Geometric Optics: Mirrors, Refraction, and Lenses

Foundations of Geometric Optics and Plane Mirror Reflection

  • The Ray Approximation in Geometric Optics:

    • Geometric optics models light propagation using straight-line rays that travel in the direction of energy flow perpendicular to the wave fronts.

    • Optical components, including mirrors and lenses, redirect these light rays via reflection and refraction to form images of objects.

    • Point source representation: An object can be modeled as a single point source OO or an extended collection of point sources emitting light rays in all forward directions.

    • Object distance (pp): The physical distance measured from the object to the reflecting or refracting surface.

    • Image distance (qq): The distance measured from the reflecting or refracting surface to the resulting image.

  • Mechanism of Image Formation in Plane Mirrors:

    • Light rays diverge outward from an object point OO and strike the flat surface of the plane mirror.

    • Each ray reflects from the boundary obeying the Law of Reflection, which states that the angle of incidence equals the angle of reflection (θi=θr\theta_i = \theta_r).

    • The reflected rays continue to diverge into the space in front of the mirror; to an observer, these rays appear to intersect at a common point XX situated behind the mirror.

Formation of an image in a plane mirror showing light rays diverging from point object O and appearing to originate from virtual image point X
  • Image Classification:

    • Real Image: Formed when light rays physically converge and intersect at a common spatial point. Real images can be displayed or projected onto a physical screen placed at the image plane.

    • Virtual Image: Formed when light rays do not physically pass through or intersect at the image point, but rather diverge away from the optical element such that they appear to originate from that point when traced backward. Virtual images cannot be projected onto a screen.

    • Images formed by plane mirrors for real objects are always virtual.

  • Geometric Proof of Plane Mirror Image Distance:

    • Ray tracing requires following at least two distinct rays originating from an object point AA:

    • Ray 1: Directed perpendicularly toward the mirror along path APAP. It strikes the mirror at normal incidence (θi=0∘\theta_i = 0^{\circ}) and reflects directly back upon itself along line PAPA.

    • Ray 2: Directed along an oblique path AOAO, striking the mirror at point OO at an angle θ\theta relative to the surface normal, reflecting away along ray OCOC.

    • Tracing the extensions of both reflected rays behind the mirror locates the virtual image point A′A'

Geometric ray construction for a plane mirror showing object distance u and image distance vGeometric comparison of object height and image height in a plane mirror
  • Triangles △APO\triangle APO and △A′PO\triangle A'PO share the side POPO, each have a right angle at point PP, and have identical interior angles θ\theta at point OO.

  • Because the two right triangles share a common side and identical acute angles, they are congruent (△APO≅△A′PO\triangle APO \cong \triangle A'PO):     AP=A′PAP = A'P

  • Therefore, the image formed by an object placed in front of a plane mirror lies as far behind the mirror as the object is in front of the mirror:     p=∣q∣p = |q|

    • Lateral Magnification (MM) in Plane Mirrors:

  • Lateral magnification is defined for any optical element as the ratio of image height to object height:     M=image heightobject height=hiho=h′hM = \frac{\text{image height}}{\text{object height}} = \frac{h_i}{h_o} = \frac{h'}{h}

  • Congruent geometry demonstrates that the image height hih_i equals the object height hoh_o:     hi=hoh_i = h_o

  • Consequently, the lateral magnification of a plane mirror is always unity:     M=1M = 1

    • Summary of Plane Mirror Image Properties:

  • Distance: The image is located behind the mirror at a distance equal to the object distance in front (∣q∣=p|q| = p).

  • Orientation & Size: The image is erect (upright), unmagnified (M=1M = 1), and virtual.

  • Lateral Inversion: The image exhibits right-left reversal (lateral inversion). When an observer in front of a plane mirror raises their right hand, the perceived image raises its left hand.

Spherical Mirrors: Geometry and Mathematical Formulations

  • Anatomy of Spherical Mirrors:

    • A spherical mirror is formed from a curved segment of a sphere of radius RR.

    • Concave Mirror: Formed when the inner, concave surface of the sphere is polished to reflect light.

    • Convex Mirror: Formed when the outer, convex surface of the sphere is polished to reflect light (diverging mirror).

    • Center of Curvature (CC): The physical center of the sphere from which the mirror surface is cut.

    • Radius of Curvature (RR): The distance from the center of curvature CC to any point on the mirror surface.

    • Pole or Vertex (VV or AA): The geometric center of the curved spherical mirror segment.

    • Principal Axis: The straight line passing through both the center of curvature CC and the vertex VV.

Structure of a concave spherical mirror showing principal axis, pole, focus, and center of curvatureConcave mirror concentrating parallel solar rays at the focal point to burn paper
  • Paraxial Rays versus Spherical Aberration:

    • Paraxial Rays: Light rays that diverge from an object at very small angles relative to the principal axis.

    • Paraxial rays that depart from a point source on the principal axis reflect from a spherical concave mirror and converge at a single distinct image point II.

Paraxial rays diverging from an on-axis point object reflecting through a single image point
  • Spherical Aberration: Rays that strike the spherical mirror far from the principal axis do not cross at the same focal point, instead intersecting the axis at various distances.

  • This geometric imperfection causes blurring of the image and is inherently present to some degree in all spherical optical mirrors.

Spherical aberration in a spherical concave mirror where rays far from the axis fail to focus at a single point
  • Derivation of the Mirror Equation and Lateral Magnification:

Geometric ray diagram used to derive the mirror equation and lateral magnification
  • Consider an object of height hh placed at distance pp from vertex VV, producing an inverted image of height h′h' at distance qq.

  • Ray 1 departs the tip of the object, travels through the center of curvature CC, strikes the mirror surface normally, and reflects directly back along its incoming path.

  • Ray 2 departs the tip of the object, strikes the mirror vertex VV at angle θ\theta, and reflects away at angle θ\theta below the principal axis.

  • From the right triangles formed with vertex VV:     tan⁡(θ)=hp\tan(\theta) = \frac{h}{p}     tan⁡(θ)=−h′q\tan(\theta) = \frac{-h'}{q}

  • Equating these expressions yields the lateral magnification formula:     M=h′h=−qpM = \frac{h'}{h} = -\frac{q}{p}     (The negative sign indicates that when h′h' is negative, the image is inverted relative to the object.)

  • From the right triangles sharing vertex angles α\alpha at the center of curvature CC:     tan⁡(α)=hp−R\tan(\alpha) = \frac{h}{p - R}     tan⁡(α)=−h′R−q\tan(\alpha) = \frac{-h'}{R - q}

  • Equating the expressions for tan⁡(α)\tan(\alpha):     h′h=−R−qp−R\frac{h'}{h} = -\frac{R - q}{p - R}

  • Equating both expressions for h′h\frac{h'}{h}:     qp=R−qp−R\frac{q}{p} = \frac{R - q}{p - R}     q(p−R)=p(R−q)q(p - R) = p(R - q)     qp−qR=pR−pqqp - qR = pR - pq     2pq=pR+qR2pq = pR + qR

  • Dividing every term by the common factor pqRpqR:     2pqpqR=pRpqR+qRpqR\frac{2pq}{pqR} = \frac{pR}{pqR} + \frac{qR}{pqR}     1p+1q=2R\frac{1}{p} + \frac{1}{q} = \frac{2}{R}

    • Focal Point and Focal Length:

  • When an object is located at an infinite distance (p→∞p \rightarrow \infty), incident light rays are parallel to the principal axis.

  • Substituting p→∞p \rightarrow \infty into the mirror relation yields 1p=0\frac{1}{p} = 0:     1q=2R  ⟹  q=R2\frac{1}{q} = \frac{2}{R} \implies q = \frac{R}{2}

  • The point where parallel incident rays converge is called the focal point (FF), and the distance from the vertex to FF is the focal length (ff):     f=R2f = \frac{R}{2}

Parallel rays focused at focal point F halfway to the center of curvature
  • Expressing the mirror equation in terms of focal length gives:     1p+1q=1f\frac{1}{p} + \frac{1}{q} = \frac{1}{f}

    • Convex Mirrors:

  • Silvered such that light reflects from the outer convex curvature.

  • Reflected rays diverge outward upon reflection; their backward extensions meet at a virtual focal point located behind the mirror.

  • For all real object positions in front of a convex mirror, the image is virtual, erect (upright), and reduced in size (M<1M < 1).

Ray formation in a convex spherical mirror producing a virtual, upright, and reduced image
  • Sign Conventions for Spherical Mirrors:

    • Front Side: The region in front of the mirror where incident and reflected light rays propagate.

    • Back Side: The region behind the reflecting surface where light does not enter and virtual images form.

Quantity

Positive When…

Negative When…

Object location (pp)

Object is in front of mirror (real object).

Object is in back of mirror (virtual object).

Image location (qq)

Image is in front of mirror (real image).

Image is in back of mirror (virtual image).

Image height (h′h')

Image is upright.

Image is inverted.

Focal length (ff) and radius (RR)

Mirror is concave.

Mirror is convex.

Magnification (MM)

Image is upright.

Image is inverted.

Ray Tracing and Image Formation in Spherical Mirrors

  • Standard Ray Tracing Construction Rules:

    • Graphical determination of image position and size requires constructing three principal rays from the top of the object:

    • Ray 1: Drawn parallel to the principal axis; reflects through the focal point FF (or diverges along a line passing through FF for convex mirrors).

    • Ray 2: Drawn through the focal point FF (or directed toward FF for convex mirrors); reflects parallel to the principal axis.

    • Ray 3: Drawn through the center of curvature CC (or directed toward CC for convex mirrors); strikes the mirror surface normally and reflects back on itself.

    • The intersection of any two rays locates the image point; the third ray serves as an independent graphical check.

  • Ray Tracing Scenarios for Mirrors:

    • Concave Mirror (p>2fp > 2f): Object positioned beyond the center of curvature CC.

    • Image is real, inverted, reduced in size (∣M∣<1|M| < 1), and positioned between CC and FF.

Ray diagram for a concave mirror with object beyond C producing a real, inverted, and reduced image
  • Concave Mirror (p<fp < f): Object positioned between the focal point FF and the mirror vertex.

    • Image is virtual, upright, magnified (M>1M > 1), and located behind the mirror (q<0q < 0).

Ray diagram for a concave mirror with object between focal point and surface producing a virtual, upright, enlarged image
  • Convex Mirror: Real object positioned anywhere in front of the convex mirror.

    • Image is virtual, upright, reduced in size (0<M<10 < M < 1), and located behind the mirror between the vertex and FF.

    • As the object distance pp increases toward infinity, the image shrinks and approaches the focal point FF.

Ray diagram for a convex mirror producing a virtual, upright, and reduced image
  • Worked Examples: Concave Mirror (f=10 cmf = 10\,\text{cm}):

    • Case (a) p=25 cmp = 25\,\text{cm}:     1f=1p+1q  ⟹  110 cm=125 cm+1q\frac{1}{f} = \frac{1}{p} + \frac{1}{q} \implies \frac{1}{10\,\text{cm}} = \frac{1}{25\,\text{cm}} + \frac{1}{q}     1q=110 cm−125 cm=5−250 cm=350 cm\frac{1}{q} = \frac{1}{10\,\text{cm}} - \frac{1}{25\,\text{cm}} = \frac{5 - 2}{50\,\text{cm}} = \frac{3}{50\,\text{cm}}     q=50 cm3≈16.7 cmq = \frac{50\,\text{cm}}{3} \approx 16.7\,\text{cm}     M=−qp=−16.7 cm25 cm=−0.668M = -\frac{q}{p} = -\frac{16.7\,\text{cm}}{25\,\text{cm}} = -0.668     Description: The image is real (q>0q > 0, in front of mirror), inverted (M<0M < 0), and smaller than the object (∣M∣<1|M| < 1).

    • Case (b) p=10 cmp = 10\,\text{cm}:     1q=110 cm−110 cm=0  ⟹  q=∞\frac{1}{q} = \frac{1}{10\,\text{cm}} - \frac{1}{10\,\text{cm}} = 0 \implies q = \infty     Description: The image is formed at infinity; reflected rays emerge parallel to each other.

    • Case (c) p=5 cmp = 5\,\text{cm}:     1q=110 cm−15 cm=1−210 cm=−110 cm\frac{1}{q} = \frac{1}{10\,\text{cm}} - \frac{1}{5\,\text{cm}} = \frac{1 - 2}{10\,\text{cm}} = -\frac{1}{10\,\text{cm}}     q=−10 cmq = -10\,\text{cm}     M=−qp=−−10 cm5 cm=+2M = -\frac{q}{p} = -\frac{-10\,\text{cm}}{5\,\text{cm}} = +2     Description: The image is virtual (q<0q < 0, behind mirror), erect/upright (M>0M > 0), and enlarged by a factor of 22.

    • Case (d) p=20 cmp = 20\,\text{cm} (p=2f=Rp = 2f = R):     1q=110 cm−120 cm=2−120 cm=120 cm\frac{1}{q} = \frac{1}{10\,\text{cm}} - \frac{1}{20\,\text{cm}} = \frac{2 - 1}{20\,\text{cm}} = \frac{1}{20\,\text{cm}}     q=20 cmq = 20\,\text{cm}     M=−qp=−20 cm20 cm=−1M = -\frac{q}{p} = -\frac{20\,\text{cm}}{20\,\text{cm}} = -1     Description: The image is real (q>0q > 0), inverted (M<0M < 0), and identical in size to the object (∣M∣=1|M| = 1).

  • Worked Example: Convex Mirror (h=3 cmh = 3\,\text{cm}, p=20 cmp = 20\,\text{cm}, f=−8 cmf = -8\,\text{cm}):

    • (a) Position of the image (qq):     1f=1p+1q  ⟹  −18 cm=120 cm+1q\frac{1}{f} = \frac{1}{p} + \frac{1}{q} \implies -\frac{1}{8\,\text{cm}} = \frac{1}{20\,\text{cm}} + \frac{1}{q}     1q=−18 cm−120 cm=−5−240 cm=−740 cm\frac{1}{q} = -\frac{1}{8\,\text{cm}} - \frac{1}{20\,\text{cm}} = \frac{-5 - 2}{40\,\text{cm}} = -\frac{7}{40\,\text{cm}}     q=−40 cm7≈−5.71 cmq = -\frac{40\,\text{cm}}{7} \approx -5.71\,\text{cm}     Description: The image is virtual and located 5.71 cm5.71\,\text{cm} behind the mirror.

    • (b) Magnification of the mirror (MM):     M=−qp=−−5.71 cm20 cm=+0.286M = -\frac{q}{p} = -\frac{-5.71\,\text{cm}}{20\,\text{cm}} = +0.286     Description: The image is erect/upright (M>0M > 0) and reduced in size.

    • (c) Height of the image (hih_i):     M=hiho  ⟹  0.286=hi3 cmM = \frac{h_i}{h_o} \implies 0.286 = \frac{h_i}{3\,\text{cm}}     hi=3 cm×0.286=0.857 cmh_i = 3\,\text{cm} \times 0.286 = 0.857\,\text{cm}

Images Formed by Refraction at Spherical and Plane Surfaces

  • Refraction at a Single Spherical Boundary:

    • Consider two transparent optical media with indices of refraction n1n_1 and n2n_2 separated by a spherical interface of radius RR.

    • An object is located at point OO within the medium of refractive index n1n_1.

Refraction at a spherical surface separating two media focusing paraxial rays at an image point
  • Derivation of the Single Surface Refraction Equation:

Geometry for refraction at a spherical surface with ray angles and normal line
  • Applying Snell's Law to an arbitrary paraxial ray leaving point OO and refracting toward point II:     n1sin⁡(θ1)=n2sin⁡(θ2)n_1 \sin(\theta_1) = n_2 \sin(\theta_2)

  • In the paraxial limit (small angles measured in radians), sin⁡(θ)≈θ\sin(\theta) \approx \theta:     n1θ1=n2θ2n_1 \theta_1 = n_2 \theta_2

  • Utilizing exterior angle properties of triangles △OPC\triangle OPC and △PIC\triangle PIC:     θ1=α+β\theta_1 = \alpha + \beta     β=θ2+γ  ⟹  θ2=β−γ\beta = \theta_2 + \gamma \implies \theta_2 = \beta - \gamma

  • Substituting these geometric angle relations into Snell's Law:     n1(α+β)=n2(β−γ)n_1(\alpha + \beta) = n_2(\beta - \gamma)     n1α+n2γ=(n2−n1)βn_1 \alpha + n_2 \gamma = (n_2 - n_1)\beta

  • Using small-angle approximations for the tangents (tan⁡(θ)≈θ\tan(\theta) \approx \theta) with arc height dd:     α≈dp,β≈dR,γ≈dq\alpha \approx \frac{d}{p}, \quad \beta \approx \frac{d}{R}, \quad \gamma \approx \frac{d}{q}

  • Substituting these values and dividing through by dd yields the fundamental equation for refraction at a spherical surface:     n1p+n2q=n2−n1R\frac{n_1}{p} + \frac{n_2}{q} = \frac{n_2 - n_1}{R}

  • Because this equation does not depend on the ray angle α\alpha, all paraxial rays leaving point OO focus at the exact same image point II.

    • Sign Conventions for Spherical Refracting Surfaces:

  • Front Side: The side of the refracting surface from which incident light approaches.

  • Back Side: The side opposite incident light into which refracted rays enter.

  • Real images form on the back side of the refracting surface (q>0q > 0), whereas virtual images form on the front side (q<0q < 0).

Quantity

Positive When…

Negative When…

Object location (pp)

Object is in front of surface (real object).

Object is in back of surface (virtual object).

Image location (qq)

Image is in back of surface (real image).

Image is in front of surface (virtual image).

Image height (h′h')

Image is upright.

Image is inverted.

Radius (RR)

Center of curvature is in back of surface.

Center of curvature is in front of surface.

  • Refraction at a Flat (Plane) Surface:

    • For a flat refracting interface, the radius of curvature approaches infinity (R→∞R \rightarrow \infty).

    • Substituting R→∞R \rightarrow \infty into the spherical refraction formula:     n1p+n2q=0  ⟹  n1p=−n2q\frac{n_1}{p} + \frac{n_2}{q} = 0 \implies \frac{n_1}{p} = -\frac{n_2}{q}     q=−n2n1pq = -\frac{n_2}{n_1} p

    • The sign of qq is always opposite to pp. For a real object (p>0p > 0), qq is negative, meaning the image formed by a plane refracting boundary is always virtual and lies on the same side of the surface as the object.

    • When light travels from an optically denser to rarer medium (n1>n2n_1 > n_2), the virtual image forms closer to the boundary than the object (∣q∣<p|q| < p).

Refraction at a flat interface where light travels from denser to rarer medium forming a virtual image closer to the surface
  • When light travels from a rarer to denser medium (n1<n2n_1 < n_2), the virtual image forms farther from the boundary than the object (∣q∣>p|q| > p).

    • Worked Example: Coin Embedded in a Spherical Paperweight:

  • A coin is embedded inside a spherical plastic paperweight with radius R=3.0 cmR = 3.0\,\text{cm}, index of refraction n1=1.50n_1 = 1.50, and outer medium air (n2=1.00n_2 = 1.00).

  • The coin is placed p=2.0 cmp = 2.0\,\text{cm} from the front curved surface. The center of curvature is on the object side (in front of the surface relative to exiting light), so R=−3.0 cmR = -3.0\,\text{cm}.

Coin embedded in a spherical plastic paperweight viewed from outside
  • Applying the spherical refraction equation:     n1p+n2q=n2−n1R\frac{n_1}{p} + \frac{n_2}{q} = \frac{n_2 - n_1}{R}     n2q=n2−n1R−n1p\frac{n_2}{q} = \frac{n_2 - n_1}{R} - \frac{n_1}{p}     1.00q=1.00−1.50−3.0 cm−1.502.0 cm=−0.50−3.0 cm−0.75 cm−1=16.0 cm−34.0 cm\frac{1.00}{q} = \frac{1.00 - 1.50}{-3.0\,\text{cm}} - \frac{1.50}{2.0\,\text{cm}} = \frac{-0.50}{-3.0\,\text{cm}} - 0.75\,\text{cm}^{-1} = \frac{1}{6.0\,\text{cm}} - \frac{3}{4.0\,\text{cm}}     1q=2−912.0 cm=−712.0 cm\frac{1}{q} = \frac{2 - 9}{12.0\,\text{cm}} = -\frac{7}{12.0\,\text{cm}}     q=−12.0 cm7≈−1.7 cmq = -\frac{12.0\,\text{cm}}{7} \approx -1.7\,\text{cm}

  • The negative sign indicates that the virtual image appears 1.7 cm1.7\,\text{cm} behind the front surface inside the plastic.

    • Worked Example: Apparent Depth of a Swimming Fish:

  • A fish swims at actual depth dd below the flat surface of a pond (p=dp = d, n1=1.33n_1 = 1.33 for water, n2=1.00n_2 = 1.00 for air).

Apparent depth of a fish swimming in water viewed from directly overhead
  • Applying the plane surface refraction equation:   q=−n2n1p=−1.001.33d=−0.750dq = -\frac{n_2}{n_1} p = -\frac{1.00}{1.33} d = -0.750 d

  • The apparent depth seen by an observer directly above the pond is three-quarters of the actual depth (0.750d0.750 d).

Thin Lens Theory and the Lens Maker's Equation

  • Two-Surface Lens Model:

    • A lens comprises two refracting surfaces. Light passing through the lens undergoes two sequential refractions.

    • The analytical method models image formation such that the image formed by the first surface serves as the object for the second surface.

Ray refraction through a thick lens where surface 1 produces a virtual imageRay refraction through a thick lens where surface 1 produces a real image
  • Derivation of the Thin Lens Equation:

    • Let the lens have index of refraction nn, thickness tt, and surface radii of curvature R1R_1 and R2R_2, surrounded by air (n1=1n_1 = 1).

    • Refraction at Surface 1: An object is placed at distance p1p_1. Applying the single-surface equation with n1=1n_1 = 1 and n2=nn_2 = n:     1p1+nq1=n−1R1— (1)\frac{1}{p_1} + \frac{n}{q_1} = \frac{n - 1}{R_1} \quad \text{--- (1)}     (where q1q_1 is the position of intermediate image I1I_1; q1<0q_1 < 0 if virtual, q1>0q_1 > 0 if real).

    • Refraction at Surface 2: Light passes from the lens medium (n1=nn_1 = n) back into air (n2=1n_2 = 1):     np2+1q2=1−nR2— (2)\frac{n}{p_2} + \frac{1}{q_2} = \frac{1 - n}{R_2} \quad \text{--- (2)}

    • Boundary Coupling Condition: The object distance for surface 2 is p2=−q1+tp_2 = -q_1 + t. For a thin lens, thickness tt is negligible (t≈0t \approx 0), giving:     p2=−q1p_2 = -q_1

    • Substituting p2=−q1p_2 = -q_1 into Equation (2):     −nq1+1q2=−n−1R2— (3)-\frac{n}{q_1} + \frac{1}{q_2} = -\frac{n - 1}{R_2} \quad \text{--- (3)}

    • Adding Equation (1) and Equation (3) eliminates the intermediate image distance term nq1\frac{n}{q_1}:     1p1+1q2=(n−1)(1R1−1R2)\frac{1}{p_1} + \frac{1}{q_2} = (n - 1)\left(\frac{1}{R_1} - \frac{1}{R_2}\right)

    • Setting p=p1p = p_1 (original object distance) and q=q2q = q_2 (final image distance):     1p+1q=(n−1)(1R1−1R2)\frac{1}{p} + \frac{1}{q} = (n - 1)\left(\frac{1}{R_1} - \frac{1}{R_2}\right)

  • The Lens Maker's Equation:

    • Letting object distance p→∞p \rightarrow \infty, the corresponding image distance equals the focal length ff (q=fq = f):     1f=(n−1)(1R1−1R2)\frac{1}{f} = (n - 1)\left(\frac{1}{R_1} - \frac{1}{R_2}\right)

    • This relation defines the focal length of any thin lens as a function of the refractive index of the lens material and the radii of curvature of both faces.

  • The Thin Lens Equation:

    • Combining the thin lens formula with the Lens Maker's equation gives the Gaussian Thin Lens Equation:     1p+1q=1f\frac{1}{p} + \frac{1}{q} = \frac{1}{f}

  • Focal Points of Thin Lenses:

    • Because light can travel in either direction through a lens, every thin lens possesses two symmetric focal points (F1F_1 and F2F_2) located equidistant (ff) on either side of the optical center.

Focal points of a converging lens for light incident from opposite directionsFocal points of a diverging lens showing divergence of incident light
  • Lens Geometries and Classifications:

    • Converging Lenses (f>0f > 0): Thicker in the middle than at the edges. Types include biconvex, convex-concave (meniscus), and plano-convex.

Cross-sectional shapes of converging lenses: biconvex, convex-concave, and plano-convex
  • Diverging Lenses (f<0f < 0): Thinner in the middle than at the edges. Types include biconcave, convex-concave, and plano-concave.

Cross-sectional shapes of diverging lenses: biconcave, convex-concave, and plano-concave
  • Sign Conventions for Thin Lenses:

    • Front Side: Side from which incident light arrives (virtual side for image formation).

    • Back Side: Side into which refracted light departs (real side for image formation).

Sign convention diagram for thin lenses showing front/virtual side and back/real side

Quantity

Positive When…

Negative When…

Object location (pp)

Object is in front of lens (real object).

Object is in back of lens (virtual object).

Image location (qq)

Image is in back of lens (real image).

Image is in front of lens (virtual image).

Image height (h′h')

Image is upright.

Image is inverted.

R1R_1 and R2R_2

Center of curvature is in back of lens.

Center of curvature is in front of lens.

Focal length (ff)

Lens is converging.

Lens is diverging.

  • Lateral Magnification of Thin Lenses:   M=h′h=hiho=−qpM = \frac{h'}{h} = \frac{h_i}{h_o} = -\frac{q}{p}

    • When M>0M > 0, the image is upright and on the front (same) side of the lens as the object.

    • When M<0M < 0, the image is inverted and on the back (opposite) side of the lens.

Ray Tracing and Image Formation in Thin Lenses

  • Principal Rays for Converging Lenses:

    • Ray 1: Enters parallel to the principal axis; refracts through the focal point F2F_2 on the back side of the lens.

    • Ray 2: Enters through the focal point F1F_1 on the front side (or as if originating from F1F_1 if p<fp < f); refracts parallel to the principal axis.

    • Ray 3: Directed straight through the optical center of the lens; proceeds without angular deviation.

  • Principal Rays for Diverging Lenses:

    • Ray 1: Enters parallel to the principal axis; refracts outward along a line projected from the front focal point F1F_1.

    • Ray 2: Directed toward the back focal point F2F_2; refracts parallel to the principal axis.

    • Ray 3: Directed straight through the optical center of the lens; proceeds without angular deviation.

  • Image Formation Regimes:

    • Converging Lens (p>fp > f): Produces a real, inverted image on the back side of the lens.

Ray diagram for a converging lens with object outside focal point producing a real and inverted image
  • Converging Lens (p<fp < f): Produces a virtual, upright, magnified (M>1M > 1) image on the front side of the lens. In this regime, the lens functions as a magnifying glass.

Ray diagram for a converging lens acting as a magnifying glass with object inside focal point
  • Diverging Lens (Arbitrary pp): Produces a virtual, upright, reduced (∣M∣<1|M| < 1) image on the front side of the lens for all real object locations.

Ray diagram for a diverging lens producing a virtual, upright, and reduced image
  • Worked Examples: Converging Lens (f=10.0 cmf = 10.0\,\text{cm}):

    • Case 1: p=30.0 cmp = 30.0\,\text{cm}:     1f=1p+1q  ⟹  q=pfp−f=30.0 cm×10.0 cm30.0 cm−10.0 cm=+15.0 cm\frac{1}{f} = \frac{1}{p} + \frac{1}{q} \implies q = \frac{pf}{p - f} = \frac{30.0\,\text{cm} \times 10.0\,\text{cm}}{30.0\,\text{cm} - 10.0\,\text{cm}} = +15.0\,\text{cm}     M=−qp=−15.0 cm30.0 cm=−0.5M = -\frac{q}{p} = -\frac{15.0\,\text{cm}}{30.0\,\text{cm}} = -0.5     Description: Real (q>0q > 0, back side), inverted (M<0M < 0), reduced in size (∣M∣=0.5<1|M| = 0.5 < 1).

Ray diagram and dimensioned calculation for converging lens with p = 30 cm and f = 10 cm
  • Case 2: p=10.0 cmp = 10.0\,\text{cm} (p=fp = f):   q=10.0 cm×10.0 cm10.0 cm−10.0 cm=∞q = \frac{10.0\,\text{cm} \times 10.0\,\text{cm}}{10.0\,\text{cm} - 10.0\,\text{cm}} = \infty   Description: Image forms at an infinite distance; rays exit parallel to each other.

  • Case 3: p=5.00 cmp = 5.00\,\text{cm}:   q=pfp−f=5.00 cm×10.0 cm5.00 cm−10.0 cm=−10.0 cmq = \frac{pf}{p - f} = \frac{5.00\,\text{cm} \times 10.0\,\text{cm}}{5.00\,\text{cm} - 10.0\,\text{cm}} = -10.0\,\text{cm}   M=−qp=−−10.0 cm5.00 cm=+2.0M = -\frac{q}{p} = -\frac{-10.0\,\text{cm}}{5.00\,\text{cm}} = +2.0   Description: Virtual (q<0q < 0, front side), upright (M>0M > 0), enlarged (M=2.0>1M = 2.0 > 1).

Ray diagram and dimensioned calculation for converging lens with p = 5 cm and f = 10 cm
  • Worked Example: Diverging Lens (f=−20.0 cmf = -20.0\,\text{cm}, h=2.0 cmh = 2.0\,\text{cm}, p=30.0 cmp = 30.0\,\text{cm}):

    • Image distance calculation:     q=pfp−f=30.0 cm×(−20.0 cm)30.0 cm−(−20.0 cm)=−600 cm250.0 cm=−12.0 cmq = \frac{pf}{p - f} = \frac{30.0\,\text{cm} \times (-20.0\,\text{cm})}{30.0\,\text{cm} - (-20.0\,\text{cm})} = \frac{-600\,\text{cm}^2}{50.0\,\text{cm}} = -12.0\,\text{cm}

    • Lateral magnification:     M=−qp=−−12.0 cm30.0 cm=+0.40M = -\frac{q}{p} = -\frac{-12.0\,\text{cm}}{30.0\,\text{cm}} = +0.40

    • Image height:     hi=Mho=0.40×2.0 cm=0.80 cmh_i = M h_o = 0.40 \times 2.0\,\text{cm} = 0.80\,\text{cm}

    • Description: Virtual (q<0q < 0, front side), upright (M>0M > 0), reduced in size (M=0.40<1M = 0.40 < 1).

  • Diverging Lens Variations Across Relative Distances (f=−10.0 cmf = -10.0\,\text{cm}):

    • Object farther than focal length (p=30.0 cmp = 30.0\,\text{cm}):     q=30.0 cm×(−10.0 cm)30.0 cm−(−10.0 cm)=−7.50 cmq = \frac{30.0\,\text{cm} \times (-10.0\,\text{cm})}{30.0\,\text{cm} - (-10.0\,\text{cm})} = -7.50\,\text{cm}

Diverging lens ray diagram with object farther than focal point
  • Object at the focal distance (p=10.0 cmp = 10.0\,\text{cm}):   q=10.0 cm×(−10.0 cm)10.0 cm−(−10.0 cm)=−5.00 cmq = \frac{10.0\,\text{cm} \times (-10.0\,\text{cm})}{10.0\,\text{cm} - (-10.0\,\text{cm})} = -5.00\,\text{cm}

Diverging lens ray diagram with object located at the focal point
  • Object closer than focal distance (p=5.00 cmp = 5.00\,\text{cm}):   q=5.00 cm×(−10.0 cm)5.00 cm−(−10.0 cm)=−3.33 cmq = \frac{5.00\,\text{cm} \times (-10.0\,\text{cm})}{5.00\,\text{cm} - (-10.0\,\text{cm})} = -3.33\,\text{cm}

Diverging lens ray diagram with object closer than focal point

Thin Lens Combinations and Optical Systems

  • System Treatment Methodology:

    • Analyze sequential optical elements by treating the image produced by the first element as the object for the second element.

    • Step 1: Calculate the image distance q1q_1 produced by Lens 1 as if Lens 2 were absent.

    • Step 2: Determine the object distance p2p_2 for Lens 2 based on the physical separation dd between the lenses:     p2=d−q1p_2 = d - q_1

    • If q1<dq_1 < d, the intermediate image lies in front of Lens 2 and acts as a real object (p2>0p_2 > 0).

    • If q1>dq_1 > d, the rays are intercepted before forming the intermediate image; the image lies behind Lens 2 and acts as a virtual object (p2<0p_2 < 0).

    • Step 3: Calculate the final image position q2q_2 using the thin lens equation for Lens 2.

    • Total System Magnification: Because magnification multiplies cumulatively across elements, the net magnification is the product of the individual magnifications:     M=M1M2M = M_1 M_2     (For a system containing NN elements, M=M1M2…MNM = M_1 M_2 \dots M_N.)

  • Thin Lenses in Contact:

    • Consider two thin lenses of focal lengths f1f_1 and f2f_2 placed in direct physical contact (d≈0d \approx 0).

    • For the first lens:     1p+1q1=1f1\frac{1}{p} + \frac{1}{q_1} = \frac{1}{f_1}

    • Because the lenses are in contact and infinitesimally thin, p2=−q1p_2 = -q_1. For the second lens:     1p2+1q=1f2  ⟹  −1q1+1q=1f2\frac{1}{p_2} + \frac{1}{q} = \frac{1}{f_2} \implies -\frac{1}{q_1} + \frac{1}{q} = \frac{1}{f_2}

    • Adding these equations eliminates q1q_1:     1p+1q=1f1+1f2\frac{1}{p} + \frac{1}{q} = \frac{1}{f_1} + \frac{1}{f_2}

    • Replacing the combination with a single equivalent thin lens gives the effective focal length ff:     1f=1f1+1f2\frac{1}{f} = \frac{1}{f_1} + \frac{1}{f_2}

  • Worked Example: Two Separated Converging Lenses:

    • System Parameters:

    • Lens 1: f1=+10.0 cmf_1 = +10.0\,\text{cm}

    • Lens 2: f2=+20.0 cmf_2 = +20.0\,\text{cm}

    • Lens separation: d=20.0 cmd = 20.0\,\text{cm}

    • Object position: p1=30.0 cmp_1 = 30.0\,\text{cm} to the left of Lens 1.

Two-lens system showing object and two converging lenses separated by 20 cmDetailed ray diagram for the two-lens combination locating intermediate and final images
  • Calculations for Lens 1:   1q1=1f1−1p1=110.0 cm−130.0 cm=3−130.0 cm=230.0 cm\frac{1}{q_1} = \frac{1}{f_1} - \frac{1}{p_1} = \frac{1}{10.0\,\text{cm}} - \frac{1}{30.0\,\text{cm}} = \frac{3 - 1}{30.0\,\text{cm}} = \frac{2}{30.0\,\text{cm}}   q1=+15.0 cmq_1 = +15.0\,\text{cm}   M1=−q1p1=−15.0 cm30.0 cm=−0.5M_1 = -\frac{q_1}{p_1} = -\frac{15.0\,\text{cm}}{30.0\,\text{cm}} = -0.5   (Image I1I_1 is real, inverted, and located 15.0 cm15.0\,\text{cm} to the right of Lens 1.)

  • Calculations for Lens 2:

    • Object distance for Lens 2:     p2=d−q1=20.0 cm−15.0 cm=5.00 cmp_2 = d - q_1 = 20.0\,\text{cm} - 15.0\,\text{cm} = 5.00\,\text{cm}

    • Final image distance q2q_2:     1q2=1f2−1p2=120.0 cm−15.00 cm=1−420.0 cm=−320.0 cm\frac{1}{q_2} = \frac{1}{f_2} - \frac{1}{p_2} = \frac{1}{20.0\,\text{cm}} - \frac{1}{5.00\,\text{cm}} = \frac{1 - 4}{20.0\,\text{cm}} = -\frac{3}{20.0\,\text{cm}}     q2=−20.0 cm3≈−6.67 cmq_2 = -\frac{20.0\,\text{cm}}{3} \approx -6.67\,\text{cm}

    • Magnification of Lens 2:     M2=−q2p2=−−6.67 cm5.00 cm=+1.33M_2 = -\frac{q_2}{p_2} = -\frac{-6.67\,\text{cm}}{5.00\,\text{cm}} = +1.33

  • Overall System Results:

    • Net lateral magnification:     M=M1M2=(−0.5)(+1.33)=−0.665≈−0.67M = M_1 M_2 = (-0.5)(+1.33) = -0.665 \approx -0.67

    • Position and character of final image I2I_2:

    • Located 6.67 cm6.67\,\text{cm} in front (to the left) of Lens 2, placing it 13.33 cm13.33\,\text{cm} to the right of Lens 1.

    • The final image is virtual with respect to Lens 2 (q2<0q_2 < 0), inverted with respect to the initial object (M<0M < 0), and reduced in size (∣M∣=0.67<1|M| = 0.67 < 1).