Top 20 Principles from Psychology for PreK–12 Teaching and Learning — Comprehensive Notes
Introduction
- Document: Top 20 Principles from Psychology for PreK–12 Teaching and Learning
- Sponsored by: Coalition for Psychology in Schools and Education, supported by American Psychological Association (APA)
- Purpose: Translate psychological science into practical implications for K–12 classrooms; build on Learner-Centered Principles (1997); summarize current knowledge and provide classroom applications
- Scope: Identifies 20 core principles, grouped into five domains of psychological functioning; includes supporting literature, classroom relevance, and practical strategies
- Authors and collaborators: Coalition members from across psychology subdisciplines; extensive list of contributing authors, reviewers, and references (APA material)
- Access: Report available online and in print via APA Center for Psychology in Schools and Education; permissions noted (no wholesale reprinting without permission)
Contents overview
- Three major sections of principles:
1) How do Students Think and Learn? (Principles 1–8)
2) What Motivates Students? (Principles 9–12)
3) Why Are Social Context, Interpersonal Relationships, and Emotional Well-Being Important to Student Learning? (Principles 13–15)
4) How Can the Classroom Best Be Managed? (Principles 16–17)
5) How to Assess Student Progress? (Principles 18–20) - Each principle includes: Explanation, Relevance for Teachers, and References
Principles 1–8: How do students think and learn?
Principle 1: Students’ beliefs or perceptions about intelligence and ability affect their cognitive functioning and learning
- Explanation
- Belief in malleable (growth) vs fixed (entity) intelligence shapes cognition and learning strategies
- Growth mindset associated with learning goals; fixed mindset associated with performance goals and fear of failure
- Attributions about failure influence motivation: effort-related attributions ( controllable, unstable ) vs ability-related attributions ( stable, internal)
- Relevance for Teachers
- Attribute poor performance to controllable factors (e.g., effort, strategy) to foster growth mindset
- Foster growth-oriented attributions by: praising effort/strategy, linking feedback to process, avoiding praise that links ability to speed on simple tasks
- Be cautious of feedback and praise that signals fixed ability; avoid signaling that quick success equals high ability on easy tasks
- Practical implications
- When facing failure, address its cause as controllable; encourage adaptive attributions
- Use explicit instruction to teach growth mindsets and strategies for problem solving
- References (selected): Aronson et al. (2002); Black et al. (2007); Dweck (2006); Good et al. (2003)
Principle 2: What students already know affects their learning
- Explanation
- Prior knowledge interacts with new content; learning involves conceptual growth or conceptual change
- Misconceptions/alternative conceptions common in math and science; learning requires addressing these priors
- Formative assessment used as a baseline to identify misconceptions prior to instruction
- Relevance for Teachers
- Baseline assessment to diagnose current knowledge; tailor instruction to shift from misconceptions to correct concepts
- Instruction for conceptual growth vs conceptual change requires different strategies
- Instructional strategies
- For growth: meaningful, interactive engagement with new content (reading, summarizing, applying concepts, hands-on activities)
- For change: cognitive conflict, challenging ideas, presenting data that contradicts misconceptions; active student involvement (predicting solutions, then evaluating accuracy)
- References (selected): Eryilmaz (2002); Holding et al. (2014); Johnson & Sinatra (2014); Mayer (2011); Pashler et al. (2007); Savinainen & Scott (2002)
Principle 3: Students’ cognitive development and learning are not limited by general stages of development
- Explanation
- Reasoning is not strictly bound by age/grade-stage; children possess early competencies and knowledge bases (schemas)
- Contextualist and sociocultural views: cognition is influenced by social interaction and cultural context; zone of proximal development (ZPD); cognition can be situated in communities of practice
- Relevance for Teachers
- Consider domain-relevant knowledge, baseline capabilities, and cultural/contextual familiarity when planning instruction
- Use baseline assessments to gauge knowledge; tailor entry points not solely by age/grade
- Instructional strategies
- Build on student knowledge to reach higher reasoning in familiar domains
- Present material at a moderate distance from current functioning to optimize entry point
- Use heterogeneous groupings to leverage higher-level thinking and peer interaction
- Link learning to students’ prior knowledge and real-world contexts
- Recognize cultural and contextual factors that shape learning environments
- References (selected): Bjorklund (2012); Donaldson (1978); Mayer (2008); Rogoff (2003); Rogoff (2003); Rogoff; Miller (2011); etc.
Principle 4: Learning is based on context, so generalizing learning to new contexts is not spontaneous but needs to be facilitated
- Explanation
- Learning occurs in context (domains, tasks, social interactions, settings)
- Transfer/generalization is not automatic; it becomes harder as contexts diverge
- Transfer quality indicates depth and flexibility of learning
- Relevance for Teachers
- Facilitate transfer by building on students’ strengths, connecting current knowledge to goals, and presenting multiple contexts
- Teach deep underlying concepts rather than surface features;
- Use comparisons across contexts to highlight similarities/differences
- Instructional strategies
- Teach a topic in multiple contexts; connect to real-world applications (e.g., using division in costs) to promote transfer
- Organize knowledge around general principles (e.g., in biology vs. physics problem-solving approaches)
- Encourage learners to relate new learning to what they already know; use authentic tasks
- Examples
- Arteries: knowledge transfer to design questions about elasticity and material properties
- References (selected): Bransford et al. (2000); Mayer (2008); Saxe (1991); Sousa (2011); Rogoff (2003)
Principle 5: Acquiring long-term knowledge and skill is largely dependent on practice
- Explanation
- Long-term memory stores knowledge; encoding from working memory to long-term memory requires practice
- Deliberate practice (not rote repetition) drives durable learning and expertise; practice improves retrieval, automaticity, transfer, and motivation
- Benefits of practice: (a) durability/retrievability, (b) automatic application, (c) frees cognitive resources, (d) transfer to new problems, (e) increased motivation
- Relevance for Teachers
- Structure practice with purpose; avoid mere drilling; provide meaningful, challenging tasks
- Use feedback to reinforce progress and belief in ability; design practice to be progressively challenging
- Implementation strategies
- Practice testing with spaced intervals (distributive practice) and interleaved practice
- Use a schedule that repeats opportunities to practice (interleaving) and provides varied approaches to similar tasks
- Align practice with students’ prior knowledge
- References (selected): Campitelli & Gobet (2011); Dunlosky et al. (2013); Roediger (2013); Rosenshine & Meister (1992); Simkins & Maier (2008); van Merrienboer et al. (2003); etc.
Principle 6: Clear, explanatory, and timely feedback to students is important for learning
- Explanation
- Feedback that is specific, explanatory, and timely enhances learning; generic praise is less effective
- Clear goals improve feedback effectiveness; timely feedback helps keep learning on track
- Relevance for Teachers
- Tie feedback to explicit learning goals; indicate current understanding level and next steps
- Provide corrective guidance that helps students self-correct and improve (e.g., model answers, guided prompts)
- Timeliness matters: quicker feedback after assessment supports learning
- Tone matters: constructive, non-punitive feedback motivates and guides; avoid negativity or irrelevance
- Practical strategies
- Example feedback formats: “Your topic sentences summarize main ideas well; next, integrate how all ideas connect”
- Use immediate corrective feedback on quizzes; provide hints to guide discovery of correct answers
- Use both descriptive and forward-looking feedback to shape future performance
- References (selected): Brookhart (2008); Ericsson et al. (1993); Gobet & Campitelli (2007); Leahy et al. (2005); Minstrell (2001)
Principle 7: Students’ self-regulation assists learning, and self-regulatory skills can be taught
- Explanation
- Self-regulation includes attention, organization, self-control, planning, memory strategies; these can be taught, not just maturational
- Relevance for Teachers
- Teach and scaffold self-regulatory skills; organize classroom structure to support regulation
- Implementation strategies
- Clearly state goals; break tasks into manageable steps with criteria for success
- Provide opportunities and time for practice; incorporate processing activities (summarizing, questioning, rehearsing)
- Help students plan by evaluating short- and long-term consequences of decisions
- Use cues to highlight important upcoming information
- Structure class time with focused and interactive segments to optimize self-regulation
- References (selected): Diamond et al. (2007); Leahy et al. (2005); Minstrell (2001); Wang et al. (various) etc.
Principle 8: Student creativity can be fostered
- Explanation
- Creativity = generation of new and useful ideas; crucial in 21st-century economy; enhances engagement and real-world relevance
- Creativity can be developed; not a fixed trait
- Relevance for Teachers
- Allow multiple approaches; value diverse perspectives; avoid labeling creative students as disruptive
- Practical strategies
- Use prompts that encourage invention and prediction (create, invent, discover, imagine if, etc.)
- Employ questioning, challenging assumptions, making unusual connections, envisioning alternatives
- Encourage group problems solving and presenting ideas to diverse audiences; model creativity
- Demonstrate creative processes and when to apply or forego creativity depending on context
- References (selected): Beghetto (2013); Kaufman & Beghetto (2013); Plucker et al. (2004); Runco & Pritzker (2011); Sternberg et al. (2004)
Principle 9: Students tend to enjoy learning and to do better when they are more intrinsically rather than extrinsically motivated to achieve
- Explanation
- Intrinsic motivation: task engagement for its own sake, associated with perceived competence and autonomy
- Extrinsic motivation: engagement driven by external rewards/punishments
- Both types can co-exist; intrinsic motivation linked to deeper learning, persistence, reduced anxiety
- External rewards can be effective when used appropriately; autonomy supports intrinsic motivation
- Relevance for Teachers
- Support autonomy, competence, and relatedness; emphasize internal rewards of mastery rather than external praise only
- Use informational feedback (not controlling) to guide task engagement
- Provide choices and opportunities for students to select tasks; balance challenge
- Recognize that some tasks require external motivation (practice, drills) but frame them to promote internal goals
- Implementation strategies
- Use task variety and novelty to sustain interest; connect learning to real-world relevance
- Promote gradual development of competence through supported practice; avoid excessive focus on grades as sole payoff
- References (selected): Anderman & Anderman (2014); Deci & Ryan (1985); Brophy et al. (2008); Thorkildsen et al. (2008); etc.
Principle 10: Students persist in the face of challenging tasks and process information more deeply when they adopt mastery goals rather than performance goals
- Explanation
- Mastery goals focus on learning and improving competence; performance goals focus on demonstrating ability or avoiding negative judgments
- Mastery goals generally support persistence and deeper processing; excessive performance focus can hinder risk-taking
- Relevance for Teachers
- Emphasize effort, progress, and improvement over past performance; private evaluations minimize social comparison
- Provide specific, process-focused praise; avoid praising only for “being smart”
- Allow flexible pacing; enable students to work toward individual mastery rather than comparing with peers
- Use cooperative structures that emphasize team mastery over competition
- Classroom strategies
- Create environments that treat mistakes as learning opportunities
- Individualize pacing; let students contribute to timelines and monitor progress
- Use mixed-ability groups to promote collaboration and higher-level thinking; allow high achievers to mentor peers
- Use situations where competition aligns with a shared mastery goal (e.g., team science projects)
- References (selected): Ames (1992); Anderman & Anderman (2009); Deci & Ryan (2002); Graham (1990); Meece et al. (2006); Schunk & Zimmerman (2006); etc.
Principle 11: Teachers’ expectations about their students affect students’ opportunities to learn, their motivation, and their learning outcomes
- Explanation
- Teacher expectations guide instructional decisions, grouping, feedback, and opportunities; inaccurate expectations can become self-fulfilling
- Self-fulfilling prophecies more likely for stigmatized groups; high expectations generally lead to more supportive environments
- Relevance for Teachers
- Communicate high expectations to all students; avoid letting stereotypes guide judgments
- Regularly check the reliability/accuracy of information informing expectations; treat students as capable of growth
- Reflect on potential differential treatment; ensure equal opportunities and feedback for all students
- Practical checks
- Monitor seating, participation, and feedback patterns to avoid bias; ensure all students receive thorough and detailed feedback
- References (selected): Jussim et al. (1996, 2005); Jasusim et al. (2009); etc.
Principle 12: Setting goals that are short term (proximal), specific, and moderately challenging enhances motivation more than long term (distal), general, and overly challenging
- Explanation
- Three properties of goals boost motivation: proximal, specific, moderately challenging
- Self-efficacy grows as students monitor progress toward goals
- Relevance for Teachers
- Use written goal-tracking; privately set and monitor progress; provide subgoals leading to larger goals
- Balance difficulty: avoid under-challenging or overly hard tasks; encourage intermediate risk-taking
- Consider class-wide and individual goal structures;合同/contracts can clarify subgoals
- Classroom implications
- Create cooperative or competitive contexts that align with proximal goal structures when appropriate
- References (selected): Anderman & Wolters (2006); Locke & Latham (2002); Martin (2013); Schunk (1989); Schunk & Zimmerman (2006)
Principles 13–15: Why are social context, interpersonal relationships, and emotional well-being important to student learning?
Principle 13: Learning is situated within multiple social contexts
- Explanation
- Learners are embedded in families, peer groups, classrooms, schools, neighborhoods, communities, and broader social systems; culture shapes language, beliefs, values, and norms
- Relevance for Teachers
- Understand cultural backgrounds and social contexts to facilitate effective teaching–learning interactions
- Connect curriculum to students’ cultural backgrounds; involve local history, local health issues, etc.
- Build classroom culture that provides safe environment and shared meanings; engage families and communities
- Engage with local communities to connect learning to everyday life
- References (selected): Lee & Stewart (2013); NASP Blueprint; Thapa et al. (2012); Trickett & Rowe (2012); Ysseldyke et al. (2012)
Principle 14: Interpersonal relationships and communication are critical to both the teaching–learning process and the social-emotional development of students
- Explanation
- Classroom learning is inherently interpersonal, requiring effective teacher–student and peer relationships; communication quality affects social-emotional development
- Relevance for Teachers
- Create a safe, respectful climate; establish clear vocabulary, values, and norms
- Implement explicit behavioral expectations and opportunities to practice social skills (cooperation, perspective taking, feedback, conflict resolution)
- Prevent and address bullying; promote positive climate; teach and model effective communication
- Practical strategies
- Teach and model communication basics (elaboration, asking questions, listening, reading nonverbal cues)
- Provide structured opportunities for practice and feedback in both academic and social contexts
- References (selected): CDC (2009); Durlak et al. (2011); Pianta & Stuhlman (2004); Rimm-Kaufman et al. (2015); etc.
Principle 15: Emotional well-being influences educational performance, learning, and development
- Explanation
- Emotional health affects participation, relationships, and learning; includes self-concept, self-efficacy, locus of control, general well-being, coping skills, and emotion understanding
- Relevance for Teachers
- Create a classroom climate that supports acceptance, safety, and positive social relationships
- Support emotional development through vocabulary for emotions, modeling, emotion regulation strategies, empathy, and monitoring expectations
- Practical strategies
- Use emotion labeling, model appropriate emotional expression
- Teach regulation strategies (e.g., stop-and-think, deep breathing); promote empathy
- Ensure consistent, fair expectations for all students; address issues of acceptance and belonging
- References (selected): CASEL (2012); Hagelskamp et al. (2013); Jain et al. (2012); Jones et al. (2011); Seligman et al. (2009)
Principles 16–17: How can the classroom best be managed?
Principle 16: Expectations for classroom conduct and social interaction are learned and can be taught using proven principles of behavior and effective classroom instruction
- Explanation
- Behavior and classroom conduct are teachable; effective management includes early establishment of a social curriculum with clear behavioral rules
- Behavior can be shaped using established behavioral principles; functional behavior assessment (FBA) helps identify replacement behaviors
- Relevance for Teachers
- Begin the year by teaching and reinforcing behavioral expectations; proactive discipline is preferable to reactive responses
- Use the same instructional design principles for behavioral training as for academic lessons (clear goals, practice, feedback, reinforcement, correction)
- PBIS can be implemented schoolwide to reinforce positive behavior
- Practical strategies
- Recognize and address disruptive behavior with planned, proactive steps; use FBA to identify antecedents and functions
- References (selected): American Psychological Association (Zero Tolerance Task Force, 2008); Evertson & Emmer (2009); Skiba & Peterson (2003); Slavin (2014); Sprick (2006); Sugai & Simonsen (2015)
Principle 17: Effective classroom management is based on (a) setting and communicating high expectations, (b) consistently nurturing positive relationships, and (c) providing a high level of student support
- Explanation
- Structure and support create a productive learning climate; emphasis on positive relationships and high expectations
- Relevance for Teachers
- Provide a safe, well-organized environment; predictable schedules; clearly explained and enforced rules
- Balance high expectations with nurturing relationships to foster trust and motivation
- Maintain a favorable ratio of positive to negative feedback; show respect for students and their cultures
- School-level applications
- Restorative Practices; social-emotional learning (SEL) strategies; culturally responsive classroom management
- References (selected): Evertson & Emmer (2009); Skiba & Peterson (2003); Weinstein, Tomlinson-Clarke, & Curran (2004); RESTORATIVE PRACTICES sources; CASEL SEL resources
Principle 18: Formative and summative assessments are both important and useful but require different approaches and interpretations
- Explanation
- Formative assessments guide instruction; summative assessments judge overall learning progress or program effectiveness
- Different data collection methods reflect different purposes (ongoing feedback vs final accountability)
- Relevance for Teachers
- Use formative assessments to monitor progress, adjust instruction, and provide ongoing feedback; use summative assessments to judge attainment against standards
- Include learning progressions, discussions, collaboration, self- and peer assessment, descriptive feedback in formative work
- Align assessment approaches with learning goals; ensure fair interpretation
- Practical guidance
- Use multiple formats and timely feedback; minimize high-stakes decisions based on a single measure; ensure alignment with goals
- References (selected): Brookhart (2011); Black et al. (2003); CCSSO (2008); Heritage (2007); Wylie & Lyon (2012)
Principle 19: Students’ skills, knowledge, and abilities are best measured with assessment processes grounded in psychological science with well-defined standards for quality and fairness
- Explanation
- Assessments should be reliable, valid, and fair; adhere to Standards for Educational and Psychological Testing (AERA, APA, NCME, 2014)
- Validity questions: what is measured? what is not measured? what are the consequences? evidence?
- Fairness ensures tests measure intended constructs across diverse populations; test length influences reliability
- Relevance for Teachers
- Align assessments with learning goals; use multiple items and question types; conduct item analysis to identify overly easy/hard questions
- Be mindful of different uses of assessments (high-stakes vs classroom) and ensure fairness across diverse groups
- Consider validity and reliability when interpreting results; use multiple measures for high-stakes decisions
- Practical guidance
- Monitor outcomes for biases; ensure tests measure intended constructs; adapt based on evidence
- References (selected): AERA, APA, NCME (2014) Standards; Brookhart (2011); Moss (2003); Smith (2003); Wiliam (2014)
Principle 20: Making sense of assessment data depends on clear, appropriate, and fair interpretation
- Explanation
- Meaning of assessment outcomes depends on interpretation; use results for intended purposes only; misinterpretation can lead to wrong conclusions
- Relevance for Teachers
- Consider the assessment purpose, comparison methods, cut-points/standards, and the alignment with curriculum goals
- Use multiple sources of evidence to inform decisions; acknowledge limitations of tests and reliability concerns
- Communicate caveats and explanations to students and families; use data to inform instruction
- Practical guidance
- Ask: What was measured? Are comparisons relative or based on acceptable responses? What standards apply? What are potential unintended consequences?
- References (selected): AERA, APA, NCME (2014) Standards; Brookhart (2011); Moss (2003); Smith (2003); Wiliam (2014)
Additional notes on structure and methodology
- Methodology overview (pages 4–5 in the source):
- Kernels identified by coalition members (initial ~45 kernels) were clustered into domains of classroom application
- Validation against national documents (InTASC, PRAXIS, NASP Blueprint, etc.) showed broad support for all principles
- A modified Delphi process (rating 1–3) yielded a final 20 principles, categorized into five areas of psychological functioning
- The five domains organize the 20 principles as described above
- Foundational ideas
- Principles draw on cognitive, developmental, social, and educational psychology
- Emphasize evidence-based practices and practical implications for K–12 teaching
- References and further reading
- Learner-Centered Psychological Principles (1997)
- Embry & Biglan (2008) on kernels; Dunlosky et al. (2013) on learning techniques; Roediger (2013) on applying cognitive psychology to education; Zinkiewicz et al. (2003); and many others cited within each principle
Closing thoughts
- The Top 20 Principles provide a framework for translating psychological science into actionable classroom practices
- They emphasize the interconnectedness of cognition, motivation, social context, emotion, classroom management, and assessment
- Effective teaching requires balancing structure with supportive relationships, fostering growth-oriented mindsets, building self-regulation and creativity, and using well-designed assessments to inform instruction
- Ethical and practical implications: avoid biases in expectations, support equitable opportunities, and ensure fairness and validity in assessments across diverse student populations