Assessment & Treatment of Sexual Offending

Sexual Offending: Assessment and Treatment

Sexual Offending Definition

  • Sexual offending is defined as engaging in sexual behavior that would constitute a criminal sexual offense, regardless of whether it resulted in criminal prosecution (McGrath, Livingston, & Falk, 2007).
  • In the UK, these behaviors are covered by the Sexual Offences Act (2003).

Types of Sexual Offending

  • Exhibitionism
  • Voyeurism
  • Frottage
  • Rape (stranger, acquaintance, multi-perpetrator)
  • Child sexual abuse (extrafamilial and intrafamilial victims)
  • Sexual homicide

Sexual Reoffending/Recidivism

  • After a 5-year follow-up (Hanson & Morton-Bourgon, 2003):
    • 13.5% sexual recidivism (N = 23,494)
    • 25.5% any violent recidivism (N = 13,427)
    • 35.5% any recidivism (N = 18,167)

Sexual Recidivism by Victim Type (Harris & Hanson, 2004)

  • Follow-up = 15 years
    • Adult Victims (N = 1,038): 24%
    • Intrafamilial Victims (N = 1,099): 13%
    • Extrafamilial Victims (N = 2,798): 25%
    • Girl Victims (N = 1,572): 16%
    • Boy Victims (N = 706): 35%
  • There is significant variation among sexual offenders.

Risk-Need-Responsivity (RNR) Principles

  • Risk: Match treatment intensity with risk level.
  • Need: Target relevant criminogenic risk factors.
  • Responsivity: Tailor treatment to ensure maximum benefit.

Risk Assessment

  • Informs about the level of risk (of reoffending) posed by the individual.
  • Informs on treatment needs.
  • Provides strategies for supervision to promote effective risk management.
  • Involves identifying and measuring risk factors.
  • Risk factors are individual characteristics that increase or decrease the probability of reoffending.

Types of Risk Factors

  • Two categories:
    • Static Risk Factors
    • Dynamic Risk Factors

Static Risk Factors

  • Largely ‘historical’ factors.
  • Non-changeable aspects of the individual.
    • Young when first offended
    • Prior sex offenses
    • Prior non-sex offenses
    • Never been in a committed relationship
    • Stranger victims
    • Male victims

Static Risk Assessment

  • Examples:
    • Young age (cut-off = 25)
    • Never married
    • Non-sexual violence in index offense
    • Prior non-sexual violent convictions
    • Prior sexual offenses
    • Prior sentencing dates
    • Non-contact sexual offenses
    • Stranger; Unrelated; Male victims.
  • Most widely used measure = the STATIC-99 (Hanson & Thornton, 1999).

Sexual Reconviction by STATIC-99 Score

The risk of sexual reconviction increases with STATIC-99 score over time (5, 10, and 15 years).

Dynamic Risk Factors

  • Factors that are amenable to change or fluctuation.
  • Issues addressed in treatment.
    • Stable: Enduring (but changeable) characteristics linked to the offending behavior.
    • Acute: Rapidly changing characteristics. Indicate a re-offense may occur within a short period.
  • Some dynamic factors may be both stable and acute.

Examples of Dynamic Risk Factors

  • Sexual interest in children
  • Relationship conflict
  • Emotional congruence with children
  • Poor problem-solving
  • Lack of intimate adult relations
  • Hostility toward women
  • Employment instability
  • General self-regulation problems
  • Sexualized violence
  • Grievance/hostility
  • Sexualized coping
  • Sexual preoccupation
  • Offense-supportive beliefs/attitudes
  • Impulsivity, recklessness
  • Multiple paraphilias

Dynamic Risk Domains (Thornton, 2002)

  • DOMAIN 1: Sexual Deviance
  • DOMAIN 2: Distorted Cognition
  • DOMAIN 3: Socio-affective Issues
  • DOMAIN 4: Self-management Issues

Dynamic Risk Assessment Tools

  • STABLE-2007 and ACUTE-2007 (Hanson et al., 2007) were developed to assess dynamic risk factors.
  • Most powerful acute factors include:
    • Hostility
    • Sexual Preoccupation
    • Victim Access
    • Rejection of Supervision
  • Assessments including these tools give judges greater confidence.

Reliability and Validity of Dynamic Risk Factors

  • Each dynamic risk factor needs a reliable and valid measure of assessment.
  • If sexual deviant interests cannot be reliably assessed, measures like STABLE-2007 become less reliable.

Deviant Sexual Interest

  • A predisposition to respond sexually to an illegal or non-consensual category.
  • According to the DSM-V:
    • If enduring, persistent, and necessary for sexual enjoyment, then the interest can be regarded as a paraphilia.
    • If it causes significant distress or impaired functioning, it’s considered a paraphilic disorder (APA, 2013).
    • Deviant sexual interests are not necessarily pathological (Baur et al., 2016).

Sexual Arousal Definition

  • “The psychological, physiological, and behavioral responses to an internal or external target of sexual interest” (Rullo et al., 2010, p. 874).
    • External
    • Internal

Sexual Arousal & Assessment

Subjective sexual arousal (psychological)Objective sexual arousal (physiological)Act upon the sexual arousal (behavioural)
Assessment MethodSelf-report AssessmentPhallometric AssessmentCase File (offence) Information

Self-Report Assessment (Direct)

  • Directly ask an individual how much (or whether) they are sexually interested in various sexual categories.
  • Most come in the form of a questionnaire.
  • Examples:
    • Multiphasic Sex Inventory (Nichols & Molinder, 1984)
    • Sexual Fantasy measures (e.g., Wilson, 1978)

Self-Report: Critique

  • Pros:
    • Easy to administer and analyze
    • Rich and detailed information
  • Cons:
    • Assumes the information is consciously accessible – sexuality is complex!
    • Sensitive topic, so prone to socially desirable responding.
    • Easily faked (Meston et al., 1998) – Sex offenders have an incentive to distort the truth!

Phallometric Assessment (Direct)

  • Penile Plethysmography (PPG) - Measures volumetric changes of a man’s penis in response to sexual stimuli.
  • Stimuli can be visual, auditory, or fantasy-based.

Phallometry: Critique

  • Pros:
    • One of the best measures for distinguishing child abusers from non-sex offenders (Barsetti, Earls, Lalumière, & Bélanger, 1998; Freund, Watson, & Dickey, 1991; Marshall & Eccles, 1991) and rapists (Looman & Marshall, 2001) - But see Babchishin, Curry, Fedoroff, Bradford, and Seto (2017)
    • The current ‘gold standard’ in sexuality research (Fromberger et al., 2012)
  • Cons:
    • Very invasive
    • In some countries (e.g., Germany) it is seen as unethical and so is prohibited (Babchishin et al., 2013)
    • Assumes erection equates to sexual arousal - not always the case, esp. in older men (Janssen et al., 2008)
    • Prone to faking behaviors and inhibition/suppression (Trottier et al., 2014)

Indirect Measures

  • Most are reaction time-based computer tasks - sometimes referred to ‘latency-based indirect measures’.
  • Drawn from the socio-cognitive literature.
  • The outcome (e.g., reaction times) is used to infer (indirectly) whether a sexual interest is present or not.
  • Most are based on the idea that automatic responding evokes more ‘genuine’ indications of an interest.

Types of Indirect Measures

  • Task Relevant:
    • Viewing Time (VT; Harris et al., 1996)
    • Implicit Association Test (IAT; Greenwald et al., 1998)
    • Go/No-Go Association Task (GNAT; Nosek & Banaji, 2001)
  • Task Irrelevant:
    • Emotional Stroop (E-Stroop; Smith & Waterman, 2004)
    • Choice Reaction Time (CRT; Wright & Adams, 1994)
    • Rapid Serial Visual Processing (RSVP; Broadbent & Broadbent, 1987)
    • (See The Wiley Handbook on the Theories, Assessment and Treatment of Sexual Offending (Boer, 2016))

Viewing Time (VT)

  • Oldest indirect measure in the forensic field and commonly used.
  • Records how long an image is viewed while it’s being rated on a sexual attractiveness scale.

Very attractive Very unattractive

Viewing Time (VT) - Findings

  • In a recent meta-analysis (Schmidt, Babchishin & Lehmann, 2016):
    • VT showed a moderate ability to discriminate child abusers from comparison groups (d=0.60d = 0.60).
    • Correlated with self-reports, PPG, and file-based measures.
  • VT can also assess interest in sexual violence (Larue et al., 2014).

Implicit Association Test (IAT)

  • The IAT assesses the strength of associations between:
    • (1) Target categories (e.g., children vs. adults) and
    • (2) Attribute categories (Sexy vs. Not sexy)
  • Example design:
    • Stage 1: Adult / Child - 20 trials
    • Stage 2: Not Sexy / Sexy - 20 trials
    • Stage 3: Adult+Not Sexy / Child+Sexy - 60 trials
    • Stage 4: Child / Adult - 20 trials
    • Stage 5: Child+Not Sexy / Adult+Sexy - 60 trials

IAT Mechanism Explained

  • If they associate children and sexy, they will be faster pressing this key (than Adult-Sexy key in the other stage).

Implicit Association Test (IAT) - Findings

  • In a meta-analysis (Babchishin, Nunes, & Hermann, 2013)
    • Child–Sex IATs can distinguish child abusers from comparison groups (d=0.63d = 0.63).
    • Correlates with other measures of sexual interest, such as PPG and self-report
  • Some evidence that IATs can assess interest in sexual violence (Larue et al., 2014)

IAT & VT Limitations

  • VT can be easily faked once you know how it works.
  • The IAT can only assess relative associations.
  • So if someone shows a bias for child-sex, this could be due to:
    • Strong Child-Sex associations
    • Weak Adult-Sex associations
    • Strong Adult-Not Sex associations
    • Weak Child-Not Sex associations

Go/No-Go Association Task (GNAT)

  • Is essentially an IAT variant.
  • Addresses the issues just mentioned.
  • Involves participants responding to target stimuli and withholding responses to non-target stimuli.
  • It can measure associations towards a single target.
  • It can measure absolute associations (rather than just relative ones).

Indirect Measures: Critique

  • Pros:
    • Responses typically based on uncontrollable, automatic processes
    • Less prone to faking
  • Cons:
    • Rich and detailed information not obtained
    • Possibly assesses consciously inaccessible preferences

Treatment Approaches Over Time

  • Early days (60-70’s) - focused almost exclusively on trying to change deviant sexual interest using behavioral techniques.
  • 80’s - Marques (1982) proposed framing sex offender treatment around the relapse prevention approach used with drug and alcohol problems. It became instantly popular.
  • 90’s - Saw the beginning of using evidence-based risk assessment to identify relevant needs to target in treatment. This was led by the RNR model.
  • 2000+ - Saw a move towards strengths-based treatment, such as the Good Lives Model

Sexual Offending Treatment - Current Standards

  • Based on behavioral strategies, including cognitive-behavioral, social learning, modeling, and skill building, along with psycho-education.
  • Goals of Treatment:
    • To address the dynamic risk factors
    • To understand the progression to the offense
    • To develop a self-management plan
  • Typically delivered as group therapy.

Treatment of Dynamic Factors

  • Deviant interest
    • Aversive reconditioning
    • Fantasy management
    • Chemical castration
  • Distorted cognition
    • Cognitive restructuring
    • Schema therapy
    • Behavioral experiments
  • Intimacy / relationship issues
    • Cognitive-behavioral techniques
    • Role-playing
  • Anger & hostility
    • Anger management therapy
    • CBT
  • Self-regulation issues
    • Identifying new coping strategies
    • Mindfulness

Reconditioning Techniques

  • Reduce arousal
    • Ammonia aversion
    • Olfactory aversion
    • Covert desensitization
    • Satiation
  • Increase arousal
    • Masturbatory reconditioning
    • Directed masturbation

Dual-Process Model of Sexual Thinking (Bartels, Beech, & Harkins, 2021)

With repeated use, sexual imagery becomes encoded as a cognitive script.

Elaborative Process

  • Involves Working Memory!
  • Targeting these processes underlying sexual fantasising may help reduce the use of problematic fantasies

Bilateral Eye-Movements (EMS)

  • Negative memories (Gunter & Bodner, 2008; Hout et al., 2001)
  • Traumatic imagery in PTSD patients (Jongh et al., 2013)
  • Social anxiety imagery (Homer & Deeprose, 2018)
  • Anxious imagery about the future (Engelhard et al., 2010)
  • Food craving mental imagery (McClelland et al., 2006)
  • Cigarette craving mental imagery (Littel et al., 2016)
  • Gaming craving imagery (Brandtner et al., 2020)
  • Positive memories (Hornsveld et al., 2011)
  • All based on the ‘Working Memory Hypothesis’ of EMDR (Andrade et al., 1997)

Behavioral Progression

  • A series of events & situations, combined with cognitive & emotional states, that lead to sexual offending.
  • Sometimes referred to as an offense-chain.
  • Can help devise a case formulation.
  • A case formulation aims to describe a person's presenting problems and use theory to make explanatory inferences about the causes and maintaining factors (which informs treatment).

Self-Regulation Plan

  • Establish goals promoting an offence-free life.
  • Develop management & coping strategies for internal & external risk factors.
  • Ensure cognitive & emotional aspects are present.
  • Include a support network.
  • Be concrete but generalizable.

Good Lives Model (GLM) (Ward & Stewart, 2003)

  • GLM is a strengths-based approach to treatment and is highly influential.
  • Theoretical Assumptions
    • All humans are goal-directed organisms that seek to acquire a set of ‘primary human goods’
    • Primary goods are actions, experiences, and activities that are intrinsically beneficial to human beings and are sought for their own sake
    • Secondary (or instrumental ) ‘goods’ refers to the ways people go about acquiring primary goods

The Primary Human ‘Goods’

  • Life (healthy living and functioning)
  • Knowledge (learning new skills, personal insight)
  • Excellence in work and play (inc. mastery)
  • Excellence in agency (i.e., sense of autonomy)
  • Inner peace (i.e., free from emotional turmoil and stress)
  • Relatedness (e.g., intimate, romantic, & family relationships)
  • Community
  • Spirituality (i.e., meaning and purpose in life)
  • Creativity

GLM & Sexual Offending

  • Like all humans, offenders are goal-directed and predisposed to seek the same set of primary ‘goods’ as everyone else
  • Sexual offending occurs when individuals lack the internal and/or external resources to achieve their ‘primary goods’ using pro-social means (i.e., problematic secondary goods)
  • Dynamic risk factors are internal obstacles (e.g., distorted cognitions; sexual deviance) that affect the prosocial acquisition of primary ‘goods’

GLM of Rehabilitation (Ward et al., 2006)

*Helping offenders to live better lives, not simply targeting isolated risk factors.

Research Evidence on Treatment Effectiveness

  • Hanson et al. (2002):
    • Significant reductions for sexual recidivism (12.3% treated vs. 16.8% untreated)
    • Specialized treatments produced the best effects
    • Treatment effects were comparable across institutions and community settings.
  • Lösel and Schmucker (2005):
    • Significant reductions for sexual recidivism (11.1% treated vs. 17.5% untreated),
    • Biological treatments produced strongest effects.
    • Of the psychological treatments, only CBT and behavioural approaches were effective.
  • Mews, Di Bella, and Purver (2017) - Ministry of Justice
    • Found that sexual recidivism for treated individuals INCREASED by an absolute value of 2% and a relative value of 25% (10% treated vs. 8% untreated).
  • Gannon, Olver, Mallion, James (2023)
    • Treatment was associated with recidivism reduction (32.6% reduction)
    • TREATED = 9.7% risk VS UNTREATED = 14.6% risk

In Summary

  • Research and theory reveal specific factors are linked to recidivism risk in men who have sexually offended.
  • Specialized, research-supported measure are needed to accurately assess these factors (and risk levels).
  • Factors associated with offending should be targeted in treatment using evidence-based strategies
  • Cognitive-behavioural sex offender treatment reduces sexual recidivism
  • But - we must continue to research efficacy further!