2. Rule of Law + EU Based Law

Rule of Law & Separation of Powers

Principles of Rule of Law:

1. Legal Certainty

The law must be clear, accessible, not arbitrary, and must come from proper authority

6. Courts Protect Constitution

Using judicial review + precedent

2. Personal Liberty

Free to act unless prohibited by law

7. Rights and Liability Based on Law

Decisions must be based on rules, not discretion

3. Due Process

Right to fair, efficient trial

8. Human Rights Protected

Law must adequately protect an individual's human rights

4. Equality Before the Law

Everyone is equally subject to law

9. Ministers Must Act Within Powers

They cannot exceed statutory authority + must abide by the law like everyone else

5. Independent Judiciary

Courts are independent and free from political influence — Members of government can never be judges

10. State Must Comply with International Law

Treaties influence statutory interpretation

Courts can only uphold the above against executive actions, not Parliamentary Acts

Separation of Powers Purpose:

  • Prevent abuse of power

  • Ensure accountability between all powers

While the courts may keep the government in check by performing judicial review on royal prerogatives, it may not question certain areas known as “non-justiciable” prerogatives (international treaties, armed forces, prerogative of mercy, and granting public honor)

 

EU Based Law

The UK is a signatory to the ECHR, which is part of international law = not automatically binding domestically

  • Breaches are handled by the European Court of Human Rights (ECtHR)

  • HRA 1998 makes the ECHR enforceable in UK courts so individuals can sue public authorities domestically in the UK instead of going to Strasbourg

 

Procedure for Human Rights Claims

Two types of cases:

  • State v State (rare)

  • Individual v State – Possible only after exhausting all UK court options

    • Claim must be brought within 4 months of the final UK decision; AND

    • The individual must be a direct victim and have suffered "significant disadvantage."

 

Admissibility is reviewed by a single judge – if admissible, it moves to a committee or a chamber of the ECtHR

 

Core rule: It is unlawful for any public authority (including hybrid authorities) to act in a way incompatible with ECHR rights

  • A hybrid public authority = not purely public or private but performs public functions (e.g. housing associations, private prisons)

  • Exceptions — A public authority is not acting unlawfully if:

    • It was compelled to act by primary legislation

    • The authority was enforcing incompatible legislation

    • Section 6(1) does not apply to Parliament – The HRA does not bind Westminster Parliament or activities inside Parliament; this protects parliamentary privilege and respects sovereignty

  • Victims can sue public authorities in UK courts through judicial review or direct claim → Must bring the claim within one year of judgement

Declaration of Incompatibility: Courts must interpret legislation compatibly “so far as possible” — if not possible:

  • for Primary Legislation → courts must issue a declaration of incompatibilty

  • for Secondary Legislation → can be quashed only if:

    • The parent primary act does not force incompatibility, otherwise court must issue declaration

    • If the incompatibility is required by the Actdeclaration of incompatibility (s4)

Fast Track Remedial Order – Allows ministers to swiftly amend legislation following a declaration of incompatibility

ECHR Main Rights

Article 2

Right to Life 

ABSOLUTE

Prohibits the state from intentionally taking a life

  • Imposes a positive duty on the state to protect life

  • Requires effective investigations into deaths involving state responsibility

 

Positive Duty (Osman Test) – state owes a duty if it:

  • Knew or ought to have known of a real and immediate risk to an individual’s life

  • Risk was to an identified individual(s)

  • Failed to take reasonable measures to prevent the risk

 State must also NOT deport someone where there is a real risk of death

 

Exceptions (high bar) to duty only if:

  • Absolutely necessary, AND

  • To pursue one of the following objectives:

1.      defence from unlawful violence

2.      lawful arrest or preventing escape

3.      quelling a riot or insurrection

 

Article 3

Prohibition of Torture, Inhuman, or Degrading Treatment

ABSOLUTE only if it crosses the severity threshold

 

Includes positive duties to:

  • Protect those at risk

  • Prevent ill-treatment in custody   

  • Investigate allegations

Definitions:

  • Torture: High bar; includes beatings and waterboarding

  • Inhuman Treatment: Serious suffering, less than torture

  • Degrading Treatment: Humiliation or destruction of dignity 

Article 4

Prohibition of Slavery and Forced Labor

 

ABSOLUTE

Imposes a positive duty to:

  • Prevent slavery; and

  • Investigate potential breaches

 

This is an absolute right with minor exceptions:

  • Work done by convicted prisoners

  • Military service

  • Normal civic obligations (jury duty)

  • Emergency work

Article 5

Right to Liberty and Security of Person

LIMITED

State must not arbitrarily detain a person

  • Deprivation of liberty must be lawful, proportionate, and for a reason listed in article 5

  • Positive duty: state must explain detention, provide safeguards, and investigate disappearances

Article 6

Right to Fair Trial

 

ABSOLUTE re fair trail

LIMITED re being in public

Requires:

  • Access to a court

  • Independent and impartial tribunal

  • Public hearing unless national security, protection of minors, or fair admin of justice is needed – Judgement must be publicly pronounced

  • Reasonable time

  • Effective participation where D understands proceedings and has translator if needed

  • Evidence rules complied with

  • Equality of arms – no significant advantage between parties

Positive Obligation: cannot remove someone to another country if there is a real risk of an unfair trial there

Article 7

No Punishment without Law 

ABSOLUTE

Cannot be convicted for something that was not a crime at the time; OR No harsher penalties than those available at the time

Article 8

Right to Private & Family Life

 

QUALIFIED

This is a very broad right that is qualified

 Interference must be prescribed by law for a legitimate aim:

  • national security

  • public safety

  • economic well-being

  • prevention of disorder or crime

  • health/morals

  • protection of others’ rights

  • Necessary and proportionate

 

Horizontal effect: this article can apply UNDER HRA between private parties (e.g. newspaper vs individual)

Article 9

Freedom of Thought, Conscience, and Religion

 

QUALIFIED to manifest beliefs but absolute to hold them

 

Manifestation includes:

  • Wearing religious clothing

  • Praying

  • Preaching

  • Displaying symbols

 

Limitations – must meet legitimate aims:

  • public safety

  • protection of order

  • health or morals

  • rights/freedoms of others

Article 10

Freedom of Expression 

QUALIFIED

 

Includes protection of journalists — but does not protect:

  • hate speech

  • abusive racist speech

  • incitement to violence

Restrictions must be prescribed, necessary, proportionate, and for a legitimate aim 

Article 11

Freedom of Peaceful Assembly and Association

QUALIFIED 

Right to protest peacefully, join trade unions, form organizations

  • Restrictions allowed for national security, public safety, prevention of disorder, etc.

  • Positive obligation: The state must take reasonable steps to protect peaceful protestors

 

Article 14

Prohibition of Discrimination

Rights must be enjoyed without discrimination based on sex, race, age, religion, etc.

  • reference to this article must be brought with another breach

Categories of ECHR Rights

  1. Absolute Rights

Right cannot be restricted or interfered with under any circumstances

  • No justification is permitted (except where the Article itself has explicit exceptions)

  • e.g. right to life, prohibition of torture, prohinition on slavery, and no punishment without law

 

  1. Limited Rights

Rights that may be restricted only in specific, clearly defined circumstances

  • Limitations are built in the article itself

  • e.g. right to liberty and fair trial (public)

 

  1. Qualified Rights

Rights which may be interfered with by the state, provided it can justify the interference and legal criteria are met.

  • e.g. right to private and family life, freedom of religion and expression, and right to assembly

  •  A qualified-rights interference is lawful only when all four conditions in the table below are met.

Requirement

Explanation

a. Prescribed by law

The restriction must be based on UK domestic law that is: clear, accesible, and predictable.

Case Example: Malone v UK (1984): Police tapped Malone’s phone based on internal guidance not available to the public. They were held to breach Article 8 – not prescribed by law.

b. Legitimate aim

Must pursue one of the aims listed in the Article – includes:

  • National security

  • Public safety

  • Protection of health/morals

  • Economic wellbeing

  • Prevention of crime/disorder

  • Protection of rights of others

c. Necessary in a democratic society

The interference must have been for a pressing social need, e.g. preventing violence, terrorism, and riots

d. Proportionality

Interference must be proportionate to the aim pursued

 

4 stage proportionality test (Bank Mellat v HM Treasury 2013):

  1. Is the objective sufficiently important?

  2. Is there a rational connection to the aim?

  3. Could a less intrusive measure have been used?

  4. Has a fair balance been struck between public interest and individual rights? (Prescribed, legitimate aim, proportionate)

 

 

Derogation: temporary suspension of certain rights in times of emergency.

  • Derogation must be performed only to the extent strictly necessary

  • It cannot be inconsistent with obligations under international law

  • Must be reported to the secretary general of the council of Europe

Most absolute rights cannot be derogated from (right to life except in war, torture or inhuman/degrading treatment, prohibition of slavery, punishment without law)

 

Reservation: condition upon joining the Convention where the state opts not to be bound by certain provisions

 

ASSIMILATED LAW (POST-BREXIT)

EU Regulations had direct effect on the UK until the European Union Act 2018 (Withdrawal Act) repealed the 1972 European Communities Act

The UK formally left on 31 January 2020, triggering the start of the Transition Period (also called the Implementation Period – ran from 31Jan2020 to 31Dec2020)

  • During the transition period, EU law continued to apply in the UK - unless otherwise stated in the Withdrawal Act:

    • EU regulations still had direct effect and supremacy

    • UK courts were still bound to follow EU regulations

 

EU Primary Legislation

EU Secondary Legislation

  • TFEU

  • TEU

  • CFR (Charter for Fundamental Rights)

*don’t confuse with ECHR

  • Regulations

  • Directives

  • Decisions

 

Post-Brexit

🚫 What Is No Longer Applicable?

  • CJEU (European Court of Justice) has no jurisdiction in the UK

  • UK courts are not bound by new EU laws or future CJEU judgments

Types of Assimilated Law

  1. EU derived domestic secondary legislation

These are UK Statutory Instruments (Sis) passed to implement EU directives — Preserved ones are labelled as assimilated law

 

  1. EU regulations with direct effect

Before Brexit, EU regulations were applied automatically in the UK, however, now they are “assimilated law.”

The Withdrawal Agreement is UK law automatically – It has supremacy over conflicting domestic law

EU supremacy still exists but ONLY for rights contained in the Withdrawal Agreement