The rise and fall of the Roman Empire

From Republic to Empire

The Rise of Octavian

  • Octavian, the adopted son and grand nephew of Julius Caesar, emerged victorious after a series of civil wars by 31 BC.

The Compromise of 27 BC

  • Octavian made a public display of relinquishing his powers back to the Senate, including his position as triumvir and his absolute dictatorship.

  • The Senate, in turn, granted him power voluntarily, but in different forms, cloaking absolute power in republican institutions.

Augustus: Titles and Powers

  • Octavian was given the title Augustus, implying greatness, venerability, and even divine status, though without any explicit political meaning.

  • The Senate granted him legitimate republican powers, including:

    • Consulship (elected as consul or serving as proconsul)

    • Power of the tribunate (veto power)

    • Title of imperator (commander of the army), allowing him to control most of the legions and provinces.

The Reality of Power

  • Augustus held real power all along, and the Senate was aware of this, fearing renewed civil war if they tried to remove him.

  • Augustus and the Senate worked together to consolidate power in a way that didn't appear dictatorial to the public.

  • The people saw Augustus as the savior and restorer of the republic, leading them into a golden age.

Augustus's Rule

  • Augustus ruled with humility and deference for the Senate and republican forms, unlike Julius Caesar.

  • His rule, though essentially a military dictatorship, was couched in republicanism, seemingly fooling everyone.

  • His long reign established the position of emperor as a necessity, even though they didn't consider it a monarchy.

The Julio-Claudian Dynasty

  • Augustus, not having a son, passed on the position through adoption to his stepson, establishing the Julio-Claudian dynasty.

  • Other than Augustus, the Julio-Claudian emperors (like Nero) were not considered great, often struggling with mental illness.

  • The Julio-Claudian dynasty ended with Nero in 68 AD, leading to another round of civil war.

The Flavian Dynasty

  • The civil war following Nero's death was won by Vespasian, establishing the Flavian dynasty.

  • This dynasty saw the first father-to-son succession, initially restoring the Augustan form of emperor as leader of the senate.

  • Vespasian's second son, Domitian, became more authoritarian, leading to his assassination in 96 AD.

The Five Good Emperors

  • The period of the Five Good Emperors was characterized by:

    • Good relationships with the Senate (except for Hadrian, who avoided them)

    • Maintaining peace

    • Maintaining the respect of the army

    • Keeping enemies at bay

  • Notably, none of the five good emperors, except the last one, came to power through blood succession, but instead through adoption and grooming of a successor based on merit.

  • This formula led to a long period of stable and effective rule.

Trajan: The Empire's Greatest Extent

  • Trajan, the second of the five good emperors, ruled from 98 to 117 AD.

  • Under Trajan, the Roman Empire reached its greatest territorial extent, including:

    • Spain and France

    • Britain up to the borders of Scotland

    • The entire Mediterranean coastline

    • Europe up to the Rhine and Danube Rivers

    • Control of the Carpathian Mountains

    • Mesopotamia

Hadrian: Fortifying the Borders

  • Hadrian, Trajan's successor, decided that the empire had expanded far enough and focused on fortifying its borders.

  • He shifted the Roman mentality from offensive expansion to defensive consolidation, marking clear distinctions between Roman and barbarian territories.

  • Hadrian built fortifications like Hadrian's Wall in Britain to delineate the Roman Empire's boundaries.

Marcus Aurelius and Commodus

  • Marcus Aurelius, the last of the five good emperors, reigned from 161 to 180 AD.

  • He spent much of his reign at war against Germanic tribes and other groups and faced a plague that devastated the army.

  • His actions maintained stability but his son, Commodus, proved to be a terrible emperor, losing territorial gains and bankrupting Rome.

  • Commodus was murdered in 192 AD, leading to another round of civil war.

The Severan Dynasty

  • Septimius Severus won the civil war and founded the Severan dynasty.

  • The Severan dynasty marked a turning point in the Roman Empire, shifting away from the Augustan compromise of republicanism and toward a true monarchy.

Changes Under the Severans

  • Exclusion of the Senate from power.

  • Military commands given to non-senators.

  • Separation of civic and military responsibilities.

  • Reliance on the military for power and ignoring the senate.

  • Septimius Severus's dying advice to his sons: "Get along with each other, pay the army well, and to hell with everyone else."

Disastrous Precedents

  • The Severans weakened the Parthian Empire, leading to the rise of the Sassanid Persians, a more formidable enemy.

  • The Sassanid Persians sought to reclaim territories including Syria, Asia Minor, and Egypt.

  • The Severans diluted the currency, causing inflation.

Positive Changes under Severans

  • They gave citizenship to every free inhabitant of the Roman Empire.

The Third-Century Crisis

  • The death of the last Severan, Alexander, led to the Third-Century Crisis (235-284 AD), a period of catastrophe characterized by:

    • Collapse of the currency ( extreme devaluation to 1.7% silver in coins)

    • Massive inflation

    • Major civil wars

    • Secession of parts of the empire

    • Barbarian invasions

    • At least 60 different men claiming the throne

Diocletian and the Tetrarchy

  • Emperor Diocletian (284-305 AD) ended the Third-Century Crisis by dividing power through the tetrarchy, the rule of four.

  • The tetrarchy consisted of two senior emperors (Augusti) and two junior emperors (Caesars), ruling together as an imperial council.

  • This system allowed generals to defend the frontier without the temptation to seize power, because they already held it.

Constantine and the Division of the Empire

  • After Diocletian's retirement, the tetrarchy fell apart due to civil war.

  • The empire became divided between East and West.

  • Emperor Constantine won the war in the West by 312 AD and later took control of the East.

Constantine's Conversion and its impact

  • Constantine converted to Christianity, bringing the previously persecuted religion to power.

  • Emperor Theodosius later made Christianity the official state religion of the Roman Empire.

  • Constantine built a new capital city at Constantinople, shifting the empire's center of power from West to East.

  • The Eastern Roman Empire, later known as the Byzantine Empire, survived, while the West declined.

Decline of the Western Roman Empire

  • After Constantine's death in 337 AD, the Western Roman Empire declined due to:

    • Internal division and civil wars

    • Declining army

    • Declining economy

    • External pressure from Germanic tribes displaced by the Huns.

Germanic Migrations and the Battle of Adrianople

  • The Western Roman Empire faced a full-scale migration of Germanic peoples fleeing the Huns.

  • The refugees, who were skilled warriors, strained Rome's resources.

  • In 378 AD, at the Battle of Adrianople, a Roman emperor was killed fighting a Germanic tribe within the empire.

Theodosius: Last Emperor of a United Empire

  • Theodosius (379-395 AD) was the last Roman emperor to rule over the entire empire.

  • He made Christianity the official state religion and subdued the Germanic tribes within Rome.

  • However, the tribes submitted to him personally, not to Rome, foreshadowing future problems.

Division and Fall of the West

  • Upon Theodosius's death in 395 AD, the empire divided permanently into East and West.

  • The Eastern Roman Empire (Byzantine Empire) survived until 1453, while the Western Roman Empire fell in 476 AD.

  • The migration of Germanic tribes and the collapse of political authority led to the rise of religious authority in the West, with the Pope becoming more influential.