Chapter 2: Majoritarian or Pluralist Democracy? - Key Terms

Democratic Origins
  • Autocracy: Power in the hands of a monarch.

  • Oligarchy: Power in the hands of the elite.

  • Democracy: Power in the hands of the people.

Procedural View of Democracy
  • Democracy is a procedural approach, focusing on how decisions are made.

  • Key elements:

    • Universal participation: Who should participate in decision making?

    • Political equality: How much should each participant’s vote count?

    • Majority rule: How many votes are needed to reach a decision?

    • Government responsiveness to public opinion: How do we know what the public wants?

Challenges to Procedural Democratic Theory
  • Can produce undesirable social policies.

  • Clashes with minority rights as it prioritizes majority rule.

Representative Democracy (Indirect Democracy)
  • Members vote regularly to decide who will represent them (e.g., legislators).

  • Advantages:

    • Practical for large populations.

  • Disadvantages:

    • Accountability of elected officials may not be significant.

    • Elected officials may not know what their constituencies need or want.

Substantive View of Democracy
  • Focus on the substance of policies, not procedures.

  • In the U.S.: Based on the Bill of Rights and amendments.

  • Government should guarantee civil liberties and civil rights.

  • Disagreement among theorists over social rights:

    • Conservatives have a narrow view (government does less).

    • Liberals have a broader view (government does more).

Differences between Procedural and Substantive Democracy
  • Procedural democracy emphasizes democratic processes, with four key procedural elements: universal participation, political equality, majority rule, and government responsiveness to public opinion.

  • Substantive democracy focuses on the policies produced by the government, ensuring they guarantee civil liberties and civil rights, and generally align with democratic ideals, irrespective of the procedural path.

  • Challenges:

    • Substantive democracy: No clear, precise criteria for what counts as democracy.

    • Procedural democracy: Can produce undesirable social policies and clashes with minority rights.

Majoritarian Model of Democracy
  • Government by a majority of the people.

  • Relies on popular election of government officials.

  • Elections decide government policies through mechanisms like:

    • Referendum: A direct vote by the electorate on a particular proposal or law.

    • Initiative: A means by which a petition signed by a certain minimum number of registered voters can force a public vote on a proposed statute or constitutional amendment.

    • Recall: A procedure by which voters can remove an elected official from office through a direct vote.

  • Advantages:

    • Direct accountability to the majority.

    • Clear decision-making based on popular will.

  • Disadvantages:

    • Critics argue Americans may not be knowledgeable enough for direct policy decisions.

    • Potential to overlook minority rights in favor of majority preferences.

    • Requires cohesive political parties and centralized government.

Pluralist Model of Democracy
  • Government by people operating through competing interest groups.

  • Shift from mass electorate to organized groups.

  • Two major mechanisms: Interest groups and Decentralized government.

  • Robert Dahl’s ideas: divided authority, decentralization, open access.

  • Interest groups: Organized groups that attempt to influence public policy.

  • Advantages:

    • Represents a wider array of interests through competition.

    • Limits majority action by allowing diverse groups to contend.

    • Decentralized government promotes broader participation.

  • Disadvantages:

    • Relies on the interests of specialized groups, potentially favoring the well-organized.

    • Affluent groups may receive more benefits.

Elite Theory
  • An undemocratic model where a small group makes most important decisions.

  • Government controlled by the wealthy and those with business connections.

  • Controls key financial, communications, industrial, and government institutions.

  • Some argue this would characterize the U.S. as an oligarchy.

  • Different from pluralism by positing a durable ruling minority, whereas pluralists believe in a struggle between competing interests.

Democratization
  • The process of establishing democracies, which is often difficult.

  • Governments may meet some democratic criteria but not others.

  • There has been a slight decline or leveling off in democracies in recent years.

  • Challenges include ethnic and religious conflicts.

  • Nations often seek democratization for economic advantages, but the process does not reliably lead to success; many revert to authoritarianism.

  • American democracy is more pluralist than majoritarian, though parties are becoming more sharply divided.