International Relations Flashcards
Anarchy
Nature of order:
Hierarchy: A system with a clear chain of command and authority.
Anarchy: The absence of a central authority or world government.
Implications of a missing world government:
No means to enforce agreements: States can break agreements without a global enforcer.
No means to define or enforce shared moral principles: Difficulty in establishing universal ethical standards.
The ordering principle in the international system is anarchy:
Anarchy ≠ chaos: Anarchy is not necessarily chaotic; it simply means the absence of a world government.
Anarchy is the opposite of hierarchy: No overarching authority.
Kang: Hierarchy as a possible ordering principle: Observed in East Asia over several centuries.
Power
Power: Capabilities to get others to do something they wouldn’t otherwise do.
Hard power: Using coercion or incentives to influence behavior.
Soft power: Using persuasion and attraction to influence behavior.
Structural power: Influence in creating and upholding the "rules of the game."
Relational power: Influence derived from specific relationships and interactions.
Balance of Power
Definition: Dynamic equilibrium among powerful states in a region or the international system.
Purpose: To contain and/or balance against a state (or group of states) that threatens interests or systemic stability.
Mechanisms:
Form temporary alliances as needed.
Balance of power vs. Distribution of power:
Distribution of power: How power is spread among states.
Balance of power: States' actions to achieve equilibrium given the distribution of power.
Balancing against threats:
States may balance against the most threatening, not necessarily the most powerful, states.
Doyle: Democracies are less threatening to other democracies.
Wendt: Norms of prior interactions determine perceived threat.
Jervis: Leaders’ perception of other states’ security posture (offense v. defense).
Distribution of Power
Definition: How power is spread among states in the international system.
Determining factor: Number of states that can project power beyond their region.
Types:
Unipolar (or hegemonic): One great power.
Bipolar: Two great powers.
Multipolar: Three or more great powers.
Soft Power
Definition: The ability to influence others through persuasion and attraction.
Mechanisms:
Persuasion: Using diplomacy and diplomatic resources.
Emulation: Attracting others through perceived political, economic, and/or cultural success.
Structural Power
Definition: Relative influence in creating and upholding the “rules of the game.”
Example: US and the West upholding the liberal/rules-based international order.
Active/Passive Soft/Hard Power
Hard | Soft | |
|---|---|---|
Active | Compellence | Persuasion |
Passive | Deterrence | Emulation |
Compellence
Definition: The threat of punishment to influence a state.
Examples:
Austria to Serbia (WWI).
Russia to NATO (Cold War and continuing conflict).
US sanctions threats.
Deterrence
Definition: The threat of punishment in retaliation.
Bandwagoning
Definition: Allying with the stronger side.
Potential benefits: Sharing in the spoils of aggression.
Potential costs: A powerful state might turn on allies.
Walt's Perspective:
A balancing world is more stable than a bandwagoning one.
Defensive states balance for deterrence (stability).
Aggressive states bandwagon to gain spoils (instability).
Current example - East Asia: Will smaller states balance against or bandwagon with China?
Core and Periphery (Marxist IPE Theory)
IPE Theory:
Owners of capital (bourgeoisie) extract ‘surplus value’ of labor (proletariat).
Results in inequality, instability, and potential for revolution.
World-systems theory and North-South relations (Wallerstein):
Analogy: In an integrated/specialized world economy, ‘core’ = bourgeoisie and ‘periphery’ = proletariat.
Underdevelopment of the South is a direct, intentional result of globalized capitalism.
Energy Independence
Definition: Independence regarding energy resources, energy supply, and/or energy generation by the energy industry.
Liberal perspective: Specialize and trade—energy isn’t actually scarce.
Realist/mercantilist perspective: Interdependence in strategic resources = vulnerability, independence = security.
Tradeoffs:
Energy: Independence (and ↓ vulnerability) may be possible, but at a high cost.
Environment: Interdependence is inevitable for transboundary phenomena (pollution, climate change).
Extended Deterrence
Definition: When a third state is doing the deterring (e.g., NATO).
Example: US ‘strategic ambiguity’ policy vis-à-vis China, Taiwan.
Free Riding
Definition: Avoiding cooperation in an agreement and taking advantage of the cooperation of others with no cost.
Impact: Presents collective action dilemmas.
Globalization
Definition: Increasing interconnectedness and integration of different countries and regions through the flow of goods, services, capital, people, and ideas.
Forms of globalization:
Economic globalization:
Naím: Associated with financialization, Americanization, etc.
Integration of national economies via trade, foreign direct investment, and financial investment.
Other forms: Political, Cultural, and Technological.
Humanitarian Intervention
Definition: Outside intervention into a sovereign state on the basis of international human rights law/norms.
Range of interventions:
Naming & shaming (maximum deference to state sovereignty).
Sanctions.
Military intervention.
State-building (international creation of a sovereign state).
Interdependence
Definition: Degree of overlap in states’ interests.
Areas: Trade/economic, military, climate, public health, etc.
Liberal International Order (LIO)
Definition: Post-Cold War rules of the game.
Key aspects:
Liberalism: economic > globalization (WTO, IMF, World Bank, etc.), political > democracy, rule of law (NATO, EU, etc.).
Ambivalence toward sovereignty: UN upholds external sovereignty, but requires states to exercise it responsibly.
US/West's structural power: Capacity to establish rules of the game (embodied in LIO international institutions).
Mercantilism
Definition: Economic theory where a nation's wealth is seen as a fixed entity, and a nation's power and strength are best achieved by maximizing exports and minimizing imports, often through government intervention and protectionist policies.
Mutually Assured Destruction (MAD)
Definition: A military ‘strategy’ where the ability of opposing sides to completely destroy each other deters them from initiating a nuclear attack.
Norms
Definition: Presence/strength of standard practices based on shared beliefs about appropriate actions.
Examples: Free trade, no first use of nuclear weapons…and sovereignty.
Norm Entrepreneur
Definition: An individual, group, or organization that actively promotes or advocates for new social norms or interpretations of existing ones, aiming to influence the behavior of other actors.
North Atlantic Treaty Organization (NATO)
Definition: A military alliance (international institution) of 32 countries from Europe and North America, founded in 1949 to promote collective defense and security.
Core principle: An attack against one member is considered an attack against all.
Nuclear Proliferation
Definition: The spread of nuclear weapons, technologies, and fissile materials to countries that do not already possess them.
Significance: Major international security concern, as it increases the risk of nuclear war, regional instability, and the potential for nuclear terrorism.
Paris Climate Agreement
Definition: An international treaty on climate change that was signed in 2016. The treaty covers climate change mitigation, adaptation, and finance.
Relevance: Relates to the debate on Global Governance.
Rational Actor
Definition: A model of decision-making where states are assumed to act based on a clear understanding of their goals, available options, and the potential consequences of each choice, aiming to maximize their utility or satisfaction.
Process: Weighing costs and benefits and choosing the action that best aligns with their preferences.
Refugee
Definition: A person who has fled their home country due to a well-founded fear of persecution or violence, and is unable or unwilling to return.
Responsibility to Protect
Definition: An international norm where states have a duty to protect their populations from genocide, war crimes, ethnic cleansing, and crimes against humanity.
International community's role: If a state is unwilling or unable to do so, the international community has a responsibility to step in and help.
Self-Help
Link to anarchy: Anarchy, self-help, and the security dilemma.
Security dilemma: State arming itself (self-help) looks threatening, induces self-help in response, leads to a security dilemma, and arms races (e.g., Cold War).
Limitations of treaties: Treaties can’t end the security dilemma (Athens/Sparta, US/Soviets).
Basic logic: States’ need for security in an anarchic international system à seek power à increased probability of conflict.
Sovereignty
Internal sovereignty: State has a monopoly on legitimate coercion (police, military, taxation).
External sovereignty: Other states recognize a state’s right to noninterference.
Treaty of Westphalia (1648): Invention of the sovereign state.
Evolution: The international system is organized around Westphalian sovereignty, but not globally until after WWII.
Challenges: Putin, Trump.
Thucydides Trap
Definition: The tendency for war to erupt when a rising power threatens to displace an existing great power.
Examples: China and the US, or the origin, Athens and Sparta.
Universal Declaration of Human Rights
Definition: An international document adopted by the United Nations General Assembly that enshrines the rights and freedoms of all human beings.
Unitary Actor
Definition: The idea that a state, or a group of states, acts as a single, unified entity when making decisions.
Assumptions:
The state has a single set of interests and goals.
Actions are driven by a rational calculation of how best to achieve those goals.
Washington Consensus
Definition: A set of ten economic policy recommendations generally advocated by Washington-based international financial institutions (like the IMF and World Bank) for developing countries in the 1980s and 1990s.
Key elements: Largely market-oriented and emphasized deregulation, privatization, and fiscal discipline.
Levels of Analysis (LOA)
LOA as first step toward theory: General indication of where to look to explain war, peace, cooperation, etc. (Attributed to Spanier and Wendzel).
Systemic level of analysis: Characteristics of the international system drive relations among states (e.g., anarchy, distribution of power, etc.).
Actor level of analysis: Characteristics of states drive relations among them (e.g., regime type: democracy v. authoritarian; culture/ideology; interest groups, etc.).
Decision-making level of analysis: Individual leaders’ worldviews (misperceptions), decision-making contexts (crises, bureaucracies).
Cooperation
Definition: States coordinating actions to achieve a shared goal.
War
Definition: Sustained violence with a state military on at least one side.
Criteria:
Sustained: Many people die.
Violence: Organized.
State military: v. other state, v. internal groups.
International Institutions
Definition: Structures created by states to help them cooperate toward shared goals.
Creation: Via treaties, etc. Not all states are members of—or bound by—all international institutions.
Purpose: Achieve ‘goods’ or ‘benefits’ interdependent states can only attain via cooperation (e.g., global financial stability, public health).