Leaders Manage Compensation Programs

Overview of Compensation and Stakeholder Concerns

  • Compensation includes all financial (money) and nonfinancial (nonmoney) payments and rewards provided to employees in exchange for their labor.

  • Managers face the challenge of balancing the conflicting concerns and expectations of different stakeholders:

    • Employees: Seek maximum possible compensation for their work.

    • Owners: Seek maximum profits from the operation.

    • Managers: Function as the bridge between employees and owners, managing these competing interests.

  • Costs in a restaurant or foodservice operation are categorized as:

    • Controllable Costs (Labor): This includes salaries, wages, tips, bonuses, merit pay, and commissions.

    • Uncontrollable Costs: Costs that the manager cannot directly influence through daily operational changes.

  • Prime Costs: These are the largest categories of costs in an operation and include:

    1. Labor costs (Salary or Wages + Benefits).

    2. Product purchases.

  • Compensation Formula: Total Compensation is defined as (Salary or Wages) + Benefits (e.g., sick leave, vacation time, health insurance).

Major Components of Compensation

  • Wages:

    • Compensation paid based on the actual hours worked per day.

    • These are heavily influenced by Federal and State laws as well as competitive rates offered by other employers.

  • Salaries:

    • Compensation paid on a weekly or monthly basis that does not fluctuate based on the specific number of hours worked.

    • These roles are typically "Exempt" from overtime pay requirements according to the Fair Labor Standards Act (FLSA).

  • Tips:

    • Money paid directly by the customer to the employee in return for services provided.

    • These must be reported for tax purposes, and relevant taxes must be paid.

  • Bonuses:

    • Extra payments provided to employees based on the achievement of specific targets or goals set by the operation.

  • Benefits:

    • May include sick leave, vacation time, and health insurance.

    • Often available only to full-time employees after they have completed a specific period of employment.

    • Some benefits are mandatory under federal and state law, while others are voluntary.

    • Employees are often unaware of the significant costs incurred by the employer to provide these benefits.

New York State Minimum Wage Specifics

  • Every worker in New York State is entitled to receive the New York State hourly minimum wage rates.

  • The specific rate varies based on:

    1. The region within the state.

    2. The type of work being performed.

  • Employees are encouraged to use the "Minimum Wage Lookup Tool" provided by the Department of Labor (https://dol.ny.gov/minimumwagehttps://dol.ny.gov/minimum-wage) to find their specific rate.

Federal and State Compensation Laws

  • Fair Labor Standards Act (FLSA):

    • Establishes the standards for minimum wage, overtime pay, record-keeping, and child labor.

    • Conflict of Laws Rule: If state and Federal minimum wage rates vary, employees are entitled to the higher benefit.

    • Tipped Employees: Employers may pay lower than the standard minimum wage provided that the combination of tips and wages equals at least the minimum hourly wage.

  • The Equal Pay Act:

    • Administered by the Equal Employment Opportunity Commission (EEOC).

    • Mandates "equal pay for equal work."

    • Jobs do not need to be identical to qualify, only "substantially equal."

    • Covers all forms of pay: salary, overtime, and benefits.

    • Employers are strictly prohibited from lowering a salary to comply with the act.

  • Family and Medical Leave of Absence (FMLA): Establishes rights for employees to take leave for specific family and medical reasons.

  • Worker’s Compensation:

    • Provides financial assistance and covers medical bills for employees who are injured or disabled while on the job.

  • Unemployment Compensation Programs:

    • Based on both Federal and State laws.

    • Provides partial wage replacement for a specific period to workers whose jobs are terminated through no fault of their own.

    • Individual eligibility, the amount of compensation, and the duration of benefits are determined by both Federal and State regulations.

    • Funding is provided by employers through payments into a specific fund.

Factors Affecting Compensation Costs

  • Revenue Levels: The amount of revenue generated directly determines the available labor budget.

  • Payroll Standards: The actual amount spent on labor, expressed in cash and as a labor cost percentage.

  • Local and Regional Pay Levels: Information on expected pay rates is published by the US Department of Labor, State Restaurant Associations, and Local Chambers of Commerce.

  • Competition’s Pay Levels: What other local businesses are paying for similar roles.

  • Knowledge and Skills Required: Pay varies based on the expertise needed (e.g., an Executive Chef in fine dining vs. a shift leader at a quick-service restaurant).

  • Collective Bargaining Agreements (CBA):

    • A legally binding contract between managers and employees represented by a union.

    • Covers employment conditions, pay rates, and dispute resolution procedures.

    • Managers must negotiate compensation directly with union representatives.

  • Other Factors:

    • Benefit trade-offs: Employees may accept lower pay if high-quality health benefits are offered.

    • Location-based subsidies: For example, an operation in a downtown office area might subsidize parking costs.

  • Economic Adjustments: Compensation guidelines should be reviewed annually to account for inflation, marketplace fluctuations, and general economic shifts.

  • Labor Cost Calculations (Examples):

    • $180,000 \times 0.30 = 54,000\n - $200,000 \times 0.30 = 60,000

The Compensation Control Process

  1. Monitor factors: Keep up to date on external compensation issues.

  2. Analyze and Establish: Analyze factors affecting compensation to establish standards and procedures for the organization.

  3. Train: Train the staff to strictly follow the established standards and procedures.

  4. Monitor Performance: Observe employee performance and compare actual performance against the established standards.

  5. Take Action: Resolve any deviations found during the monitoring phase.

Compensation Policies and Performance Management

  • Typical Compensation Policies:

    • Direct deposit of paychecks.

    • Garnishment (a legal procedure for debt collection from wages).

    • On-call pay and payments for work performed when called in.

    • Pay raises, promotions, and reclassifications.

    • Strict confidentiality of compensation information.

  • Merit Pay Plans: Incentives designed to encourage employees to improve performance and productivity.

    • Factors for Merit Decisions:

      • Job performance according to standards.

      • Accomplishments recognized beyond the immediate work team.

      • Current pay rate.

      • Overall contribution to business goals.

      • Economic performance of the business (merit pay may decrease in a "bad year").

  • Cost of Living: Monitored via the index developed by the US Bureau of Labor Statistics, reflecting changes in the price of food, housing, and transport.

  • Compensation Exceptions:

    • Applies when an employee is at the top of their pay range and cannot receive a standard merit increase.

    • Could be due to excellent work accelerating their progress to the top or being hired at a high rate due to experience.

    • Managers should seek to make exceptions or provide alternative rewards where possible.

  • The Peter Principle: A warming against promoting employees into roles they are not suited for or do not desire, which frequently leads to frustration and failure.

  • Performance Appraisals:

    • Typically the time when employees are informed of compensation increases.

    • Frequency is often annual, occurring on the employee's anniversary join date.

    • Aligning appraisals with budget preparation allows for better payroll planning (e.g., planning for a 2%2\% general increase).

Payroll Processing and Technology

  • Record-Keeping Tasks:

    • Determining gross pay (total pay before any deductions).

    • Calculating withholdings for taxes and charges.

    • Calculating mandated benefits to be paid to each employee.

    • Calculating the employee's share of voluntary benefits.

    • Completing government forms and submitting payments to agencies.

  • Outsourcing vs. In-House:

    • Small operations: Tasks usually completed by the manager.

    • Large operations: Tasks are delegated to a specific employee or outsourced to a professional payroll company.

  • Critical Management Responsibilities:

    • Managers must ensure hours worked are accurate (actual hours vs. scheduled hours).

    • Securely document employment dates as they serve as the basis for vacation and sick time eligibility.

    • Ghost Employees: Managers must be vigilant against "ghost employees" (fraudulent entries on the payroll for people not actually working) and use detection methods.

  • Human Capital Management (HCM) and AI:

    • Technology centralizes payroll, benefits tracking, and employee info into one system.

    • Automation handles wage calculation, tax withholding, and regulatory compliance.

    • AI-driven systems monitor data for accuracy and flag discrepancies in real-time.

    • Cloud-based platforms ensure records are secure, accessible, and compliant with all laws.

Questions & Discussion

  • 8.1 Knowledge Check:

    • What are some examples of nonfinancial compensation that might be offered to employees in a restaurant or foodservice operation setting?

    • How can the way compensation is managed affect a restaurant or foodservice operation’s culture and profitability?

    • Why might it be challenging for managers in the restaurant and foodservice industry to balance compensation decisions while maintaining the operation’s vision and mission?

  • 8.2 Knowledge Check:

    • What are the two types of costs in a restaurant or foodservice establishment and how can managers influence each type?

    • What are the three broad types of labor costs in a restaurant or foodservice operation and how are they defined?

    • Why is it important for managers to be aware of the benefits offered by competitors, and how can this knowledge benefit their operations?

  • 8.3 Knowledge Check:

    • What are workers’ compensation laws and who administers them?

    • What is the primary requirement of the Equal Pay Act, and what forms of pay does it cover?

    • How do state minimum wage laws interact with the federal minimum wage law?

  • 8.4 Knowledge Check:

    • What are the key factors that restaurant and foodservice managers must consider when determining employee pay rates?

    • What is the concept of “economy of scale,” and how does it relate to labor costs in a restaurant or foodservice operation?

    • Why is it important for managers to be aware of local and regional pay levels when establishing pay ranges?

  • 8.5 Knowledge Check:

    • Why is fairness an essential element in establishing employee compensation policies and procedures?

    • What are some of the factors that managers should consider when determining pay increases?

    • What alternative tactics can managers consider when an employee is already at the top of the pay range and cannot receive a traditional merit increase?

  • 8.6 Knowledge Check:

    • How often should performance appraisals be conducted, and what is the most common frequency of appraisals in restaurants and foodservice operations?

    • Why might some operations align performance appraisals with an employee’s anniversary date?

    • What are the two approaches managers can take when discussing pay during performance appraisals? What is a benefit of each?

  • 8.7 Knowledge Check:

    • How can human capital management (HCM) software and AI enhance the payroll and recordkeeping process in restaurant and foodservice operations?

    • What does it mean to outsource payroll tasks, and what are some common options for outsourcing?

    • What is a ghost employee, and how can managers detect them?

Key Terms

  • Anniversary date (employment): The yearly recurring date of an employee's hire.

  • Benefits: Non-wage compensation such as insurance or paid time off.

  • Bonus (compensation): Monetary reward for reaching specific goals.

  • Collective bargaining agreement (CBA): Contract between management and a union.

  • Compensation: Total of all rewards (financial and nonfinancial) for work.

  • Competitive employers: Businesses in the same market competing for the same labor pool.

  • Defined benefit pension / Defined contributions: Specific types of retirement savings plans.

  • Equal Pay Act: Law requiring equal pay for substantially equal work regardless of gender.

  • Exempt employee: An employee not entitled to overtime pay under FLSA.

  • Fair Labor Standards Act (FLSA): Federal law governing minimum wage and child labor.

  • Garnishment: Legal seizure of wages to pay a debt.

  • Ghost employee: A fraudulent person on a payroll who does not actually work for the company.

  • Gross pay: Total earnings before taxes and other deductions.

  • Medicare / Social Security: Federal programs funded by payroll taxes.

  • Merit pay plan: A system linking pay increases to performance quality.

  • Outsource: Contracting an outside company to handle internal tasks like payroll.

  • Paid time off (PTO): Compensation for time not worked (vacation, sick days).

  • Performance standard: A benchmark used to evaluate employee efficiency and quality.

  • Prime cost: The sum of labor costs and product purchase costs.

  • The Peter Principle: Theory that employees are promoted to their level of incompetence.

  • Tip (compensation): Discretionary payment from a customer for service.

  • Unemployment insurance: System providing income to workers who lose their jobs.

  • Withholding tax: Money taken directly from an employee's paycheck for the government.

  • Workers' compensation: Insurance providing medical and wage benefits to injured workers.