” – Douglas A. Skoog

What Is Color?

  • By-product of the spectrum of light as it is reflected or absorbed, captured by the eye, interpreted by the brain.
  • Visual perceptual property corresponding to everyday categories (red, yellow, blue, black, etc.).
  • Physically derives from the spectral power distribution (light energy vs. wavelength) interacting with retinal receptors.
  • Figure (slide): diagram showing incident light → object → reflected wavelengths → eye/brain processing.
  • Practical implication: controlling reflected/absorbed wavelengths → controlling color appearance in textiles.

Fundamental Attributes of Color

  • Three psychological/visual dimensions that fully describe a color sensation.
    • Hue
    • “Name” of the color; similarity to or mixture of basic sensations red, yellow, green, blue.
    • Saturation / Chroma
    • Intensity or purity of hue.
    • High saturation ⇒ vivid; low saturation ⇒ dull/greyish.
    • Lightness / Value (Brightness)
    • Relative light-dark position.
    • Add white → tint (lighter).
    • Add black → shade (darker).
  • Figures: attribute wheels and Munsell-style charts (virtualartacademy.com, musabi.ac) shown to students.

Color Models & Systems (Why We Quantify Color)

  • Purpose: Convert visual perceptions into numerical data for communication, recipe prediction, QC, and reproduction.
  • CIE (Commission Internationale de l'Éclairage) provides internationally accepted standards.
  • Common models used in textile/color science:
    • CIE XYZ (1931): Theoretical perceptual foundation.
    • CIE Lab (1976): Work-horse for measurement, recipe modification, QC.
    • CIE LCH (cylindrical Lab): Intuitive for shade matching; separates chroma & hue.
    • Munsell System: Hue-Value-Chroma chips; design & naming.
    • CMYK: Printing, screen & dye-sublimation workflows.

CIE XYZ Theory

  • Based on research from the 1920s using a Standard Observer (average human with normal color vision) & Standard Illuminants.
  • 1931 definition produced the universal CIE XYZ color space.
  • Physiological underpinning: three retinal cone types roughly sensitive to long-(X), medium-(Y), short-(Z) wavelength primaries (often associated with R,G,B).
  • Tristimulus values X,Y,ZX, Y, Z quantify any visible color stimulus.
  • Chromaticity coordinates x=XX+Y+Z,  y=YX+Y+Zx = \frac{X}{X+Y+Z},\; y = \frac{Y}{X+Y+Z} (z is redundant: z=1xyz = 1 - x - y).
    • Plotting x,yx,y yields the famous horseshoe-shaped diagram:
    • Border curve = pure spectral colors (monochromatic).
    • Straight line between border points = all colors producible by mixing the two endpoints.
    • Entire interior = real visible colors.
    • Triangles connecting RGB primaries illustrate device gamuts.
  • Reflective thought questions from slide:
    • Why horseshoe (spectral locus) rather than simple geometric shapes? → Because spectral wavelength‐to‐chromaticity mapping is non-linear.
    • Why letters X, Y, Z? → To emphasize these are imaginary primaries distinct from physical R, G, B used in early experiments.

CIE Lab (CIELAB, 1976)

  • Introduced to give a perceptually uniform space so Euclidean distance ≈ visual difference.
  • Coordinates:
    • LL^* ∈ [0,100] (lightness; 0 = black, 100 = white)
    • aa^* axis: + = red, − = green
    • bb^* axis: + = yellow, − = blue
  • Color difference formula ΔEab=(ΔL<em>)2+(Δa</em>)2+(Δb)2\Delta E_{ab}^* = \sqrt{(\Delta L^<em>)^2 + (\Delta a^</em>)^2 + (\Delta b^*)^2} widely used for pass/fail tolerances in dyehouses.
  • Figures: dermatology image & 3-D Lab plot illustrate axis orientation and uniform spacing.

CIE LCH (CIELCH°)

  • Cylindrical transform of Lab for intuitive handling.
    • L=LL = L^*
    • Chroma C=(a<em>)2+(b</em>)2C^* = \sqrt{(a^<em>)^2 + (b^</em>)^2}
    • Hue angle H=tan1(b<em>a</em>)H^\circ = \tan^{-1}\left(\frac{b^<em>}{a^</em>}\right) (0° = red, 90° = yellow, 180° = green, 270° = blue).
  • Benefits: easier visualization of changes in saturation vs. directional hue shifts; frequently used in shade sorting & recipe correction.
  • Figure: side-by-side Lab vs. LCH cylinder.

Color Consistency vs. Inconstancy

  • Color consistency: Ability of a color to appear identical under different illumination, angles, substrates, or batches. Essential for brand standards & customer acceptance.
  • Color inconstancy: Single sample’s tendency to change appearance under varying lights.
    • Quantified by ΔE\Delta E between two illuminants.

Metamerism (Critical Industrial Problem)

  • Definition: Two samples match under one viewing condition but mismatch under another.
  • Illustrated by a fabric pair matching in D65 (daylight) but mismatching under sodium arc.
  • Types:
    • Illuminant metamerism – change light source.
    • Geometric metamerism – change viewing angle/orientation.
    • Observer metamerism – two observers perceive differently (individual spectral sensitivities).
    • Instrumental metamerism – different instruments/conditions yield different coordinates.
    • Causes: instrument calibration, geometry, or type.

Spectrophotometer Basics

  • Instrument measuring spectral absorbance or reflectance of a sample; cornerstone of quantitative color control.
  • Invented (Beckman DU) 1940 by Arnold J. Beckman (National Technologies Laboratory).
  • Primary use in color labs: measure textile reflectance; also analytical chemistry (solution concentration).

Working Principle – Beer–Lambert Law

  • A=εCLA = \varepsilon C L
    • AA = absorbance (unitless)
    • ε\varepsilon = molar absorptivity (L mol⁻¹ cm⁻¹)
    • CC = concentration (mol L⁻¹)
    • LL = optical path length (cm)
  • Spectrophotometer passes monochromatic light, compares incident vs. transmitted intensity → calculates AA.

Core Components

  1. Light Source
    • Deuterium lamp (UV 200–400 nm)
    • Tungsten-halogen lamp (Visible 400–700 nm)
    • Dual-lamp switching in UV-Vis instruments.
  2. Monochromator / Wavelength Selector
    • Prisms or diffraction gratings + slits isolate desired λ\lambda.
  3. Sample Holder (Cuvette)
    • Path length typically 1 cm.
    • Material: quartz (UV), glass/plastic (visible).
  4. Detector
    • Photodiode array: fast, broad spectrum.
    • Photomultiplier tube (PMT): ultra-sensitive, amplifies weak signals.
  5. Signal Processor & Display
    • Converts photocurrent → absorbance or %T; outputs graph or numeric data.

Instrument Configurations

  • Single-Beam: Measures blank and sample sequentially; simpler, cheaper; susceptible to source drift.
  • Double-Beam: Splits beam into reference & sample paths; simultaneous measurement improves stability.

Typical Output

  • UV-Vis Spectrum: plot of AA (or %T) vs. λ\lambda; peak positions & heights proportional to electronic transitions / dye concentration.
  • Figure from ACS Omega illustrates concentration-dependent absorbance bands.

Practical & Ethical Implications

  • Accurate color communication prevents costly re-dyeing, waste, and customer dissatisfaction.
  • Understanding metamerism leads to specifying proper lightboxes (D65, TL84, A) in QC.
  • Instrument maintenance & inter-lab agreement (instrumental metamerism) vital for global supply chains.
  • Standardized color spaces (CIE) form the legal backbone for product specifications & contracts.

Connections & Recap

  • Builds upon earlier coursework in light theory & human vision (physics, physiology).
  • Foundation for advanced dyeing recipes, computer color matching (future lectures).
  • Spectrophotometry bridges textile coloration with analytical chemistry principles (Beer–Lambert) highlighted in Skoog’s reference text.

Key Equations & Numerical Facts (Quick Sheet)

  • Beer–Lambert Law: A=εCLA = \varepsilon C L
  • Chromaticity: x=X/(X+Y+Z),  y=Y/(X+Y+Z)x = X/(X+Y+Z),\; y = Y/(X+Y+Z)
  • Color difference: ΔEab=(ΔL<em>)2+(Δa</em>)2+(Δb)2\Delta E_{ab}^* = \sqrt{(\Delta L^<em>)^2 + (\Delta a^</em>)^2 + (\Delta b^*)^2}
  • LCH transforms: C=(a<em>)2+(b</em>)2,  H=tan1(b<em>/a</em>)C^* = \sqrt{(a^<em>)^2 + (b^</em>)^2},\; H^\circ = \tan^{-1}(b^<em>/a^</em>)

End-of-Lecture Notes

  • "Thank you! Have a nice day!" (Slide 23)
  • Next steps: review chromaticity diagrams interactively (YouTube link provided), perform lab exercise on spectrophotometer calibration.