IR Theory: Correlation, Causation, and Power

Correlation vs Causation

  • Ice cream sales (orange) and shark attacks (blue) example: they rise together in summer due to a common cause (hot weather), not because one causes the other.

  • Correlation: two variables tend to occur together; Causation: one variable actually causes the other.

  • Caution: correlation does not imply causation. Seek a causal mechanism to prove causation.

  • In international politics: democratic peace theory shows correlation (democracies fight each other rarely) but not necessarily causation; other factors may explain peace.

  • Possible confounds for democracy and peace: wealth, shared values, interdependence, trade, identity.

  • Takeaway: distinguish correlation from causation; look for mechanisms and testing beyond surface associations.

Democratic Peace Theory: Correlation, Causation, and Confounds

  • Observation: democracies tend not to fight each other.

  • Initial inference: democracy causes peace.

  • More careful view: it may be correlation; democracies often share other traits that reduce war likelihood.

  • Potential confounds include: wealth, values, trade interdependence, identity, and inter-state ties.

  • Important lesson: avoid assuming causation from correlation; explore guiding mechanisms and alternative explanations.

North Korea, South Korea, and US-China Context

  • Annual cycle: US-SK military exercises near Korea provoke NK threats; NK may respond with missile tests.

  • Deterrence logic: exercises deter NK by signaling capability; NK fears invasion and reacts defensively.

  • Costly signaling idea: credible commitments require costs; freezing exercises could signal seriousness and invite NK concessions, e.g., freezing nuclear activity.

  • First-mover problem: who initiates costly signaling first? Risky if the other side interprets it incorrectly.

  • Defensive vs offensive motives: whether NK is primarily defensive influences whether costly signals work.

  • Future uncertainty: agreements may unravel due to leadership changes or shifts in strategic thinking; past deals (Clinton era, 2002/2007) collapsed due to cheating or renegotiation.

  • Interconnectedness: actions (Iraq, Ukraine, Taiwan, etc.) affect how other states perceive credibility and threat.

  • China and nuclear capabilities: ongoing debate about whether China’s capabilities threaten U.S. strategic dominance; contrast with U.S. nuclear forces.

  • Ongoing tension: leadership dynamics (e.g., Xi, Putin) and regional security concerns shape risk perceptions and bargaining options.

  • Key takeaway: intentions are hard to discern; signals are costly but interpreting them depends on trust, perceptions of defensiveness, and future risk assessments.

Hans Morgenthau and Classical Realism

  • Core idea: political realism centers on power; politics is guided by interests defined in terms of power.

  • Power definition: the capacity to influence the minds and actions of other states; broad view includes geography, resources, industry, population, weapons.

  • Potential vs actual power: resources you have vs resources you can actually deploy.

  • Security dilemma: showing power can make others feel insecure and build their own power, leading to a spiral of arms and mistrust.

  • The balance of power in practice: the need to demonstrate power while risking greater insecurity.

  • Morgenthau’s nuanced stance: critical of some US policies (e.g., Vietnam); not a blanket war hawk; emphasizes prudence and skepticism about institutions alone preventing power politics.

  • Intention problem: states’ true intentions are hard to know; costly signals aim to reveal genuine intent, but are contingent on perceptions of defensiveness and credibility.

  • Interconnections: domestic and international actions are linked; a seemingly separate decision can affect perceptions and actions elsewhere.

  • The role of psychology: peaceful self-image can distort a state's view of others’ perceptions; misperceptions are central to international politics.

The State of Nature, Authority, and the Realists

  • Hobbes: state of nature leads to anarchy and self-help; no universal authority (Leviathan).

  • Thucydides: Athens vs. Melian dialogue shows power dynamics and fear driving war; rising power breeds fear in a rival.

  • Key contrast: early realists stress power and fear; modern contexts still test these ideas in nuclear and great-power competition.

  • Trust, or lack thereof: persistent suspicion underpins many foreign policy choices.

Final Reflections and Next Steps

  • The course emphasizes big-picture concepts over minute details; aim to explain international events using core theories (e.g., realism, balance of power, security dilemma).

  • Expect final exam questions to probe understanding of concepts like trust, intentions, and the signaling logic in international politics.

  • Prepare by linking historical cases (Thucydides, Morgenthau) to contemporary tensions (Korea, China) and by thinking about how correlations in data may reflect deeper causal mechanisms.