Documentation and liability

Introduction

  • Overview of American Pharmacist Association's pharmacy-based immunization delivery certificate training program.

  • Focus of the module: Documentation and Liability.

  • Learning objectives:

    • Describe required documentation for vaccinations.

    • Discuss immunization information systems (IIS).

    • Explain national reporting systems for vaccine-related adverse events and errors.

    • Understand liability risks and legal protections for authorized immunizers.

Documentation of Immunization Records

  • Recommendation to maintain immunization records for a lifetime; actual legal retention requirements vary by state.

  • Check state laws to determine retention durations, as state laws can be stricter than federal requirements.

  • Encourage patients to keep accessible personal immunization records.

National Childhood Vaccine Injury Act (NCVIA)

  • NCVIA mandates specific documentation requirements in patient vaccination records.

  • Key information includes:

    • Patient identity, vaccine details, and administration date.

    • Provision of current Vaccine Information Statements (VISs) to patients or caregivers.

  • VISs outline the risks and benefits of vaccines and must be provided for relevant vaccines administered.

  • Availability of current VISs from CDC and Immunization Action Coalition.

  • For combination vaccines, provide VIS for each component.

  • When administrating vaccines as a series, each dose requires prior VIS provision.

  • Emergency Use Authorization (EUA): In cases without available VIS, share EUA fact sheets if applicable.

  • State laws or company policies may necessitate informed consent forms, especially for minors.

Communication with Healthcare Providers

  • Professional responsibility to notify a patient’s primary care provider (PCP) when vaccines are administered.

  • State practice acts may specify vaccine reporting requirements based on age groups.

  • Communication of vaccination information can occur through:

    • Electronic health records.

    • Mail.

    • State immunization information systems (IIS).

Immunization Information Systems (IIS)

  • Defined by the CDC: Confidential, computer-based databases for recording immunizations in geographical areas.

  • IIS managed at the state level, tracking separated for major US cities.

  • Initial purpose: Track immunization status of children; now includes adolescents and adults.

  • Benefits include:

    • Assessing vaccination status.

    • Guiding outbreak responses.

    • Identifying coverage gaps.

    • Facilitating vaccine management.

  • Systems may update in real time or with a delay—check state specifics.

  • Contact state IIS for enrollment and reporting options.

Vaccine Adverse Event Reporting System (VAERS)

  • National safety surveillance for vaccines run by CDC and FDA.

  • Monitors adverse events post-vaccination to identify safety concerns.

  • All immunization providers must report:

    • Serious adverse events like anaphylaxis, encephalopathy, and other rare events.

  • Reporting is required even if uncertainty exists about the cause.

  • Patients can also report to VAERS.

National Vaccine Error Reporting Program (ISMP)

  • Developed by the Institute for Safe Medication Practices to gather data on vaccine administration errors.

  • Aims to facilitate process improvements and education on vaccine safety.

  • Provides legal protection and confidentiality for submitted reports.

Liability Risks and Legal Protections

  • Overview of liability issues related to immunization delivery—complex and nuanced.

  • Federal Vaccine Injury Compensation Program (VICP) provides substantial protections for immunizers:

    • No-fault insurance fund covers injuries from listed vaccine-related events.

    • Patients file claims for damages, forfeiting their rights to punitive damage claims.

  • VICP requirements include providing VIS, documenting vaccinations, and reporting adverse events.

  • Protection is NOT absolute; negligence can still result in liability claims against providers.

  • Recommendations for pharmacists:

    • Carry professional liability insurance specific to vaccinations.

    • Ensure insurance policy includes coverage for medication administration.

    • Focus on training and competency in immunization practices to enhance legal protection.

Summary

  • Proper documentation is crucial for patient care, legal protection, and meeting state and federal laws.

  • Pharmacists should maintain accurate vaccination records, ensure proper communication with healthcare providers, and stay informed on legal protections and liability issues.