Forms of Ownership

6.1 Forms of Ownership

  • Definition: Refers to the legal status of a business and how it is owned.
  • Entrepreneurs need to choose the form of ownership that best suits their business.
  • Eight types of ownership:
    • Sole Proprietor
    • Partnership
    • Close Corporations
    • Private Companies
    • Public Companies
    • Personal Liability Companies
    • State-Owned Companies
    • Profit Companies
    • Non-Profit Companies

Sole Proprietor

  • Definition: The simplest form where an individual is responsible for setting up and running the business, managing investments, risks, and returns.
  • Characteristics:
    • Owned and managed by one person.
    • Assets and profits belong to the owner.
    • No legal separation between the business and the owner.
    • Owner is legally responsible for debts.
    • The business doesn't pay separate tax; the owner pays tax in their capacity.
    • Profit is added to the owner's other income, and SARS calculates the tax.
    • No legal and administrative formalities for formation.
    • The sole proprietor is not a legal entity; agreements are made in the owner's name.
    • Unlimited liability; personal possessions can be used to pay debts.
  • Advantages:
    • Easy to start.
    • Business is run as the owner sees fit.
    • Assets and profits belong to the owner.
    • Owner makes all decisions.
    • Requires little capital to start.
    • Simple management structure.
    • Easily adapts to customer needs.
    • No legal process and requirements.
    • Personal encouragement and contact with customers.
  • Disadvantages:
    • Owner provides only skills, time, and energy.
    • Business cannot continue if the owner dies or retires.
    • Limited capital.
    • Unlimited liability.
    • Cash flow problems are common.
    • Restricted growth due to lack of capital.
    • Not a legal entity and no continuity.
    • Difficult to attract highly skilled employees.
    • Potential failure without enough knowledge or experience.

Partnership

  • Definition: Owned and managed by two or more individuals (partners) who agree to set up and run a business and share profits according to an agreement.
  • Characteristics:
    • Agreement between two or more persons.
    • Each partner contributes (skills, resources, or money).
    • Profit and losses shared per the partnership agreement.
    • Not legal entities, so partnerships do not pay tax in their personal capacities.
    • Profit is divided among partners in a ratio agreed upon.
    • No legal requirements regarding the name.
    • Partners have unlimited liability; jointly and severally liable for debts.
    • Auditing of financial statements is optional.
    • Shared responsibilities and decision-making.
    • No legal formalities to start, only an agreement is required.
    • No legal personality, so no continuity when a partner leaves.
    • Legal liabilities lie with the partners.
  • Advantages:
    • Shared responsibilities.
    • Partners can deal with problems together.
    • Easy to establish.
    • Combined knowledge and skills for better decisions.
    • Shared workload and responsibility.
    • Shared resources.
    • Partners pay tax in their personal capacity.
    • Personal interest in the business.
    • Ability to bring in extra partners.
    • Attracting prospective employees with partnership incentives.
    • Partners contribute new skills and ideas.
    • Motivated to work hard due to profit sharing.
    • Easy to raise capital.
    • Potentially lower taxation.
  • Disadvantages:
    • Potential disagreements and slow decision-making.
    • A bad decision by one partner can lead to losses.
    • Dissolution required if a partner dies or retires.
    • Unlimited liability for all partners.
    • Joint liability for the partnership.
    • Conflicts due to different personalities and opinions.
    • Profits must be shared.
    • Limited lifespan.
    • Resignation, death, or bankruptcy of a partner can affect profit and stability.
    • Potential lack of capital and cash flow.
    • Unequal contributions from partners.

Close Corporation (CC)

  • Definition: An optional association of one to ten persons who qualify, secured incorporation under Act 69 of 1984.
    • The new Companies Act does not make it possible to register a Close Corporation (CC), however existent CCs may continue to trade.
  • Characteristics:
    • Appropriate for small and medium businesses.
    • Legal entities with legal rights and responsibilities.
    • One to ten members who share a common goal.
    • All members involved in management.
    • Each member contributes assets/services.
    • Name ends with CC.
    • Members have unlimited liability except where the CC has had more than ten members for six months or longer.
    • Own legal personality with unlimited continuity.
    • Optional auditing; only requires an accounting officer.
    • Transfer of member's interest requires approval.
    • Profits are shared in proportion to member's interest.
  • Advantages:
    • Few legal requirements.
    • Legal entity with continuity.
    • Can be converted to a private company.
    • Members have limited liability.
    • Owners' interest doesn't need to be proportional to capital contribution.
    • May be exempt from auditing by CIPC.
  • Disadvantages:
    • Limited growth with a maximum of ten members.
    • Members can be personally liable for losses if actions are incompetent.
    • Audited financial statements may be required for loans.
    • Taxed like a company, potentially higher than personal rates.
    • Difficult for members to leave.
    • Double taxation (income and STC on dividends).

Private Company

  • Definition: Restricts share transfers and does not invite public subscription; name includes "Proprietary Limited" or (Pty) Ltd.
  • Characteristics:
    • One or more directors and shareholders are required.
    • No limit on the number of shareholders.
    • Not bound to publish a prospectus.
    • Subject to many legal requirements.
    • Not allowed to sell shares to the public.
    • A minimum of two shareholders are required for a meeting, except in the case of a one-person company.
    • Register with the Registrar of Companies by drawing up a Memorandum of Incorporation.
    • Annual financial statements must be audited with some exceptions in terms of the new Companies Act.
    • Private companies do not offer securities to the public.
    • Shareholders have limited liability for the debt of the business.
    • Investors put capital in to earn profit from shares.
    • The company has a legal personality as well as unlimited continuity.
    • Raises capital by issuing shares to its shareholders.
    • Profits are shared in the form of dividends in proportion to the number of shares held.
  • Advantages:
    • More capital can be raised than by an individual.
    • Auditing of financial statements is voluntary.
    • Not necessary to appoint an auditor, audit committee, or company secretary.
    • More opportunities to pay less taxation.
    • Good long-term growth opportunities.
    • Own legal identity and shareholders have no direct legal implications/ limited liability.
    • Board of directors with expertise/experience can be appointed to make decisions.
    • Not required to file annual financial statements with the commission.
    • It is a legal person and can sign contracts in its own name.
    • The new Act forces personal liability on directors who knowingly participated in conducting business in a reckless/fraudulent manner.
    • Financial statements are private and not available to the general public.
    • A company has continuity of existence.
    • It is possible to sell a private company as it is a legal entity in its own right.
    • It can easily raise capital by issuing shares to its members.
  • Disadvantages:
    • Restricted from raising funds directly from the public.
    • Costs and formalities associated with forming a company.
    • Tax is paid on the taxable income of the company and companies pay secondary tax on dividends distributed to shareholders.
    • Requires a lot of capital to start a private company.
    • The more shareholders, the less profits are shared.
    • More taxation requirements.
    • Directors do not have a personal interest in the business.
    • Annual financial statements must be reviewed by a qualified person, which is an extra expense to the company.
    • Difficult and expensive to establish as the company is subjected to many legal requirements.
    • Pays tax on the profits of the business and on declared dividends - Subject to double taxation.
    • Must prepare annual financial statements.

Personal Liability Company

  • Definition: A private company used by associations like lawyers, engineers, and accountants; name ends with