Smith Chapter 3
Chapter 3: Definition: Frame the Problem
Key Concepts
Frame the problem as an advocate
Rhetorical awareness
Overview
Focuses on defining a societal problem to place it on the public policy agenda.
Emphasizes advocacy to gain policy makers' attention.
The Beginning of Public Policy Making
Perception of Wrong: Public policy making often starts with someone perceiving a societal or environmental issue.
Perceptions can lead to conflict or cooperation in defining these issues.
Pathways to Public Attention
Triggering Events: Can be large scale (e.g., hurricanes Katrina and Rita in 2005) or small scale (e.g., personal experiences such as the death of a child due to a drunk driver).
These events can create a policy window of opportunity.
Choosing the Problem: Influenced by various choosers inside and outside government (e.g., officials, advocacy groups).
Importance of Problem Definition
Definition as the First Move: Defines topics and direction of debate.
Predicts Solutions: Different definitions lead to different solutions. Example: Defining obesity as a public health problem opens pathways for legislative action.
Subjective Nature: Problem definition can be subjective and varies across constituencies.
Rhetorical Aspect: Understanding rhetoric is essential; it involves who is speaking, to whom, and how the problem is framed.
Defining a Policy Problem
Goal
Recognize problematic conditions and frame the issue purposely.
Objectives
Purposeful depiction of the problem.
Product
Document can be short (1-page) or long (20+ pages).
Scope
Covers individual or collective issues—local or broader impact.
Strategy
Provide necessary information and expect flexibility in the writing process.
Problem definition is usually iterative; revisions may be needed as understanding evolves.
Getting a Problem onto the Public Agenda
Observation and Inquiry: Understand the problematic conditions effectively by engaging in various tasks.
Task 1: Describe the Problem and Identify Interests
Recognize problematic conditions; identify stakeholders.
Methods include:
Observations of daily routines and work environments.
Listening to or crafting stories about the problem from multiple perspectives.
Reexamine neglected needs or interests.
Work from known concerns and values.
Task 2: Specify the Issues
Identify stakeholders' concerns and political disagreements (stakeholders' attitudes and authority).
Task 3: Offer Solutions (if proposing a solution)
Solutions depend on policy instruments government can utilize.
If proposing, suggest feasible solutions or alternative approaches.
Review existing conditions and explore perspectives.
Task 4: Write the Document - Problem Description
Apply a rhetorical framework (audience, purpose, context).
Document types include letters, memos, briefs, and position papers.
Must answer key questions about the problematic conditions, issues, and potential solutions.
Ensure sources are cited correctly.
Five Examples with Scenarios
Addresses various advocacy communications reflecting different policy processes.
Example 1: Memorandum on Healthcare Benefits for Reserve Component Service Members
Highlights a disparity in healthcare between active duty and reserve service members.
Identifies problematic conditions affecting medical readiness.
Strengths and Weaknesses
Examines the implications of narrow vs. broad problem definitions.
Encourages iterative revisions and development of document drafts.
Conclusion
Problem definition is essential in the policy process, emphasizing advocacy and rhetorical awareness as critical components.