Stratification, Deprivation, and Quality of Life
Measuring 'Poverty': Two Approaches
- Poverty is often equated with destitution, but broader interpretations are possible.
- Poverty gains historical significance when loosely applied to assess if entire societies were 'impoverished.'
- Two methods to explore this issue:
- Analyze asset and income distribution to see if resource concentration at the top led to general population deprivation.
- Focus on quality of life/human development as an indicator of overall well-being.
- Quality of life approach considers non-economic factors like health, literacy, gender roles, and legal rights.
- This approach enables cross-cultural comparisons and relates research to modern development studies.
- Both approaches should enhance the relevance of findings across disciplines.
Stratification and Inequality in the Roman Empire
- Conventional imperial structure: a small elite ruling over a vast plebeian population.
- Imperial legislation favored three orders: senators, knights, and municipal decurions.
- Later distinctions were made between honestiores (the three orders plus army veterans) and humiliores (everyone else who was a Roman citizen).
- Modern accounts often use these legal categories as structuring principles.
- Geza Alfoldy’s Stände-Schichten pyramid is a prime example.
- Critiques haven't significantly altered this framework.
- Models derived from the ordo system or honestiores/humiliores are binary, separating an elite from commoners.
- This binary ordering wasn't unique to Rome; the Islamic world had a similar divide between khassa wa’umma (elite and general public) and the Ottoman division of askeri (political class) and re’ayya (common people).
- In contrast, the Han empire in China had a complex 20-rank system, extending formal stratification to the village level, with ranks conferring exemptions and privileges.
- The key question is whether social rankings reflected economic inequality.
- In Rome, the three orders were generally wealthier, but wealth alone wasn't enough for formal preferment.
- The honestiores were a small group, about 1% of the empire's population.
- The inclusion of veterans among the honestiores indicates the group wasn't a homogeneous economic class.
- The later separation of potentiores from tenuiores was an even less meaningful economic indicator.
- Alfoldy argues that Roman society lacked a 'genuine middle class,' consisting only of 'upper' and 'lower' strata.
- He admits this divide didn't strictly represent economic conditions, as status categories didn't capture the nuances between affluent and poor plebeians.
- Abramenko's attempt to identify seviri and augustales as a 'municipal middle class' is problematic as these collegia were designed to accommodate wealthy individuals unable to join the ordo decurionum.
- These collegia represent a lateral extension of the third order, not a middle group.
- Scholars identify imperial ordines as 'political classes' defined by civic function.
- Runciman terms them 'systacts' sharing a common endowment of power.
- 'Rulers' and 'ruled' can be seen as alternatives to ordines and plebs.
- Garnsey notes the honestiores/humiliores dichotomy was a theoretical construct mainly confined to criminal law administration.
- The honestior category was more functional, grouping agents of the imperial center, rather than an economic or social class.
- Christ warns against viewing dichotomous models as socio-economic reality, stressing a middle stratum.
- Vittinghoff considers classifying all humiliores as 'lower classes' absurd, suggesting an economic middle class existed.
The Absence of a Middle Class? Challenging the Conventional Wisdom
- Despite objections, current views tend to paint a binary picture of Roman society.
- One survey asserts that while a