Comparative Politics Midterm

Session 1

Four spaces of political science

August 16th 2024

  • Political theory 

    • Ethical and foundational ideas that are left here 

  • International Relations 

    • Politics between countries and intercorporation 

    • Terrioism 

    • International relations can have an impact on domestic events 

  • American politics 

    • Elections 

    • Political parties 

    • US Media 

    • Federalism 

    • Power between states 

    • The study of politics within the United States 

    • International politics and its influence on American ideals 

  • Comparative Politics

    • Study of politics within countries 

    • American Politics influence comparative politics 

    • Democratic backsliding and erosion 

    • Global trends reflected in American politics 

What is CP?

Comparative Politics: The study of politics within countries to try and understand political phenomena

Questions 

  • Why are some countries democracies and other dictatorships 

  • Transition from dictatorship to democracy

  • Why some countries experience civil war

Things of Note

  • Broad questions with the goal of understanding broad political phenomena that explains many different countries around the world → applying universal 

  • Focus on cause and effect 

  • Informs policy solutions → ex: you’re more likely to get civil war with areas with less government funded job opportunities - countries need to put their focuses there

  • CP is about trying to answer broad, causal questions by comparing one or more counties or cases 

Example 

Arab Springs protests (2011) 

  • Sparked political revolution - toppling multi decade dictatorships causing them to fall

  • Outbreak of Syrian Civil war (opposition still in major power)

  • What were the causes of this event?

  • Economic differences between a higher class with major wealth vs. poor citizens 

  • Oppressive government 

  • Young citizenship who struggled to get jobs - resulting in further economic disparity 

  • Democratic backsliding after Arab Springs 


Case Study: Egypt - Democratic backsliding 

  • Fall of a 20+ year dictatorship Feb. 2011

  • Military SCARF assume control → hold first democratic elections - Marsi elected 2012 

  • Marsi - begins presenting Muslim agenda (goes against the secular nature the people wanted), attacks journalists and free speech, helping other muslim political leaders

  • Military comes back to take over resulting Sisi to be elected → all democratic achievements collapse 

  • 2019: Egypt passes law saying Sisi can stay in power until 2030 (removing all democratic actions) 


Causes of Revolution Failure in Egypt 

  • The Military 

    • Deep State - the military controls 30% of the economy and controls almost everything behind the scenes 

    • Put their own candidates in power

  • Islamist Party 

    • Muslim brotherhood that came in unprepared to oversee the democratic changes

  • Economic downturn 

    • Economic upheaval that resulted unsolved 

    • Corruption 

Compare and Contrast Egypt and Tunisia 

Egypt → revolution failure, economic downturn, powerful military, islamic party - uncompromising 

Tunisia → Revolution (initial) success, economic downturn, military weak, Islamic party - compromising 

Therefore military occupation and role of Islamic party plays major role in the transition in democracy 

  • How Islamic parties chose to run their counties influences the results → willing to compromise with secular ideas and people 



Session 2

Comparative Politics & The Scientific Method 

August 29th 2024

Scientific Method 

  1. Identify a question or puzzle 

    1. Why did democratic revolutions fall in some Arab Spring Countries but succeed in others?

  2. Develop a theory

    1. A proposed explanation for how cause lead to an effect 

    2. A cause = an independent variable (explanatory variable) 

    3. An effect = a dependent variable (outcome variable)

      1. Ex: Powerful militaries cause democratic revolutions to fail IV: Powerful Military DV: Democratic revolutions (inductive theory)

    4. Good theories → simplified explanation, develops the because, the mechanism, “a cause leads to an effect by/because”, Inductive or deductive 

    5. Inductive → observation of the world

    6. Deductive → thoughtful “what would happen if…?” reasoning through first principles 

  3. State Testable Hypothesis 

    1. A statement derived from the theory, that can be tested

    2. Theory Ex: Powerful militaries cause democratic revolutions ot fail because they try and prevent institutional change that jeopardizes their power

    3. Hypotheses: Countries with powerful militaries 

    4. Have to falsifiable (able to disproved with evidence) 

    5. Tautology (true by definition cannot be falsifiable)

  4. Test Hypothesis

    1. Types of Data: 

    2. Qualitative: Interviews archival research, focus groups, news stories

    3. Quantitative: Numerical measures of powerful military and democratic revolution across countries & over time 

  5. Evaluate Results

    1. Does Data confirm your hypothesis or not


  • Pick cases that are outside where you got your theory from

  • You want to test cases that hold constant factors that might also contribute to the outcome

  • Method of difference: 

  • To fine evidence for cause and effect → study the relationship between your treatment and outcome and holding all other factors that could impact outcome constant 

  • Treatment group: 



Session 3 

Mill's Method of difference: 

ID terms welcome module 

Review 


State, Governments, regimes 

A state: An organized political community under one government

A government: A system or institutions by which a state is governed

A regime: The type of government that controls the state


Weak or Failed States

  • Lack of governmental control 

  • Lack of territorial control


The Case of Somalia 

  • 1960 Independence

  • 1969: Military coup brings Siad Barre to power → abolishes constitution, nationalizes the economy, goes to war with ethiopia 

  • 1991: Baree ousted by warlords Mohamed Farah Aideed and Ali Mahdi Mohamed

    • Unpopular from the people

  • State failure → Civil war, large civilian death and displacement 

  • UN and US become involved → met with major violence and resistance so they leave 

State Failure 

  • Famine → disruption of agriculture and food production (major repeated food crisis) 

  • Territorial Insecurity → Somaliland declared independence from broad Somalia, Puntland declares independence, weak government in the capital  

  • International Security threat → governed informally by Islamist group, active force of violence, targets in Kenya (who was trying to protect and support Somalia), Mall attacks, illegal piracy 

Somalia Today 

  • 2012: gov established its first unelected parliament and president 

  • 2013: US recognizes Somali government 

  • 2016: First parliamentary elections since 1984

  • 2017: Indirect elections for president 

  • 2021-2022: New indirect parliament and presidential elections 

  • 2024: plans to allow direct universal suffrage and transition to a presidential system

Indirect election: members of parliament chose who the president/leaders were going to be 

Key part of a working gov: when the incumbent leader actually steps down 


Definition of a state: 

“A human community that (successfully) claims the monopoly of the legitimate use of the physical force within a given territory” 

Monopoly on the use of force

  • Must have geographic boundaries and exercise control over those boundaries 

  • Within a given territory the state is the only entity that can use physical force or the threat of physical force to maintain power 

  • Legal force, military force, taxation, military draft 

  • Taxation: penalization for not paying taxes (IRS arrests) 

  • State exists when there is one entity that can exhibit force and power

  • Recognized by the international community as the legitimate entity and legitimately seen as the leader in charge 

  • Sometimes other entities are considered the leaders making the government to loose their legitimacy over power


The Contractarian View of the State

State emerged as a form of mutually beneficial social contract between the people and the state.

  • Hobbs → what it would be like to live in a state of nature (world without government) → every man against every man 

  • Everyone becomes vulnerable to be taking advantage of others → constant incentive towards evil 

  • Answer: Nasty, brutish and short → there needs to be a common power 

  • Deductive theory 

State as Cooperation enforcer

  • States provide public goods 

  • National defense

  • Regulatory systems 

  • Well-fare 

  • Education 

  • Courts and justice systems 

  • Roads

  • Rule of law 

Public goods: 

Non-excludable: people cannot be excluded from using it 

Non-rival: One person’s use of it does diminish another person’s use

Free rider: Someone who uses the good/service without paying for the cost of the benefit 



Weak v. Strong States

Strong States

  • Control over territory

  • Effective threat of force/coercion

  • Capacity to collect taxes 

  • Capacity to provide needed goods and service

Weak States 

  • Limited control over territory

  • Limited ability to use force 

  • Limited capacity to collect taxes 

  • Limited capacity to provide needed goods services 


Early Modern Europe

  • Fighting over territory

  • Multiple feudal lords (instead of one distinct gov) 

  • Darwinist military competition 

  • Constant threat of being taken over resulted in strong desire to build internal capacities 

  • Four types of capacity building: War-making, State-making, protection, extraction 

    • War-making → neutralizing outside territory

    • State-making → neutralizing internally 

    • Protection → standing military 

    • Extraction → taxation

Two Views of the State

Contraction View (Hobbes) 

  • People give up autonomy for security 

  • Social Contract

  • States enforce cooperation among individuals (security, public goods)

Predatory View (Tilly) 

  • Rulers want to extract resources from citizens to strengthen themselves

  • Racketeers 

  • States are unintended byproduct of war 

Quasi-Voluntary Compliance 

Why states are not purely oppressive…

  • Popular resistance 

  • Constant coercion is hard

  • Ruler have incentive to make concessions 

  • These incentives result in a social contract

Quasi-Voluntary Compliance: When Citizens comply with the demands and laws of the stat in part voluntarily (e.g because they are getting something from the state in return) and in part because of the state’s coercive power) 

Session 4 

The Making of a Weak State

Focus question: If the contraction and predatory view both explain strong states, why are there so many weak states? 

  • Lots of variation in State strength and capacity 


Measures in The Fragile States Index

  • Confidence in state institutions 

  • Presence of basic state functions 

  • Uneven economic development 

  • Internal security threats to a state 

  • External intervention in a state 

  • Fragmentation of state institutions along ethnic, social lines 

  • Ability to handle refugees and migrants 


Explanation 1: Jackson & Rosberg 

Empirical states: States that meet Weber’s definition → exists in reality and meets the criteria 

  • Weak states occur from international laws 

  • International laws and shifting norms that create states that do not have the ability to develop as strong states like Western Europe (Europe v Africa) 

  • Strong European states were born out of darwinism military tactics 

  • European powers wrote the laws → resulting in that being written in international laws

  • European colonies begin independence movements 

  • Weak states were born out of the imperialism that took place

Judicial States: (Jackson & Rosberg) States that do not meet Weber’s definition but were granted statehood not international law

Characteristics of Judicial States

  • Do nor project power to borders

  • Are weak internally, dominated bt personal ties not strong institutions 

  • Weak externally 

  • International conflict is more common than conflict between countries 

  • Military invasions → but these weak v strong countries are not supposed to fight each other 

  • Taxation → allows people to be able to take an active role in their gov.

  • Dependent on foreign aid → do not rely on taxes (so they don’t have to tax their population allowing citizens to have a role in their government) they rely on foreign aid and natural resources 

  • With the absence of taxation the cycle of allowing people to join have an active role in their gov does not exist 

Explanation 2 Herbst: Territorial Boundaries were Irrelevant 

Europe 

  • Densely populated 

  • Many urban centers 

  • Low supplies of land → territory was valuable 

Africa

  • Lower population density 

  • Inhospitable climate → territory not valuable 

  • Huge land mass w low population 

Result 

  • African leaders did not have the same incentives as European rules to control territory 

  • They pursued a logic of governance and control over territory 

  • States/Kingdoms existed in Africa with the same things we associate European states with in what is present day Republic of Congo

  • However European imperialism and slave trade resulted in these democracies to be undone by colonization 

Why did some former colonies develop strong and effective states after independence while others did not? 

Reaction to Covid-19 

Does state capacity explain cross-national variation in covid deaths? 

Were covid-realted deaths lower in countries with more state capacity? 

Group Notes: 

  • A major factor included political rhetoric & governmental trust → Countries may have strong democracies but they lack governmental trust 

  • China → focus on community and public goods - which resulted in a better outcome in covid 

Explaining Covid Mortality 

State Capacity 

  • Executive Capacity 

    • State fragility → countries with high levels of state fragility have worse covid outcomes 

  • Bureaucratic Capacity 

    • Pandemic preparedness (previous exposure to epidemics) → countries that have already head pandemics should have higher bureaucratic capacity, willingness of these institutions to take action  

  • Institutional Trust 

    • Coercive capacities of governments (China has mass governmental control) 

    • Political rhetoric (making the issue of covid political) 

    • High levels of institutional trust = people are willing to voluntarily comply with pandemic restrictions 

Other Explanations 

  • Veto players 

  • Centralized - decision making 

  • Democratic institutions 

  • Proportional representation 

  • Media independence 

  • Natural resource dependence 

  • Electoral pressures 

  • Populism 

  • Ideology 

  • Women leaders 

  • Ethnic diversity 

  • Interpersonal trust 


Session 5

The effect of State capacity on covid morality

DV → Deaths IV → State Capacity 

Alternative Explanations (Populism, democracy, women leaders etc.) 

Interpreting results: 

4 categories of state capacity: government effectiveness, state fragility, public sector corruption, institutional trust 

  • Dashed line in middle → indicates the variable may have no effect

  • Black square the effect of government on covid mortality 

  • On the right of the dashed line → increasing covid mortality

  • On the left of the dashed line → decreasing covid mortality 

  • Black → controlling for alternative explanation gray → only looking at relationship for two variables without control

  • Confidence interval (the lines) we can be 95% confident that the true result is in that range 

Main Results: 

Government Effectiveness associated with few deaths (first two periods) 

Institutional trust associated with fewer deaths (big effect across all four periods) 

Prior Pandemic Exposure (Bureaucratic capacity) associated with fewer deaths 

→ State Capacity matters!

→ strong correlation with interpersonal trust mattering 


Regimes 

What is Democracy? A state in which people have the freedom to participate in fair and free elections, are enticed to their own natural rights and citizens have an active role in their own government.

Qualities of Democracy 

  • Representative

  • Responsive 

  • Inclusive 

  • efficient/effective*

  • Transparent 

  • Accountable  


Conceptualization of Democracies 

Conceptualization: the process of clarifying a concept with words or examples to arrive at a precise definition

Role of elections

Election: a formal decision-making process by which a population chooses an individual to hold public office 

  • Help people select ‘good’ politicians 

→ agree with our policy views, take an active role, fulfill their duties 

  • Disciplining ‘bad’ politicians 

  • Elections exist because it force politicians to stay accountable in order to be reelected 

Procedural definition (schumpeter): Emphasizes the institutions and procedures, a system of government in which positions of power are filled through a competitive struggle for the people’s vote

Democracy requires Dahl’s Polyarchy: The continuing responsiveness of the government ot the preferences of its citizens, considered as political equals Three necessary conditions for democracy

  • Formulate preferences → we don’t have to know but we have the freedom to develop our preferences 

  • Signify their preferences → protest, writing letters, social media 

  • Have preferences weighted equally → 

Dahl’s 8 institutional guarantees: freedom to organize, freedom of expression, right to vote, right of leaders to compete for votes, alternative sources of info, eligibility for public office 

Dahl’s two dimensions: public contestation & participation 

Contestation: The extent to which individuals are free to organize themselves into competing blocks 

Participation: Who gets to participate in the democratic process (inclusivity) 

Key takeaways: 2 Important dimensions, these dimensions vary independently, pure democracies and pure non-democracies are ideal types, real world countries exist somewhere in between

Session 6 

September 16th 2024 

Defining Democracy Przeworski 

Four Criteria: for high contestation 

  1. Chief executive must be elected (either directly or indirectly by citizens) 

  2. Legislature must be elected

  3. There must be more than one party 

  4. There must be at least one alternation in power 

Three Necessary conditions for Contestation 

  1. Ex ante uncertainty 

    1. there is some probability the members of ruling party will lose

  2. Ex Poste irreversibility 

    1. the results of the elections cannot be reversed

  3. Repeatability 

    1. Elections have to be held multiple times (cannot come in by democratic means and then change the rules) 

Dahal: Democracy is a continuum (scale from non-democracy, Democracy) 

Przeworski: Democracy is binary (non-democracy or democracy) 


North Korea: Has a constitution however this is misleading since they have one political party with a totalitarian familial political party

Tactics: 

  • Ideology

  • Cult of personality 

  • Massive military/cultural events 

Totalitarian Regimes v.  Authoritarian Regime

Totalitarian regime: Uses ideology to motivate people and ensure control, limits social and political pluralism 

Both: Uses coercion (threat of punishment) to ensure control

Authoritarian Regime: Limits political pluralism


Four Types of Authoritarian Regimes: 

  1. Monarchic Dictatorship 

    1. Autocracy where executive holds power bases on hereditary family networks 

  2. Military dictatorships 

    1. Effective head of gov is current or former armed forces

    2. Single person or military groups (juntas) 

  3. Dominant Party Dictatorships 

    1. Civilian dictatorships government by a single political party controlling all insulation (china) 

  4. Personalistic Dictatorships 

    1. Built around a cult of personality & the worshiping of one leader 



Session 7 

September 19th 2024 

Electoral Authoritarianism 

Electoral authoritarianism: Leaders hold elections and tolerate some pluralism and interparty competition but also violate minimal democratic norms so they cannot be classified as democracies. 

Two Types: 

Hegemonic electoral regime: Incumbent holds elections but they win but such a large majority that no contestation 

Competitive authoritarian regimes: Opposition parties win majority of seats and office but never win enough to take over the legislature (and remove the incumbent) → there is contestation but it does not remain competitive enough 

  • Only 5 countries don’t have active elections 

  • Many non-democratic countries hold elections 

  • Elections are not sufficient criteria to consider a country a democracy 

Maintaining control: 

  • Keeping a winning coalition happy → dictators need it to stay in power

  • Hold controlled elections 

Why hold controlled elections? → legitimacy, buy political support, co-opt opposition, safe venue for political discontent 


Measuring Democracy/Dictatorship 

A measure: Quantifies the concept that we are interested in, enable systematic comparison across countries or within countries over time 

Conceptualization: The act of defining and specifying what we mean by a concept or a term 

Measurementment: The assignment of numbers to concepts 

Good measures are…

Valid → the measure correspond to the concept (has construct validity) 

Reliable → the measure can produced consistently 

  • Reliable not valid → able to reliably get data but not close to concept 

  • Valid but not reliable → all over the place

  • Valid & Reliable → close to concept and proves what you are saying 


Session 8 

September 23 2024 

Democratization in England

  • Monarch (Stuart monarchy) → engaged in constant warfare 

  • High taxation to pay for warfare → revolution 

  • Glorious revolution → Parliament asserts supremacy over the monarchy, first case of citizen control over monarchy 

Democratization in England II

  • Industrial revolution → urbanization, political organization, income inequality, growing middle class 

  • Major reforms → Reform act of 1832, 1867: second reform act 1948: universal adult suffrage 

  • Emergence of a middle class 

Consequences: 

  • Gradual democratization: 

  • Democracy → greater redistribution (public goods, populists policies) 

  • Democracy → greater redistribution

    • Transfer of income, wealth, property from some individuals to others 

    • Achieved through taxes and transfers  

Modernization Theory 

What: Economic development and modernization/industrialization cause countries to transition to democracy and remain democratic → inevitably going to happen in countries with major economic change 

Why 

  • Society becomes more complex 

  • Urbanization and social mobilization 

  • Growing political power 

  • Middle class 

Critiques 

  • Eurocentric 

  • Too general 

  • Can't explain outliers like China, Saudi Arabia

  • Overlooks elite strategy 

If Elites lose power by expanding the franchise, why would they ever do this?

Elites have two options: 

Repress: No democratization of democratization by revolution 

Concede: Gradual democratization (w/o revolution) 

Benefit: an advantage or profit gained from achieving or obtaining something 

Cost: the effort loss or sacrifice necessary to achieve or obtain something 

Option 1: Repress

When benefits- costs of repression > the benefits minutes costs of democratization 

Option 3: Democratize 

When the benefits - cost of democratization > the benefits minus costs of repression 

Main takeaways 

  1. Economic modernization → pressure for democratization 

  2. Need also to consider the role of elites → democracy is often a decision by elites

  3. Elites can choose repression or democratization 

  4. Democratization is not inevitable 

  5. Elites weigh the costs/benefits of democratization v repression 

  6. We need to identity the factors that affect these costs and benefits 


Session 9 

September 26 2024 

Modernization theory: 

Industrialization → many social changes

Social changes → pressure for democratization (franchise expansion) 

Critique: Democratization is not inevitable. Elites choose repression or democratization - what drives that choice?

Democratization in South Africa 

1948 Apartheid officially introduced 

1970s economy boomed and south africa became relatively rich (no democracy) 

1994: First democratic elections won by Nelson Mandela and the ANC 

  • Under apartheid Black south africans were put in ten small tribes

  • Denied right to vote

  • Extremely poor

  • White africans only made up 20% but owned most land and had the most rights and social welfare

  • Repression of Black south africans → not allowed to form unions, live in white areas, not allowed to make political parties (violently suppressed)  

  • 1960s declared the ANC illegal 

  • Lots of funding to south african police force to uphold repression 

  • Apartheid ends in 1990s 

Asmogo and Robinson 

Early years: 1940s-1970s 

Net benefits of repression > democratization 

  • High inequality 

  • White elites worried about land redistribution → worried about democratization would mean they would have to redistribute land

  • Wealth was land dependent → didn’t want to give that up 

  • Blacks not well organized 

Later Years (1980s-1990s) 

Net benefits of repression < democratization 

  • Assets of white minority more mobile due to modernization and globalization → black people began working in factories over agriculture 

    • Not clear how much wealth they had 

    • Able to protect assets more because their wealth was now mobile and overseas rather than land dependent 

  • Needed access to black labor → needed Black labor therefore they need them to be less oppressed so they would come to work 

  • International sanctions 

  • Black south africans increasing strong politics 

The Resource Curse 

Originally believed that resource wealth could face track economic modernization 

But growing awareness of the resource curse 

Resource Curse: when an abundance of natural resource (gas, oil, minerals) has an adverse economic, social, and political effects

Effects/outcomes 

  • Slow economic growth 

  • Survival/persistence of authoritarian regimes

  • Weak accountability in democracies 

  • Corruption

  • under -provision of public goods 

  • Civil war 

Oil rich countries → less likely to transition to democratization and more likely to remain authoritarian regimes 

  • Oil substitutes for taxation 

  • Government is focused on extraction of oil over economic growth 

  • Oil is not mobile so wealth is tied to areas/countries so there is now motivation to democratize or build wealth 

Three qualities of Oil

  1. Scale

    1. Massive amounts of revenue flowing directly to central government 

  2. Secrecy

    1. Amounts are easy for the central government to hide; hard for citizens to know

    2. Lack of transparency → hidden contracts with international oil companies and domestic oil companies 

    3. Private deals between companies → not really know by the citizens 

  3. Source 

    1. Oil revenue replaces tax revenue altering the fiscal foundation of the state → no pressure to try and make citizens to pay taxes in result gov don’t have a responsibility to their people 

Theory

Oil causes authoritarianism because… four main mechanisms 

  1. Scale → spending effect

    1. huge revenues for government that leaders use to buy political support 

    2. They give people things they want in turn for political support 

  2. Secrecy → information effect

    1. Oil revenues go directly to the government; often in secrecy

    2. Citizens do not know how much the government is getting and how much is going to citizens → might think 1 million is going to public goods but in actuality there is 20 million going elsewhere 

    3. Lack of information undermines accountability and facilitates corruption 

  3. Scale & Secrecy → repression effect

    1. Leaders can divert revenue to pay for repression 

  4. Source → taxation effect 

    1. If people are not paying taxes than government has no responsibility for supporting the issues of the people and improving democracy 

    2. Oil subsidies for tax revenue 

    3. Without taxation revenue, no fiscal social contract

    4. Citizens are less engage; leaders face less accountability 

Culture & Democracy 

  • Connection between countries that are majority muslim have high oil profits with low democracy 

Culture 

  • The social behavior, norms, beliefs, customs, values, arts, laws of a group

  • World cultures/religions/belief systems 

Political Culture 

  • The shared values and normative judgements held by a politician regarding its political system 

Two Views on Culture 

The primordialist view: 

  • Culture is inherited, innate and fixed → unable to be changed and does not change due to outside pressures

  • Culture precedes politics and shapes political behavior 

  • Some cultures are not conducive to democracy 

The Constructivist view:

  • Culture is constructed, not inherited → does not believe culture is fixed 

  • Cultures change in response to economic, political, social change

  • Culture is not an impenetrable barrier to democracy 

Islam & Democracy 

Violence → violence is extremism and does not reflect mainstream Islam, other religions are also associated with violence

Lack of separation between church and state → some islamic doctrine could be the basis of democratization, does not cover all aspects of modern legal systems, some western democracies also lack separation 

Mistreatment of women → not Islam per se but an interpretation - major variation between muslim countries and the treatment of women 



Session 10

September 30th 2024 

Disentangling oil and Islam in Iran 

Critical Juncture 1

  • US backed coup against Mossadegh (1951-1953)

  • Wanted to nationalism oil companies because he saw more money going to other countries and more of the revenue going internal 

  • US and Britain overthrow him in order to stop him from nationalizing Iran and supporting secular democracy 

  • Massodeah supported secular democracy and democracy in Islam 

  • Coup installed Shah Pahlavi (1953-1979) 

Critical Juncture 2

  • Iranian revolution in 1979 

  • Motivated by anger against Sha and the US

  • Revolutions took on Islamic form 

  • Motivated by grievances over mismanagement of economy due to oil


Authoritarianism in Iran today

  • Theocracy by one extreme leader 

  • Revolutionary guard maintains regime control 

  • Religious ideology is the basis of state legitimacy but also a tool for oppression 

  • Suppression of dissent → in the name of religion and the upholding of moral values in order to stop and opposition from existing 

  • Electoral manipulation 

  • Economic control and patronage (oil) 

  • Oil is used to pay of political elites and oppositions → funding from oil becomes the thing that is used to maintain political power 

Political Culture 

Political culture: a set of specially political orientations → attitudes towards the political system and its part and attitudes towards the role of the self in the system 

Civic Culture (the best political culture for democracy): 

  1. Influencing political decisions

    1. People have to feel like they can influence change within their institutions 

  2. Supporting the existing system 

    1. Trust for the existing political system - people would not prefer to live in an alternative political system 

  3. Prefer gradual non-violent, non revolutionary change

    1. Do not support revolutionary violent overthrow → through legal means 

  4. Interpersonal trust 

    1. We trust our government and civics environment and community → trust that everyone in our community share values for a culture of democracy over individual beliefs

Two Hypothesis 

1: Having a strong civic culture makes a country more likely to transition to democracy 

2: Having a strong civic culture makes a country more likely to support democracy 

Challenge: What is causing what?

Reverse causality 

  • Culture → democracy 

Spurious association: When two (or more) factors appear to be related but this relationship is actually due to a completely different (overlooked) factor that is driving both

D: Economic development → culture → democracy 

F: economic development → democracy → culture

Example: culture or something impacted democracy but another factor could be economy 

Possible causal pathways 

  • Possible economic change produces cultural change or vice versa 

Cultural Modernization Theory: Socio Economic development produces cultural changes that produce democratic reform











Session 11

October 3 2024 

Making Democracy Work in Italy 

  • 1970s new regional government introduced 

  • In the North - institutions were effective, responsive and representative → were not necessarily democratic but effective and accountable 

  • South → institutions were corrupt and bad 

Why are the same institutions different in different countries? 

Italy Case 

Northern Italy

  •  there is civic culture 

  • High levels of social capital 

  • Shared that promote trust cooperation, reciprocity and civic engagement 

  • Shared horizontal networks 

Southern Culture 

  • Amoral familism → the inability of the community to act together for the common good 

  • Focus is on the immediate family 

  • Little will or ability to act in the broader communal good 

Has to argue that culture came first 

  • In medieval Italy, the north was governed by communal republic towns → engagement in the collective and participation in government 

  • In the south it was governed by a dictatorial monarchy → rule of one monarch, hierarchical and dictatorial government - created a culture of mistrust (in gov and others) and hierarchy

Addressing Spurious associations 

Economic factors → Both north and south have poor regions 

Institutional design → same institutions were put in place everywhere

Religion → Italy is a majority catholic 

Civic Culture: 

North: vibrant civic community 

South: amoral familism  

Using Surveys to Measure Culture

World Value Survey → fielded with waves every few years, same survey in every country

77 countries with over 129,000 response 

Modules on: Social Capital 


China has strong civic culture → disproves theory 

  • Look at trend → may be moving towards a democracy despite not being a democracy 

US civic culture → 

Challenges with Surveys 

Preference falsification: A person hides how they truly feel 

Ex: Expressing support for a dictator that a person privately hates

  • People who live in authoritarian regimes might hate their regime but would not openly say that in fear of repercussion → can give a false impression of support 

Social desirability bias: When a person does not answer truthfully on a survey but instead responds in a way that conforms to a socially acceptable to desirable behavior 

Ex: voter turnout, criminal behavior, support for Trump (Pew)

  • People may change their responses depending on who or how their being interviewed 


Pew: concern that public data would underestimate trump support because it is considered less socially acceptable 

  • Phone may potentially be more sensitive because they have to a real person side w Trump

  • Results: Pretty similar little significant change