ch. 2

2.1 The ideas behind the American Revolution and their role in shaping the Constitution

  • Core ideas driving independence: natural rights, consent of the governed, social contract, and limited government.
  • Natural rights: inherent rights including life, liberty, and the pursuit of happiness; government’s purpose is to secure these rights.
  • Consent of the governed and social contract: legitimacy of government rests on the people’s agreement and ongoing consent.
  • Limitation on government power: government should be restricted to protect rights; standing laws and checks on power are essential.
  • Locke influence: natural rights, government by consent, and resistance to tyranny informed the Revolution and the Constitution.
  • Declaration of Independence (1776) as philosophy and justification: emphasizes rights and the right to revolt when abuses become intolerable; helped rally foreign support (e.g., France).
  • Common Sense (1776) by Thomas Paine: catalyzed demand for independence and broadened popular support.
  • The American Creed: primacy of individuals, equality (not universal for all groups at the time), and the idea that governments derive legitimacy from the people.
  • Key contrasts to monarchies: rejection of divine-right rule; emphasis on popular sovereignty and republican government.

2.2 The Government that Failed: weaknesses of the Articles of Confederation

  • Structure: a confederation with a unicameral Congress; states retained most sovereignty.
  • Central government weaknesses: no president, no national court, no power to tax, no power to regulate commerce; only a loose national legislature with limited powers.
  • Amendments required unanimous state consent; delays and gridlock hindered action.
  • Economic and strategic problems: inability to raise funds, regulate interstate commerce, or enforce laws; weak national defense.
  • Northwest Ordinance (1787): a notable success, encouraging orderly development but not enough to stabilize the system.
  • Shays’ Rebellion (1786-1787) highlighted the fragility of the Confederation and spurred calls for a stronger national government.
  • Annapolis meeting (1786) and subsequent Philadelphia Convention (1787) to revise the framework.

2.3 Writing a Constitution: The Philadelphia Convention

  • Delegates: 55 representatives from 12 states (Rhode Island refused); most were wealthy, educated, and experienced; not all shared the same views.
  • Core shared questions: human nature, sources of political conflict, objects of government, and the form of a republican government.
  • Philosophical influences:
    • Hobbes: distrust of unrestrained human violence but rejected absolute monarchy; supported the need to limit government power (Locke favored more explicit limits).
    • Locke: government to protect natural rights; consent of the governed; right to revolt if abuses persist; standing laws and property security.
    • Montesquieu: separation of powers and checks and balances to prevent tyranny.
  • Madisonian consensus: large republic better than direct democracy for controlling factions; government should be designed to control power and protect rights.
  • Outcome: a constitution that embodies a republic with a balanced, checked system of power across branches and levels of government.

2.4 Categorize the issues at the Convention: equality, economy, and individual rights

  • Equality issues:
    • Representation: New Jersey Plan (equal representation) vs. Virginia Plan (proportional representation) → Connecticut Compromise creates a bicameral Congress: Senate (equal state representation) and House (proportional representation).
    • Slavery: debated status and counting of enslaved people; three-fifths compromise: representation and taxation based on free persons plus three-fifths of enslaved persons (
      extRepresentation/Taxation=extFreepersons+frac35extenslavedpersonsext{Representation/Taxation} = ext{Free persons} + frac{3}{5} ext{ enslaved persons}).
    • Slave importation: allowed until 1808; return of runaway slaves.
    • Voting: left to the states; no universal manhood suffrage in the Constitution.
  • The Connecticut Compromise resolved representation tensions but highlighted ongoing trade-offs.
  • Slavery and representation created enduring tensions; the three-fifths compromise and related provisions shaped politics for generations.
  • Table summaries (conceptual):
    • Representation: equal Senate vs. population-based House
    • Slavery: allowed, with counting rules; future importation limited
    • Voting: states set qualifications
  • Brutus (Anti-Federalist) concerns summarized: threat to liberty from a strong central government, potential erosion of state power, and lack of explicit protections for individual rights.

2.5 The Madisonian System: reconciling majority rule with minority protections

  • Fundamental problem: how to prevent tyranny by either majority or minority factions while protecting private property and liberty.
  • Madison’s solution: a system where power is distributed and limited; influence of competing interests checked by a large republic.
  • Key features to thwart majority tyranny:
    • Place as much government beyond direct majority control as possible.
    • Separation of powers across legislative, executive, and judicial branches.
    • Checks and balances to prevent any one branch from dominating.
  • Structure traits:
    • House of Representatives: elected every 2 years (directly by people).
    • Senate: originally chosen by state