Study Notes on Executive Power
Executive Power
Definition: Executive power is the authority to implement and enforce laws created by the legislature. It encompasses more than a single official (such as a president) and includes cabinets and various bureaucratic agencies of the state.
Institutional Options
Debate Focus: The framers of the U.S. Constitution largely debated the design and scope of the legislature; however, they also considered executive authority.
Rejected Models:
The framers rejected the model of a purely ceremonial president, as was experienced under the Articles of Confederation.
The idea of a hereditary monarchy was also dismissed (though Alexander Hamilton suggested a life-term executive).
Proposals at the Philadelphia Convention (see Table 8.1):
Pinckney Plan: A single president, selected annually by the legislature.
Virginia Plan: A national executive with a fixed term, selected by the legislature.
New Jersey Plan: A federal executive committee with a specified term, also elected by the legislature.
Hamilton Plan: A governor with a life term, selected by electors chosen by the public at district level.
U.S. Constitution: A president with a four-year term, elected by electors from each state, independent from the legislature.
Final Choice: A chief executive separate from the legislature, selected through an indirect election process.
Basic Roles of the Executive
The executive fulfills two primary roles:
Head of State: Represents the nation in symbolic and ceremonial functions, particularly in international affairs.
Head of Government: Responsible for overseeing the administration of the government and making policy decisions.
Head of State vs. Head of Government
Separation of Roles:.
In some democracies, these roles are held by different officials.
In others, they are combined in one individual (as in the U.S. with the president).
Ceremonial Role Examples: In parliamentary systems, a monarch or a ceremonial president may serve as head of state, while the prime minister serves as head of government.
Table 8.2 Heads of State and Government in 31 Democracies
Reflects varied structures of state leadership:
Country
Head of State
Head of Government
Argentina
President
President
Australia
Monarch/Governor General
Prime Minister
Parliamentary Systems
Monarch
Prime Minister
U.S.
President
President
Executive-Legislative Relationships
The relationship between the executive and legislative branches can be classified as either:
Hierarchical: Where the executive is subordinate to the legislature.
Transactional: Where both branches are coequal and must cooperate to enact legislation.
In presidential systems (e.g., the U.S.), voters elect both a president and a legislature. This creates a transactional relationship because both must cooperate to advance policies or face legislative stasis.
Hierarchical Relationships in Parliamentary Systems
In these systems, the executive (the prime minister and the cabinet) depends on the confidence of the parliamentary majority. If the majority shifts, the executive must resign, promoting a hierarchical relationship.
Transactional vs. Hierarchical Dynamics
In presidential systems:
Fixed terms prevent either branch from dismissing the other during disagreements.
Cooperation is essential for legislation.
In parliamentary systems:
The prime minister and cabinet can only serve as long as they maintain the majority’s confidence.
This leads to a more hierarchical dynamic where the executive must align with the legislative majority.
Cabinets and Government Formation
Presidential Systems: The president appoints the cabinet, typically independent of the legislature.
Parliamentary Systems: The cabinet is typically formed from the party (or coalition) with a majority in the legislature.
Coalition vs. Minority Governments
Coalitions: Formed when no party has a majority; parties must negotiate to form a government.
Minority Governments: Occur when a party with less than a majority forms a government but must rely on other parties to maintain confidence and support.
Hybrid Systems: Semi-Presidentialism
In semi-presidential systems, there is both a president (head of state) and a prime minister (head of government), each with distinct roles and powers. Examples include France, Poland, and Portugal.
Types include:
Premier-Presidential: The prime minister is only accountable to the parliament.
Presidential-Parliamentary: The president has the authority to dismiss the prime minister.
Executive Election Processes
Indirect Election: Elected officials (like the U.S. president) may be chosen through intermediaries (e.g., Electoral College) rather than by direct vote.
Direct Election: Citizens vote directly for the presidential candidates. This can include plurality or majority/run-off systems.
Unique Aspects of the U.S. Election Process
Electoral College: A unique system whereby electors (not citizens directly) formally elect the president, leading to possible discrepancies between popular and electoral vote outcomes.
Primary Elections: Distinct to the U.S., allowing party members to select candidates for general elections through state-level processes rather than national votes.
Comparative Analysis of the U.S. Executive
The U.S. executive structure differs from other democracies in various ways:
Short term limits and reelection possibilities.
Indirect rather than direct presidential elections.
Relatively weak constitutional powers over legislation, primarily relying on veto power.
Moderate partisan powers due to the prevalence of divided government, where the presidency and legislature may be controlled by different parties.
Conclusion
The U.S. system of executive power is characterized by unique features and dynamics, including its transactional relationship with the legislature and its distinct election methodology, culminating in a political landscape that is often less conducive to third-party candidates compared to other democratic systems.