Study Notes on The State

Key Issues of the State

  • Origin of the state

  • Meaning of state

  • Etymology of the word state

  • Features of state

  • Theories of the origin of the state

  • Role of the state

  • Concept of nation

  • Features of a nation

  • Similarities between state and nation

  • Distinction between state and government

  • Nation-state

  • Nationless-state

  • Stateless-nation

  • State capacity

Introduction to Political Science

  • Political science is primarily defined as the study of the state.

  • The discipline's evolution has significantly focused on the modern state.

  • Importance of dissecting the term "state":

    • Definition

    • Essential features

    • Functions

    • Relationship with related terms (nation, nation-state, stateless-nation, nationless-state)

  • Overview of global demarcation: All land except oceans (Antarctica and certain newly found lands) has been divided into states.

Definition of the State

  • Common definition: A political unit characterized by the following:

    • well-defined territory

    • population or people

    • organized government

    • independence from external control

  • Harold Laski's definition (1951):

    • The state as a territorial society divided into government and subjects, with supremacy over all institutions in its designated area.

  • Nnoli's definition (1986):

    • The state is characterized by population, government, territory, and the monopoly of force within its territory, exercised by the government.

Features of the State

  • Essential elements for the existence and maintenance of the state:

    1. Population or People: A community of individuals residing in the state.

    2. Territory: A defined geographical area.

    3. Government: Organized administration that maintains order and provides services.

  • The principles adopted from the Treaty of Westphalia (1648):

    • Sovereignty of states

    • Legal equality among states

    • Non-interference in internal affairs

The Origin of the State

  • The state as a relatively new concept in world affairs.

  • Historical context:

    • Prior to the seventeenth century, political entities were defined by the power of ruling elites and religion. Entities were city-states, principalities, kingdoms, or empires.

  • Leaders derived authority from military prowess and divine sanction—a belief rooted in religious legitimacy.

  • The modern understanding of the state emerged post the Treaty of Westphalia (1648)—marking the end of the Thirty Years’ War.

The Thirty Years’ War and the Treaty of Westphalia

  • Causes of the war:

    • Protestant Reformation led by figures like Martin Luther (1517) challenging the Church's authority.

    • The war comprised four main phases:

    1. (1618-1621): Initial conflict in Bohemia, characterized by religious and political challenges.

    2. (1621-1630): Continued battles in Germany and Netherlands, involving Denmark, France, and Sweden.

    3. (1630-1632): Further extensive combats.

    4. (1632-1648): Final confrontations between French, Swedes, and Germans.

  • Negotiations began in 1641, culminating in the 1648 Treaty of Westphalia:

    • Involved various nations like Bavaria, Denmark, France, and the Holy Roman Empire.

    • Established the principle of sovereignty among states and dictated non-interference in internal affairs.

Etymology of the Word State

  • Origin of the term state:

    • Romans used "civitas" (polis-city state) and "res publica" (public welfare) to denote governance.

    • The term derives from the Teutonic tribes' use of "status."

    • Machiavelli's "stato" referenced the collective power over citizens.

  • Distinction between common usage and political science:

    • Ordinary usage equates state and nation; however, political science emphasizes differentiating characteristics.

Meaning of the State

  • Gamer's definition (1932):

    • A community, occupying a defined area, nearly independent of external control, with an organized government to which inhabitants obey.

  • Maclver's view (1932):

    • An association governed by law and coercive power to maintain order.

  • Donovan et al.'s summary (1981):

    • A formal entity with jurisdiction over a defined territory and population, empowered to create and enforce binding rules.

  • Implication of the Treaty of Westphalia in establishing modern state characteristics:

    • Legal equality and territorial sovereignty solidified the structure of the modern state system that persists today.

Features of the Polis

  • Ancient Greek polis as a primitive concept of state:

    • Featured city-state characteristics, autonomous governance, and geographical size between 50-500 square miles.

  • Estimated 600 to 1500 poleis existed, including Sparta, Athens, Mycenae, and Delphi, functioning as self-governing political units.

Features of a Nation

  • Cultural commonality: A nation typically shares common culture, language, history, and traditions among its members, fostering a sense of identity.
  • Sense of belonging: Individuals within a nation often feel a strong emotional connection to each other, shaped by shared experiences and values.
  • Geographic boundaries: While nations may not have well-defined political boundaries, they often occupy specific territories that they identify with, which may or may not align with state borders.

Features of the State

  • Defined territory: A state has a clearly delineated geographical area on which it exercises governance.
  • Population: Comprising individuals who reside within the state's boundaries, a state's legitimacy often hinges on its recognition by its inhabitants.
  • Organized government: A state has a structured system of authority that enforces laws, maintains order, and provides public services.
  • Sovereignty: States possess the autonomy to govern themselves without external interference, maintaining control over their internal affairs.

Features of the Nation-State

  • Merger of nation and state: A nation-state is a political entity where the boundaries of the state coincide with those of the nation. Members share a common identity, culture, and governance.
  • National self-determination: In a nation-state, the right to self-governance is often emphasized, with citizens sharing a sense of loyalty and commitment to the state based on their common identity.
  • Legal recognition: A nation-state is recognized legally in international law, meaning it has defined rights and responsibilities on the world stage.
  • Stability and order: Nation-states often aim for political stability by fostering national unity and promoting common interests among diverse groups within their populations.