Sleep-Wake Disorders

Classification of sleep-wake disorders:

  1. Insomnia: a common sleep disorder that can make it hard to fall asleep or stay asleep

  2. Hypersomnolence disorder: a condition in which you feel extreme daytime sleepiness despite getting sleep that should be adequate (or more than adequate)

  3. Narcolepsy: a chronic neurological disorder that affects the brain's ability to control sleep-wake cycles

  4. Circadian rhythm sleep-wake disorders: are a family of sleep disorders which affect the timing of sleep

    1. Delayed sleep phase type

    2. Advanced sleep phase type

    3. Irregular sleep wake type

    4. Non 24-hour sleep wake type

    5. Shift work type

    6. Jet lag disorder

    7. Social jet lag disorder

  5. Parasomnias: a category of sleep disorders that involve abnormal movements, behaviors, emotions, perceptions, and dreams that occur while falling asleep, sleeping, between sleep stages, or during arousal from sleep

    1. Non-REM sleep arousal disorder

    2. Nightmare disorder

    3. REM sleep behaviour disorder

    4. Restless legs syndrome

  6. Substance/medication induced sleep disorder

Insomnia

Diagnosing insomnia:

  • Is primarily by clinical evaluation through a thorough:

    • Sleep history

    • Medical history

    • Substance use

    • Psychiatric history

  • Instruments which are helpful in the evaluation and differential diagnosis of insomnia include:

    • Self-administered questionnaires

    • At-home sleep logs

    • Symptom checklists

    • Psychological screening tests

    • Bed partner interviews

  • PSG and daytime MSLT are NOT indicated in the routine evaluation of chronic insomnia, including insomnia due to psychiatric or neuropsychiatric disorders

Insomnia diagnostic criteria:

  1. A predominant complaint of dissatisfaction with sleep quantity or quality, associated with one (or more) of the following symptoms:

    1. Difficulty initiating/maintaining sleep

    2. Inability to return to sleep

    3. Sleep disturbance causes clinically significant distress/impairment

  2. The sleep difficulty occurs at least 3 nights per week, present for at least 3 months, despite adequate opportunity for sleep

Insomnia prevalence:

  • One-third of adults report insomnia symptoms

  • 33% to 50% have symptoms

  • 10% to 15% experience associated daytime impairments

  • 5%  to 10% experience specific insomnia disorders

  • More prevalent complaint among females than males, with a gender ratio of 1.44:1

  • 40%–50% of individuals with insomnia also present with a comorbid mental disorder

  • 50%-75% of individuals with insomnia also present with psychiatric and chronic pain disorders

Insomnia Development and Course:

  • Onset of insomnia symptoms can occur at any time during life, but the first episode is more common in young adulthood

  • In women, new-onset insomnia may occur during menopause and persist even after other symptoms (e.g., hot flashes) have resolved

  • The course of insomnia may also be episodic, with recurrent episodes of sleep difficulties associated with the occurrence of stressful events

Risk factors for insomnia:

  • Increasing age

  • Female sex

  • Health problems

    • Persistent pain

    • Cardiac or respiratory failure

    • Chronic inflammatory conditions—such as arthritis, connective tissue disorders, inflammatory bowel disease

    • Chronic infection—such as hepatitis, HIV infection

  • Mental health problems (relationship between insomnia and psychiatric conditions appear bidirectional)

    • Depression

    • Anxiety

    • Bipolar disorder

    • Personality disorders—such as narcissistic and borderline

  • Medications that can disturb sleep

    • Antidepressants—such as selective serotonin reuptake inhibitors and serotonin–norepinephrine reuptake inhibitors

    • Adrenergic agonists—such as salbutamol, terbutaline, dexamphetamine, methylphenidate

    • Corticosteroids

    • Opioids

  • Personal factors

    • Family history of insomnia from a young age

    • Tendency to anxiety or perfectionism

  • Lifestyle factors

    • Excess stimulant or substance use—such as caffeine, energy drinks, nicotine

    • Shift work or long working hours with little recovery time between shifts

    • Unemployment

    • Lower socio-economic status

Chronic insomnia:

  • Chronic insomnia is defined as difficulty getting to sleep at least 3 nights a week for the past 3 months and is distressed by their sleep symptoms (as opposed to acute or transient insomnia, which may last days to weeks)

  • Chronic insomnia persists even when lifestyle factors adversely affecting sleep are addressed

  • Chronic insomnia is the most prevalent sleep disorder in the general population

  • Chronicity rates range from 45% to 75% for follow-ups of 1–7 years

Factors to address in chronic insomnia:

  • Anxiety around sleep

  • Maladaptive behaviours around sleep

  • Fear of further disruption of sleep

  • Predisposing dispositions

  • Comorbidities

  • Pharmacological options, but consider hypnotics as a short term measure

  • Refer to specialist if there are ongoing symptoms despite the above measures

Treatment goals in chronic insomnia:

  • Regardless of the therapy type, primary treatment goals are to:

    1. Improve sleep quality and quantity

    2. Improve insomnia related daytime impairments

  • Other specific outcome indicators for sleep generally include measures of:

    • Wake time after sleep onset (WASO)

    • Sleep onset latency (SOL)

    • Number of awakenings

    • Sleep time or sleep efficiency

    • Formation of a positive and clear association between the bed and sleeping

    • Improvement of sleep related psychological distress

  • Ideally, regardless of the therapy type, clinical reassessment should occur every few weeks and/or monthly until the insomnia appears stable or resolved, and then every 6 months, as the relapse rate for insomnia is high

  • When a single treatment or combination of treatments has been ineffective, other behavioral therapies, pharmacological therapies, combined therapies, or reevaluation for occult comorbid disorders should be considered

Treatment of chronic insomnia:

  • Cognitive Behavioural Therapy for insomnia (CBT-I) is first line treatment for patients with chronic insomnia

    • Effect of CBT-I is similar to usage of hypnotics for chronic insomnia however whilst hypnotics effects wear off once treatment stops, CBT-I has ongoing effects

    • Medications may be used as an adjunct to CBT-I, but their long term effectiveness and safety have not been well assessed

  • Other treatment involves incorporating sleep restriction, stimulus control, relaxation strategies, and sleep hygiene measures

  • Combined therapy shows no consistent advantage or disadvantage over CBT-I alone

Psychological and behavioral therapies:

  • Psychological and behavioral interventions are effective and recommended in the treatment of chronic primary and comorbid (secondary) insomnia 

  • Initial approaches to treatment should include at least one behavioral intervention:

    • Stimulus control therapy: designed to extinguish the negative association between the bed and undesirable outcomes such as wakefulness,  frustration and worry. The objectives of stimulus control therapy are for the patient to form a positive and clear association between the bed and sleep and to establish a stable sleep-wake schedule

    • Relaxation therapy: eg progressive muscle relaxation, guided imagery or abdominal breathing is designed to lower somatic and cognitive arousal states which interfere with sleep

    • Sleep restriction: initially limits the time in bed to the total sleep time, as  derived from baseline sleep logs. This approach is intended to improve sleep continuity by using sleep restriction to enhance sleep drive

    • Paradoxical intention: is a specific cognitive therapy in which the patient is  trained to confront the fear of staying awake and its potential effects. The objective is to eliminate a patient’s anxiety about sleep performance

    • Biofeedback therapy: trains the patient to control some physiologic variable through visual or auditory feedback. The objective is to reduce somatic arousal

    • CBT-I: combination of cognitive therapy, stimulus control therapy, sleep restriction therapy with or without relaxation therapy. Seeks to  change the patient’s overvalued beliefs and unrealistic expectations about sleep; uses a psychotherapeutic method to reconstruct cognitive pathways with positive and appropriate concepts about sleep and its effects

    • Multicomponent therapy (without cognitive therapy)

  • Although all patients with chronic insomnia should adhere to rules of good sleep hygiene, there is insufficient evidence to indicate that sleep hygiene alone is effective in the treatment of chronic insomnia. It should be used in combination with other therapies

5 components of CBT-i:

  • Cognitive therapy

    • Aims to identify, challenge and replace dysfunctional beliefs and attitudes about sleep and insomnia. Such misconceptions may include unrealistic expectations of sleep, fear of missing out on sleep, and overestimation of the consequences of poor sleep.

  • Stimulus control

    • Behavioural instructions aimed at strengthening the association between bed and sleep and preventing conditioning of the patient to associate bed with other stimulating activities. Such instructions include avoiding non sleep activities in the bedroom; going to bed only when sleepy; and leaving the bedroom when unable to sleep for 15–20 minutes, returning to bed only when sleepy.

  • Sleep restriction

    • Behavioural instructions to limit time in bed to match perceived sleep duration in order to increase sleep drive and further reduce time awake in bed. Time allowed in bed is initially restricted to the average time perceived as sleep per night and then adjusted to ensure sleep efficiency remains greater than 85%.

  • Sleep hygiene

    • General recommendations relating to environmental factors, physiologic factors, behaviour and habits that promote sound sleep. Specific instructions include advice on control of the bedroom environment, including avoiding visual access to a clock; regular sleep scheduling and avoiding daytime naps; and limiting alcohol, caffeine and nicotine intake, especially before bed.

  • Relaxation

    • Any relaxation technique that the patient finds effective can be used to limit cognitive arousal and reduce muscular tension to facilitate sleep. Specific techniques that may be effective include meditation, mindfulness, progressive muscle relaxation, guided imagery and breathing techniques.

Pharmacological treatment:

  • Short-term hypnotic treatment should be supplemented with behavioral and cognitive therapies when possible

  • For patients with primary insomnia (psychophysiologic, idiopathic or paradoxical ICSD-2 subtypes), when pharmacologic treatment is utilised alone or in combination therapy, the recommended general sequence of medication trials is: 

    • Short-intermediate acting benzodiazepine receptor agonists (BZD or newer BzRAs) or ramelteon eg zolpidem, eszopiclone, zaleplon, temazepam

    • Alternate short-intermediate acting BzRAs or ramelteon if the initial agent has been unsuccessful

    • Sedating antidepressants especially when used in conjunction with treating comorbid depression/anxiety eg trazodone, amitriptyline, doxepin, and mirtazapine

    •  Combined BzRA or ramelteon and sedating antidepressant

    • Other sedating agents eg anti-epilepsy medications (gabapentin, tiagabine) and atypical antipsychotics (quetiapine and olanzapine)

    • These medications may only be suitable for patients with comorbid insomnia who may benefit from the primary action of these drugs as well as from the sedating effect

    • OTC antihistamine or antihistamine/analgesic type drugs (“sleep aids”) as well as herbal and nutritional substances (eg valerian and melatonin) are NOT recommended in the treatment of chronic insomnia due to the relative lack of efficacy and safety data

    • Older approved drugs for insomnia including barbiturates, barbiturate-type drugs and chloral hydrate are NOT recommended for the treatment of insomnia

Hypersomnolence 

Hypersomnolence Disorder Diagnostic Criteria:

  1. Self-reported excessive sleepiness (hypersomnolence) despite a main sleep period lasting at least 7 hours, with at least one of the following symptoms:

    1. Recurrent periods of sleep or lapses into sleep within the same day

    2. A prolonged main sleep episode of more than 9 hours per day that is nonrestorative (i.e., unrefreshing)

    3. Difficulty being fully awake after abrupt awakening

  2. The hypersomnolence occurs at least 3 times per week, for at least 3 months

  3. Not explained by other sleep disorders

 Hypersomnolence Disorder Prevalence:

  • It is estimated that about 1% of the European and U.S. general population has episodes of sleep inertia (temporary disorientation/low mood after waking)

  • Hypersomnolence occurs with relatively equal frequency in males and females

Hypersomnolence Disorder Development and Course:

  • Hypersomnolence has a progressive onset

  • Symptoms begin between ages 15 and 25 years, with a gradual progression over weeks to months

  • For most individuals, the course is then persistent and stable, unless treatment is initiated

Narcolepsy

Narcolepsy Diagnostic criteria:

  1. Recurrent periods of an irrepressible need to sleep, lapsing into sleep, or napping occurring within the same day

  2. These must have been occurring at least three times per week over the past 3 months

  3. The presence of at least one of the following:

    1. Episodes of cataplexy (muscle weakness), defined as either (a) or (b), occurring at least a few times per month:

      (a) In individuals with CHRONIC long-standing disease, brief (seconds to minutes) episodes of sudden bilateral loss of muscle tone with maintained consciousness that are precipitated by laughter or joking

      (b) In children or in individuals within 6 months of onset, spontaneous grimaces or jaw-opening episodes with tongue thrusting or a global hypotonia, without any obvious emotional triggers

    2. Hypocretin deficiency (type I)

    3. PSG showing latency to REM-sleep of < 15 minutes or MSLT (multi-sleep latency test) showing mean sleep latency <= 8 minutes and 2 or more sleep-onset REM periods

Narcolepsy Prevalence:

  • 0.02%–0.04% of the general population in most countries

  • Slight male predilection

Narcolepsy Development and Course:

  • Onset is typically in children and adolescents/young adults but rarely in older adults

  • Two peaks of onset are suggested, at ages 15–25 years and ages 30–35 years

  • Onset can be abrupt or progressive (over years) 

  • In 90% of cases, the first symptom to manifest is sleepiness or increased sleep, followed by cataplexy (sudden and transient episode of muscle weakness accompanied by full conscious awareness, typically triggered by emotions such as laughing, crying, or terror)

Circadian Rhythm Sleep-Wake Disorders Subtypes:

  1. Delayed sleep phase type

    • A pattern of delayed sleep onset and awakening times, with an inability to fall asleep and awaken at a desired or conventionally acceptable earlier time

    • Prevalence 0.17% of population, 7% of adolescence

    • Course is persistent, lasting longer than 3 months, with intermittent exacerbations throughout adulthood. Although age at onset is variable, symptoms begin typically in adolescence and early adulthood and persist for several months to years before diagnosis is established

  2. Advanced sleep phase type

    • A pattern of advanced sleep onset and awakening times, with an inability to remain awake or asleep until the desired or conventionally acceptable later sleep or wake times

    • Prevalence: approximately 1% in middle age adults. Sleep-wake times and circadian phase advance in older individuals, probably accounting for increased prevalence in this population

    • Onset is usually in late adulthood. In the familial form, onset can be earlier

    • The course is typically persistent, lasting more than 3 months, but the severity may increase depending on work and social schedules

  3. Irregular sleep wake type

    • A temporally disorganized sleep-wake pattern, such that the timing of sleep and wake periods is variable throughout the 24-hour period

    • Prevalence unknown

    • Course is persistent

    • Age at onset is variable, but the disorder is more common in older adults

  4. Non-24-hour sleep wake type

    • A pattern of sleep-wake cycles that is not synchronized to the 24-hour environment, with a consistent daily drift (usually to later and later times) of sleep onset and wake times

    • Prevalence is unclear, but the disorder appears rare in sighted individuals. The prevalence in blind individuals is estimated to be 50%

    • Course of non-24-hour sleep-wake type is persistent, with intermittent remission and exacerbations due to changes in work and social schedules throughout the lifespan. Age at onset is variable, depending on the onset of visual impairment

  5. Jet lag disorder

    • The diagnostic criteria for JLD:

      • There is a complaint of insomnia or excessive daytime sleepiness associated with transmeridian jet travel across at least 2 time zones

      • There is associated impairment of daytime function, general malaise or somatic symptoms such as gastrointestinal disturbance within 1 to 2 days after travel

      • The sleep disturbance is not better explained by another current sleep disorder, medical or neurologic disorder, mental disorder, medication use, or substance use disorder

  6. Shift work type

    • Insomnia during the major sleep period and/or excessive sleepiness (including inadvertent sleep) during the major awake period associated with a shift work schedule (ie requiring unconventional work hours)

    • Prevalence is estimated to affect 5%–10% of the night worker population (16%–20% of the workforce). Prevalence rises with advancement into middle-age and beyond 

    • More prevalent in individuals older than 50 years and typically worsens with the passage of time if the disruptive work hours persist 

Parasomnias:

  1. Non-REM sleep arousal disorders

  2. Nightmare disorder

  3. REM sleep behaviour disorder

  4. Restless legs syndrome

Non-REM Sleep Arousal Disorders Diagnostic Criteria:

Recurrent episodes of incomplete awakening from sleep, usually occurring during the first third of the major sleep episode, accompanied by either one of the following:

  • Sleep walking/sleep terrors

  • No or little dream imagery is recalled

  • Amnesia for the episodes is present

  • Episodes cause significant distress

Non-REM Sleep Arousal Disorders Prevalence:

  • Isolated or infrequent NREM sleep arousal disorders are very common in the general population

  • From 10% to 30% of children have had at least one episode of sleepwalking, and 2%–3% sleepwalk often

  • The lifetime prevalence of sleepwalking in adults is 29.2%, with a past-year prevalence of sleepwalking of 3.6%

  • The prevalence of sleep terrors in the general population is unknown

Non-REM Sleep Arousal Disorders Development and Course:

  • Occur most commonly in childhood and diminish in frequency with increasing age

  • The onset of sleepwalking in adults with no prior history of sleepwalking as children should prompt a search for specific aetiologies, such as obstructive sleep apnea, nocturnal seizures, or effect of medication

Nightmare Disorder DIagnostic criteria:

  1. Repeated occurrences of extended, extremely dysphoric, and well-remembered dreams

  2. On awakening from the dysphoric dreams, the individual rapidly becomes oriented and alert

  3. Causes clinically significant distress or impairment in social, occupational, or other important areas of functioning

Nightmare Disorder Prevalence:

  • Prevalence of nightmares increases through childhood into adolescence

  • Prevalence increases from ages 10 to 13 for both males and females but continues to increase to ages 20–29 for females (while decreasing for males), when it can be twice as high for females as for males

  • Prevalence decreases steadily with age for both sexes, but the gender difference remains

  • Among adults, prevalence of nightmares at least monthly is 6%, whereas prevalence for frequent nightmares is 1%–2% 

REM Sleep Behaviour Disorder Diagnostic criteria:

  1. Repeated episodes of arousal during sleep associated with vocalization and/or complex motor behaviors

  2. These behaviors arise during rapid eye movement (REM) sleep and therefore usually occur more than 90 minutes after sleep onset, are more frequent during the later portions of the sleep period, and uncommonly occur during daytime naps

  3. Upon awakening from these episodes, the individual is completely awake, alert, and not confused or disoriented

REM Sleep Behaviour Disorder Prevalence:

  • Approximately 0.38%–0.5% in the general population

  • Prevalence in patients with psychiatric disorders may be greater, possibly related to medications prescribed for the psychiatric disorder

REM Sleep Behaviour Disorder Development and Course:

  • The onset may be gradual or rapid

  • The course is usually progressive

  • REM sleep behavior disorder associated with neurodegenerative disorders may improve as the underlying neurodegenerative disorder progresses

  • Overwhelmingly affects males older than 50 years, but increasingly this disorder is being identified in females and in younger individuals

Restless Legs Syndrome Diagnostic Criteria:

  1. An urge to move the legs, usually accompanied by or in response to uncomfortable and unpleasant sensations in the legs, characterized by all of the following:

    1. The urge to move the legs begins or worsens during periods of rest or inactivity 

    2. The urge to move the legs is partially or totally relieved by movement

    3. The urge to move the legs is worse in the evening or at night than during the day, or occurs only in the evening or at night

  2. Occur at least 3 times per week and have persisted for at least 3 months

  3. Accompanied by significant distress or impairment in social, occupational, educational, academic, behavioral, or other important areas of functioning

Restless Legs Syndrome Prevalence:

  • Prevalence rates of RLS vary widely when broad criteria are utilized but range from 2% to 7.2% when more defined criteria are employed

Restless Legs Syndrome Development and Course:

  • The onset of RLS typically occurs in the second or third decade

Substance/medication Induced Sleep Disorder Diagnostic criteria:

  1. A prominent and severe disturbance in sleep

  2. The symptoms develop during or soon after substance intoxication or after withdrawal from or exposure to a medication