P1 Collaborators, Bystanders and the Holocaust – Comprehensive Study Notes

Mapping the Nazi Empire and Jewish Demography

  • 1933 map: Jewish population concentrations across Europe (e.g.
    • Poland, USSR borderlands, Hungary, Romania = largest clusters
    • Germany, Austria, Czechoslovakia = mid-sized communities)
  • 1942 map: limits of the “Nazi empire” (blue shading)
    • West: Atlantic coast from Spanish border through occupied/​Vichy France, Low Countries, Denmark & Norway
    • Center: Greater German Reich, annexed Austria, Protectorate of Bohemia-Moravia, General Government of Poland
    • South: Axis allies Italy, Hungary, Slovakia, Romania, Bulgaria, Independent State of Croatia (NDH)
    • East: Occupied Soviet territories up to 1941 front line (Operation Barbarossa)
  • 1950 map: post-war Jewish population collapse virtually everywhere except (relative) pockets such as the USA/​Palestine (not on map) – visual evidence of Holocaust impact and post-war emigration.

Two Types of States Inside the Empire

  • Conquered/​occupied: Poland, France (north), Low Countries, Denmark, Norway, Greece, Yugoslavia, parts of USSR, etc.
  • Cooperative/​Axis partners: Italy, Hungary, Slovakia, Romania, Bulgaria, NDH-Croatia, (Vichy) France – sometimes both conquered and cooperative.

Why Did Cooperative States Join the Axis?

  • Long-standing ties to Germany/​Austro-Hungarian legacy (e.g. Hungary)
  • Home-grown fascism & ideological affinity (Arrow Cross, Iron Guard, Ustaša, etc.)
  • Convergent expansionist dreams (Italian “Mare Nostrum”, Hungarian revisionism, Croatian ultranationalism)
  • Common anti-communism—fear of Soviet influence in Balkans, Central Europe

Axis Europe – Country Case Studies

Italy
  • 50,000\approx50,000 Jews in 1943; many resident for millennia, largely integrated.
  • Mussolini: racism present but race not central until German pressure (1938 racial laws: definition, job expulsion, ban on inter-marriage, arrest of foreign Jews).
  • Enforcement initially lax → emigration wave.
  • Sept 1943: Italy surrenders; Germans occupy north, create Republic of Salò.
  • Oct–Nov 1943: mass round-ups Rome, Milan, Genoa, Florence; ~9,0009,000 deported → 8,000\ge8,000 murdered (mostly Auschwitz).
  • Survival rate ≈ 80%80\%; illustrates decisive role of local compliance & German presence.
Hungary
  • Pre-war Jews 445,000\approx445,000 (plus converts).
  • Arrow Cross fascists vs Regent Miklós Horthy (not a party member).
  • 1938–41 “Jewish Laws” modelled on Nuremberg: occupational quotas, racial definition, inter-marriage ban.
  • Jews barred from army; sent to brutal labour battalions → 27,000\approx27,000 deaths.
  • 1941: 20,00020,000 non-citizen Jews expelled to Ukraine → shot by Einsatzgruppen.
  • March 1944 German invasion (fear of separate Hungarian peace);
    • Apr: Jews outside Budapest into ghettos;
    • May–Jul: >400,000 deported, chiefly Auschwitz.
  • Oct 1944 coup: Arrow Cross rule, Budapest ghetto, shootings on Danube.
  • Total deaths (Hungary + annexed territories) 500,000\approx500,000.
Romania
  • Pre-war Jewish pop. 750,000!!980,000750,000!\text{–}!980,000; large Roma minority.
  • Dictator Ion Antonescu + Iron Guard fascists.
  • Pogroms (e.g. 1941 Bucharest slaughterhouse atrocity).
  • Army massacres while advancing into Bessarabia/​Transnistria (1941–42).
  • Jewish/​Roma victims under Romanian control:
    • Jews 375,000\approx375,000 killed
    • Roma 25,000!!30,00025,000!\text{–}!30,000 deported & killed.
Bulgaria
  • 50,000\approx50,000 Jews, 150,000\approx150,000 Roma inside 1939 borders.
  • Joins Axis 1941 (monarchical dictatorship).
  • Anti-Jewish job quotas; May 1942 Roma forced-labour registration.
  • Strong opposition by MPs, clergy, public – successful halt to deportation of Bulgarian-citizen Jews.
  • Non-Bulgarian Jews in Bulgarian-occupied Greece & Macedonia: ~11,00011,000 deported → murdered.
  • Result: most pre-war Bulgarian Jews survive.
Yugoslavia / Independent State of Croatia (NDH)
  • April 1941: Axis invasion after anti-Axis coup; territory carved up, NDH under Ustaša.
  • Ustaša ideology: Catholic, ultranationalist, anti-Jewish, anti-Roma, intensely anti-Serb.
  • Jasenovac – only non-German extermination centre:
    • >12,000 Jews, 15,000\approx15,000 Roma, 35!!40,00035!\text{–}!40,000 Serbs murdered onsite.
  • Wider NDH genocide: Serb deaths 300,000\approx300,000 (some estimates 500,000\sim500,000), majority of 30,00030,000 Roma & 30,000\approx30,000 Jews in region killed.
  • Overall Yugoslav Jewish loss: 80%\approx80\% of pre-war 70,00070,000.

Occupied Western Europe – Country Snapshots

Norway
  • Jews 1,500!!2,5001,500!\text{–}!2,500.
  • Anti-Jewish measures begin 1942; 1,000\approx1,000 escape to neutral Sweden; 700\approx700 deported & perish (mostly Auschwitz).
  • Collaborationist Vidkun Quisling regime – symbolic of treason.
Denmark
  • Jews 6,000!!7,0006,000!\text{–}!7,000.
  • Little local anti-Semitism; no Star of David rule; synagogue arsonists arrested.
  • Sept 1943 German martial law → planned deportation.
  • Massive popular/​governmental rescue: ferries & fishing boats to Sweden; <500500 arrested, 120120 deaths total.
  • Illustrates power of united civic resistance.
Belgium
  • Jews 60,000!!70,00060,000!\text{–}!70,000 (Antwerp, Brussels hubs).
  • 1942: Star, confiscations, forced labour; 25,00025,000 deported 1942–43 (Auschwitz).
  • Widespread sympathy; est. 50%\approx50\% of Jews hidden at some point; nonetheless 29,000\approx29,000 die.
The Netherlands
  • Jews 140,000!!160,000140,000!\text{–}!160,000; high assimilation (41 % inter-married).
  • Reichskommissar Arthur Seyss-Inquart: bans press, dismisses civil servants, Aryanises businesses.
  • Feb 1941 deportations ⇒ general strike – German reprisals.
  • 1942: 100,000\ge100,000 deported (Auschwitz, Sobibor).
  • 25,000!!30,00025,000!\text{–}!30,000 in hiding (Dutch underground aid).
  • Church protest Jun 1942 – further crack-downs (e.g.
    200 Jewish converts deported).
  • Death toll 105,000\approx105,00060!!70%60!\text{–}!70\% of pre-war community – highest W. Europe.
France (Vichy & Occupied)
  • 1933 Jews 225,000\approx225,000; late-30s total 350,000\sim350,000 (½ foreign-born).
  • June 1940 defeat ⇒ Marshal Philippe Pétain’s Vichy state (southern ‘free zone’, north directly occupied).
  • Pétain’s “National Revolution”: authoritarian, Catholic, anti-liberal; motto changed to “Travail, Famille, Patrie”.
  • Jewish Statute: racial definition, purges from civil service/​military, professional bans; foreign Jews interned, Algerian Jews stripped of citizenship; Jewish community fined for Resistance acts.
  • Deportations start Mar 1942; >40,00040,000 by end-42 (mostly foreign Jews, Auschwitz bound).
  • Total French victims 77,000\approx77,000 (two-thirds foreign-born); majority of French-citizen Jews survive by 1944 liberation.

Overarching Patterns & Lessons

  • Nazis located eager collaborators everywhere—from governments (Italy 1943, Hungary 1944, Vichy France) to local fascist parties (Arrow Cross, Iron Guard, Ustaša) and individuals.
  • Standard sequence exported across Europe:
    1. Legal definition (racial laws).
    2. Economic/​professional exclusion.
    3. Concentration (ghettos, forced labour).
    4. Deportation & killing.
  • Degree of destruction depended on local context:
    • Pre-existing antisemitism vs high assimilation
    • Conception of nationhood (ethnic vs civic)
    • Strength of civil society/​church opposition (Denmark, Bulgaria)
    • Presence of German troops & SS (Italy + Hungary after occupation)
  • Organized or spontaneous resistance saved lives; but where opposition weak or Nazis faced little risk, mortality soared.
  • Collaboration also occurred below state level: police auxiliaries, militia units, civilian informers, volunteers for Waffen-SS divisions (Nordic, Baltic, Balkan).

Bystanders – Concept & Debate

  • Raoul Hilberg’s tripartite model: Perpetrators • Victims • Bystanders.
  • Quote (paraphrased): hundreds of millions of non-Jews witnessed disappearance of Jews; indifference grew with wartime hardships; people viewed themselves as victims of war & fate.
  • Example testimony – Steven Fenves (Sombor, Yugoslavia): neighbours lined up on staircase, spitting & waiting to loot apartment once family expelled to ghetto.
  • Analytical issues:
    • "Bystander" implies neutrality, yet many passively benefited (looted property, took jobs, apartments).
    • Awareness gradients: rumours, visible confiscations, train transports – even without full knowledge of gas chambers, populations sensed catastrophe.
    • Historians now emphasise spectrum between complicity and rescue; “interlocking genocides” perspective foregrounds local agency.
  • Ethical reflection: war hardships did not negate moral choice; indifference indirectly enabled Nazi aims by lowering social/political costs.

Connections to Previous Lectures

  • Echoes of earlier topics:
    • Nuremberg Laws template replicated across Axis Europe.
    • Operation Reinhard camps in Polish General Government central to deportations.
    • Earlier discussion of concentration/​death camps clarifies Italian/Hungarian deportees’ fate at Auschwitz & Sobibor.
    • Continuity of nineteenth-century racial antisemitism (Dreyfus, Russian pogroms) into twentieth-century fascist policy.

Ethical & Philosophical Implications

  • Collaboration shows genocide is rarely a single-state enterprise; it thrives on transnational networks of like-minded regimes & opportunists.
  • Variability in outcomes (Denmark vs Netherlands) underscores importance of civic courage and institutional resistance.
  • Bystander debate probes limits of moral responsibility: is passive benefit or silence a form of complicity?
  • Post-war justice and memory (e.g.
    Righteous Among the Nations, but also trials of Quisling & Pétain) hinge on these distinctions.

Key Numbers & Formulae (for quick recall)

  • Italian survival ≈ 80%80\%
  • Hungarian dead 500,000\sim500,000 → loss rate 500,000445,000+1\frac{500,000}{445,000+} \approx 1 (virtually entire community outside Budapest)
  • Romanian Jewish death toll 375,000\approx375,000 out of <=980,000980,000 (≈38!%38!\%)
  • Bulgaria: 0 citizen deportations but 11,000\approx11,000 non-citizen deportees.
  • Denmark: 120/7,000  (1.7%)120/7,000\;\big(\approx1.7\%\big) killed – lowest in Europe.
  • Netherlands: 105,000/150,00070%105,000/150,000 \rightarrow 70\% mortality – highest W. Europe.
  • France: 77,000/350,00022%77,000/350,000 \rightarrow 22\%, two-thirds foreign.

Take-Away Themes for Exam Revision

  • Memorise each Axis/​occupied state’s trajectory: initial laws → timing of German intervention → scale of deportation.
  • Understand four motive clusters for collaboration (history, ideology, expansion, anti-communism).
  • Be able to contrast Denmark/​Bulgaria (successful rescue) with Netherlands/​Hungary (late occupation, rapid annihilation).
  • Articulate scholarly debate over “bystander” term and why neutrality is ethically contentious.
  • Remember “interlocking genocides” idea: Holocaust as framework that enabled local radical projects (e.g.
    Ustaša anti-Serb campaign).