Preparing for Trials: Study Notes

PREPARING FOR TRIALS

Chapter 12 Overview

  • Learning Objectives:
      - Compare how judges and juries reach verdicts.
      - Explain why selecting representative juries is difficult.
      - Describe voir dire, challenges for cause, and peremptory challenges.
      - Explain bias in juror selection.
      - Evaluate whether juror demographics, attitudes, and personality predict verdicts.
      - Describe pretrial publicity, midtrial publicity, and remedies for exposure.

Judges vs. Juries: Who Decides Guilt?

  • Bench Trial: The judge is the sole decision-maker on guilt or innocence.

  • Jury Trial: The jury is responsible for determining guilt or innocence.

  • Kalven & Zeisel (1966) Study:
      - Judges reported they agreed with jury decisions in about 75% of criminal trials.
      - Approximately 19.5% of criminal cases had conflicting decisions between judges and juries.
      - When there was disagreement, juries were generally more lenient than judges.
      - High levels of agreement also noted in civil trials.

Limitations of Original Study

  • Judges self-selected which cases to report, leading to potential bias in the findings.

  • Out of 3,500 judges, only 500 responded to the survey.

  • Juror demographics have become more diverse over time (e.g., race and gender variations).

  • Explanations for disagreements came from judges, not jurors, which could limit perspective.

Reasons for Differences in Verdicts

  • Judges may possess more information about the case (including facts jurors do not hear, like a defendant's prior criminal history).

  • A skilled lawyer may influence the jury's perception.

  • Jurors might incorporate their moral beliefs into their decisions (e.g., viewing the offense as trivial or questioning the criminalization of behavior).

More Recent Comparisons

  • Eisenberg et al. (2005) Study: Evaluated 350 civil and criminal trials.
      - Judge-jury agreement was noted in around 70% of cases.
      - In criminal cases:
        - Juries were more likely to acquit defendants.
        - Jurors were influenced by third-party defenses and the absence of a prior criminal history for the defendant.
        - More leniency observed in death penalty convictions.
      - In civil cases, selection effects played a role in differences: stronger cases often settled out of court, leading to convergent punitive damages awards by judges and juries, though jury awards tended to vary more.

Jury Selection Process

  • Diversity in Juries:
      - Diverse juries enhance fact-finding, exhibit fewer biases, and are seen as more legitimate by the public.

  • Jury Pool Representation:
      - Must reflect community demographics.
      - Problems arise when voter registration lists exclude groups or when certain demographics, such as white men, dominate juror compositions.
      - Many eligible jurors do not respond to summonses.

Voir Dire: Screening for Bias

  • Definition: The process where judges and attorneys question prospective jurors to identify prejudices.

  • Judicial Decisions:
      - Determining who poses questions, the nature and phrasing of questions, the duration of questioning, and the format of responses (individual vs. group).

  • Types of Voir Dire:
      - Limited Voir Dire:
        - Quick yes/no questions that often limit insights into beliefs and attitudes.
        - May be socially desirable, reducing honesty, and hinder detection of implicit biases.
      - Extended Voir Dire:
        - Employs open-ended questions and more personal interaction, resulting in better identification of biases and experiences.
        - Takes more time and resources, leading to compromises by courts.

Juror Removal Mechanisms

  • Two Primary Methods for Removing Jurors:
      - Challenge for Cause:
        - Employable when a juror shows signs of bias, unfitness, or inappropriate connections to the case.
        - Examples include relationships with parties involved or prior experiences that would impact fairness.
        - In death penalty cases, strong oppositions to capital punishment can warrant removal for cause.
      - Peremptory Challenge:
        - Allows attorneys to remove jurors without needing to state a reason, but race or gender cannot be the sole basis for dismissal.
        - Both prosecution and defense should theoretically aim to exclude extreme biases to maintain jury impartiality.

Legal Precedents on Peremptory Challenges

  • Batson v. Kentucky (1986): Prosecutors are prohibited from using peremptory challenges based solely on race.

  • Powers v. Ohio (1991): Highlights harm from race-based exclusions affecting the excluded jurors.

  • Georgia v. McCollum (1992): Defense attorneys are subjected to the same rules regarding exclusion.

  • This principle was later broadened to include exclusions based on gender.

  • Batson Challenge: Defense objects to the prosecution’s peremptory challenge; the prosecution must then provide a race-neutral justification, with a judge deciding on the validity of the rationale.

The Persistence of Biased Peremptory Strikes

  • Lawyers can construct plausible narratives for questionable practices.

  • Attorneys may consciously aim to appear unbiased, yet implicit biases can unconsciously influence judgments.

  • Bias may persist even without explicit admission.

Cognitive Biases in Jury Selection

  • Implicit Personality Theories: Lawyers hold personal beliefs about traits that correlate with demographic features (e.g., race, age, and speech style).

  • Attempt to predict group dynamics is common, including who may lead deliberations or influence outcomes.

  • Similarity–Leniency Hypothesis: Jurors might show favoritism towards litigants with whom they feel a shared background or experience.

  • Black Sheep Effect: Individuals often impose harsher judgments on group members who they feel might tarnish the group’s image.

Juror Characteristics and Verdict Prediction

  • Demographic Relationships with Verdicts:
      - Generally weak correlations observed.
      - In specific cases (e.g., sexual assault, domestic violence), female jurors may lean towards conviction more readily.

  • Attitudes and Personality Influences:
      - Authoritarian personality traits are modestly associated with conviction rates in criminal cases.
      - Need for Cognition: Influences jurors' scrutiny levels towards evidence; those with lower need may depend more on speaker credentials than testimony quality.

Additional Topics Not Covered in Lecture

  • Pretrial Police Tension: There is ongoing conflict between the First Amendment (freedom of speech) and the Sixth Amendment (right to a fair trial).

  • Remedies for Pretrial and Midtrial Publicity Exposure: Future considerations for addressing potential bias from media coverage during trials.

  • Research findings on the implications of pretrial and midtrial publicity.