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Strategic Management: Merger and Acquisition Strategies

Chapter 7: Merger and Acquisition Strategies and Restructuring

Learning Objectives

  • By the end of this chapter, you should be able to:

    • 7.1 Differentiate between merger and acquisition strategies in firms competing in the global economy.

    • 7.2 Discuss reasons why firms use an acquisition strategy to achieve strategic competitiveness.

    • 7.3 Describe seven problems that work against achieving success when using an acquisition strategy.

    • 7.4 Describe the attributes of effective acquisitions.

    • 7.5 Distinguish among the common forms of restructuring strategies.

    • 7.6 Explain the short- and long-term outcomes of the different types of restructuring strategies.

7-1 Merger and Acquisition Strategies

  • Popularity of M&A:

    • M&A strategies have been popular among U.S. firms for many years,

    • They played a central role in the restructuring of U.S. businesses during the 1980s and 1990s,

    • M&A strategies are used with greater frequency in many regions around the world today.

    • The central aim of these strategies is to create more value for all firm stakeholders, although they are challenging to implement effectively.

  • Research Insights:

    • Shareholders of acquired firms often earn above-average returns from acquisitions.

    • Shareholders of acquiring firms typically see returns close to zero.

    • The stock price of the acquiring firm often falls immediately after the transaction is announced.

    • Determining the worth of a target firm is difficult, increasing the likelihood that a firm will pay a premium, which can lead to negative outcomes if it exceeds the actual value once integrated.

Mergers, Acquisitions, and Takeovers: What Are the Differences?

  • Merger:

    • A strategy where two firms agree to integrate their operations on a relatively coequal basis.

  • Acquisition:

    • A strategy through which a firm buys most or all of a company’s stock intending to make the acquired firm a subsidiary within its portfolio.

  • Takeover:

    • A special type of acquisition where the target firm does not solicit the acquiring firm’s bid; these are often considered unfriendly or "hostile" acquisitions.

  • Frequency:

    • Acquisitions are more common than mergers and takeovers.

7-2 Reasons for Acquisitions

  • Firms pursue acquisition strategies to:

    • Increase Market Power: Growing presence in current markets or entering new ones.

    • Overcome Entry Barriers: By acquiring existing firms.

    • Avoid Costs of Developing New Products: Accelerates market entry.

    • Reduce Risk: Diversifies risks associated with entering new businesses.

    • Increase Diversification: Using both related and unrelated diversification strategies through acquisitions.

    • Reshape Competitive Scope: Developing a different portfolio of businesses to decrease dependency on specific products or markets.

    • Enhance Learning: Developing new capabilities through acquisitions, broadening knowledge, and reducing inertia, especially in cross-border scenarios.

Increased Market Power

  • Definition: Market power is present when a firm can sell goods/services above competitive levels or maintain lower costs.

  • Market Power Sources:

    • Firm's size, quality of resources, and market share.

  • Acquisition Types to Increase Market Power:

    • Horizontal Acquisitions: Targeting competitors to exploit synergies.

    • Vertical Acquisitions: Acquiring suppliers or distributors to control parts of the value chain.

    • Related Acquisitions: Acquiring firms in closely related industries for resource integration.

  • Regulatory Review:

    • Acquisitions are subject to review by government bodies.

Overcoming Entry Barriers

  • Entry Barriers: Factors that increase the cost and difficulty for new firms entering a market.

  • Firms may acquire existing businesses to mitigate high entry barriers.

  • Cross-Border Acquisitions: These can be challenging due to different cultures and obstacles between countries.

Cost of New Product Development and Increased Speed to Market

  • Developing new products internally can be resource-intensive and slow.

  • Acquisition allows for faster market access with more predictable returns compared to internal development.

Lower Risk Compared to Developing New Products

  • Acquisition outcomes are generally more predictable than those of new product development, preventing over-reliance on others for innovation and maintaining the company's capability to drive wealth creation.

Increased Diversification

  • It's rare for a firm to develop new products internally for diversification.

  • Acquisitions support both related and unrelated diversification, with higher success probabilities observed in more related acquisitions compared to unrelated ones.

Reshaping the Firm’s Competitive Scope

  • Acquisitions can reduce dependency on specific products or markets to shield from intense rivalry and its negative effects on financial performance.

Learning and Developing New Capabilities

  • Firms may acquire to access new capabilities and reduce inertia. Acquiring diverse talent through cross-border acquisitions can enrich knowledge and abilities.

7-3 Problems in Achieving Acquisition Success

  • Success Rates:

    • Only about 20% of mergers and acquisitions achieve success, leading to disappointing results or outright failures, particularly in technology sectors.

  • Integration Difficulties:

    • Integration is a significant determinant of M&A success, often fraught with challenges due to cultural differences and organizational politics. Key challenges include:

    • Melding corporate cultures.

    • Linking financial and information control systems.

    • Building working relationships amid differing management styles.

    • Establishing leadership structures for the integrated entity.

Inadequate Evaluation of Target

  • Due Diligence: A thorough evaluation of a target firm is necessary, covering several factors:

    • Financing, cultural differences, tax implications, and integration requirements.

    • A comprehensive assessment includes evaluating financial positions, accounting standards, strategic fit, and potential integration issues.

Large or Extraordinary Debt

  • Debt Risks: Firms must be wary of creating unsustainable debt levels from acquisition premiums or bidding wars.

  • Junk Bonds: Historically used to finance acquisitions, they involve high risk and potentially volatile interest rates; however, their usage has declined.

Inability to Achieve Synergy

  • Synergy: Created when combined units generate more value than when working independently, delivering gains for shareholders.

  • Types of Synergy:

    • Economies of Scale: Cost savings from increased production.

    • Economies of Scope: Cost advantages from sharing resources.

  • Private Synergy: Results from unique asset combinations that competitors can't easily replicate, developed through complexities of direct and indirect transaction costs.

Too Much Diversification

  • Over-diversification can harm firm performance, shifting managers’ focus from strategic goals to financial controls and restricting investments in internal innovation.

Managers Overly Focused on Acquisitions

  • Management must balance involvement in acquisitions with attention to essential long-term strategies, as excessive focus on M&A can detract from overall competitiveness.

Too Large

  • Larger firm sizes can complicate management, causing diseconomies of scale and necessitating bureaucratic controls that may stifle innovation.

7-4 Effective Acquisitions

  • Characteristics of Effective Acquisitions:

    • Complementary resources supporting new capability development.

    • Friendly acquisitions for easier integration.

    • Thorough due diligence prior to purchasing.

    • Sufficient financial slack for operational flexibility.

    • Managing debt levels, possibly through divestiture of underperforming units.

    • Experience in adapting to changes emphasized in the integrated firm.

    • Focus on R&D and innovation.

    • Flexible organizations facilitating smoother integrations.

7-5 Restructuring

  • Definition: A strategy that changes a firm's business and financial structures, often focusing on fewer products and markets.

  • Usage: Addressing unmet expectations from acquisitions or adapting to external environmental changes, with activist investors often advocating for restructuring.

Types of Restructuring Strategies

  • Downsizing: Reducing workforce and operating units while possibly maintaining organizational structure.

  • Downscoping: Elimination of unrelated businesses, often positively affecting performance and refocusing core competencies.

  • Leveraged Buyouts (LBO): Taking a firm private often to rectify management issues or enhance operations; focuses on concentration around core businesses.

Restructuring Outcomes

  • Research indicates downsizing can lead to negative perceptions impacting stock performance; thus firms should approach it cautiously.

  • Downscoping typically yields better short and long-term performance compared to downsizing or LBOs, as focusing on core businesses generally enhances competitiveness.