3: federalism
Federalism and the US constitution
- Federalism – area is controlled by 2 or more govs with one gove subordinate to the other
* National fed gov
* State gov – local govs are part and subordinate to state - 2 types of federalism
* Vertical federalism – relationship between states and federal government (subordinate to superior)
* horizontal federalism – relationship between states (between equals) - Opposite of federal system is unitary system – one sole gov, extensions can be squashed any time
- Constitution feared to take away individual freedoms and liberties
* Supremacy clause – if its fed law vs state law, fed wins
* Commerce clause – framework by which fed gov expanded power
* McCulloch v Maryland – Necessary and Proper Clause can be used to give national gov leeway in using limited powers - Tenth Amendment
* Any power not for the nat gov or state is for the people
* Those more for power to states go with dual federalism – areas of gov are separate from each other; only states can make rules in specific areas
* Those for a fed gov went with shared federalism – there is no separate sovereignty; fed gov and states should work together on problems (usually wins in arguments) → increased fed power - State interest also protected by 17th Amendment – senators come from popular election
* May have contributed to growing federal power bc senators didn’t need to pay attention to what state legislatures wanted them to do
Historical evolution of federalism
19th century
- Fed power grew stronger than states after great depression and WWII
- 19th century, states tightly guarded their power
* 1828, 1832 fed gov put high taxes on imports and exports, but South Carolina said it wouldn’t apply to their states–nullification–bc it hurts their crop exports
* Biggest issue was on slavery - Missouri Compromise of 1820–Missouri as slave state, Maine as free state, set line for slave and free states
* Compromise collapsed mid-19th century in Dred Scott v Sanford 1857 - Dred Scott v. Sanford – Supreme Court declared Compromise unconstitutional, said Black ppl can’t be US citizens = can’t go to court for their freedom (Scott was black)
* Bad decision → started Civil War bc politicians couldn’t compromise - Civil War – fed gov won, became stronger and states weaker
* To win fed gov expanded fed activity–bigger militia, Dept of Agriculture made to help farmers
* Increased non-postal fed employees
* Civil War Amendments (13-15): 14th amendment most important
* Gave power to Congress to do whatever to make states comply with law - Industrialization led to US becoming a national market
* Fed gov regulates commerce between states thru Commerce Clause
20th century
- 10/29/1929 – Blackout Tuesday, start of Great Depression
- Prez Herbert Hoover reluctant to help bc thought nat gov shouldn’t override regulations of the state
* Didn’t work bc in a national economy states can’t help themselves - FDR elected, started aggressive federal relief program aka New Deal to regulate interstate commerce under Commerce Clause
- WWII 1941 – alleviated economic issues
* Production needs caused huge increase in employment
* More production → employers compete for workers → higher wages - After Depression and WWII, ppl used to fed gov solving problems against the nation
* Turn to more racial problems – gov used it to expand powers - Intervention powers weakened late 1970s-early 1980s bc of neoliberalism
* Neoliberalism – power of free market, eliminate gov intervention in economy
Federalism and the Prisoner’s Dilemma
- Prisoner’s dilemma – 2 prisoners, same choice: cooperate and get shorter sentence or stay silent and get higher sentence
* If both stay silent, both go free
* State = prisoner (ex. In child labor laws)
* Both wants to end child labor but if only one ends then other that kept it will have cheaper labor costs - Fed gov imposed uniform policy, stopped race to the bottom (states stuck with suboptimal policies )
* Other ex: tax breaks to companies moving cities
Fiscal Federalism
- Devolution – transfer of power from higher to lower levels (fed gov to state)
* Started under Nixon, accelerated by Reagan thru fiscal (revenue, taxes) means by giving states more freedom on spending
* fiscal federalism – fed gov encourages states to cooperate with fed policies by paying for policy
* Give money with few strings attached
Block grants
- Block grants – fed grant goes directly to county/city instead of state
- Receiving end is in charge of administering program
- BUT fed gov can’t control how money is spent once it’s set aside for that purpose
* Ex. Mental Health Block Grant – allocates money to state to fund treatment but standards of program decided by local councils
Matching Grants
- Matching grants – fed gov matches amount spent by state on a particular program
* Ex. medicaid: matches state spending at 2:1 ratio
* Incentivizes state to increase spending bc it gets free money (state spends $50 million but gets $100 million) - Matching grants help stop race-to-the-bottom
* Ex. state focuses on healthcare for poor, poor migrate to that state and increase amt the state needs to spend to support more resident
* Matching grant and incentivizing spending – fed gov can set floor on how much healthcare is available
* More spent in poor states than rich - Modern federalism operation – gov sets policy parameters and pays for program → state or local employees administer daily
* Local workforce growing quickly
Current Federalism Issues
Immigration
- Fed gov has authority to set immigration policy for the nation
* States have some room to make policies where fed gov didn't - States want to regulate immigration bc…
* Immigrant families have more kids = education = money - States with more immigration have special incentives to regulate immigration separate from national policy
* Immigrant adults pay more in fed tax than received in benefits
* Kids of immigrants pay more in tax too - Arizona tried to aggresively pursue undocumented immigrabts
* Make life uncomfortable enough to make them move
* Laws:
* Tried to make it a state crime to not have fed immigration docu
* Crime to apply for work in state if undoc
* Require law enforcement to check immigration status if they were already stopped for another violation - Arizona v US – Supreme Court said no to first two laws, kept 3rd
* Enforcing immigration law implicated foreign policy concerns
* Only fed gov has power over immigration
* Fed gov didn’t make it a crime to not have doc so Arizona can’t
* 3rd law kept bc it only supports already-existing law - Sanctity cities – won’t allow local law enforcement to help fed gov enforce federal immigration law (Boston, Chicago, NY, SF, Colorado, New Mexico)
* Republicans try to punish: trump administration tried to punish by stopping all fed funding
* Fed judges saw this as unconstitutional bc most of $ had nothing to do with immigration
Public health
- COVID-19 pandemic – Trump administration left it to gov to set disease policies
* Decentralized response to virus
* Disputes b/w local officials and state leaders - Densely populated cities – strict mandates
* More likely to be democrats - Less populated – less strict
\