Law of the Sea – Baselines, Bay Closing Lines & Related Issues
Administrative Announcements
- Opening karakia and congratulations for arriving at 08:30.
- A class representative is required; volunteer to see lecturer after class.
- Printing the UNCLOS booklet:
• Commercial supplier quote: 38\text{ NZD} to print; Campus Books surcharge 30\text{ NZD} → total 68\text{ NZD} (deemed excessive).
• Local printer (Bond Street Printers) estimate: 25–30\text{ NZD} per copy if printed in bulk; cost rises for single copies.
• Two options: (1) students self-print at Warehouse Stationery, etc., or (2) lecturer orders bulk copies and sells for cash (25–30\text{ NZD} depending on volume).
• Vote taken; majority prefer lecturer-supplied copies. Possible Wednesday delivery if order placed today.
• Clarification: booklet is the full Law of the Sea Convention, not a substitute for prescribed textbook. - Online quizzes: mandatory minimum of eight is dropped. Now optional; best five scores × 2\% each → 10\% of course grade. Doing fewer than five forfeits remaining marks.
Recap of Previous Lecture
- Straight baselines (UNCLOS Art. 7) permitted where:
• Coast is “deeply indented” or fringed with islands.
• Lines must not depart from general direction of coast.
• Waters landward must be closely linked as internal waters; economic interests may be considered. - Bay closing lines (Art. 10) introduced; today’s focus is detailed application & practice.
Why States Care About Baselines
- Baseline = point from which every other maritime zone is measured (territorial sea, contiguous zone, EEZ, continental shelf).
- Waters landward of a closing line or straight baseline become internal waters → full sovereignty, no right of innocent passage (subject to limited historical exceptions).
Straight Baselines (Art. 7)
- Applicable when:
• Fringing islands, or
• Deep indentations. - No maximum length specified, but they must track general coastal direction.
- Existing usage may preserve certain rights of innocent passage.
Bay Closing Lines (Art. 10)
- Motivation: convert entire bay to internal waters.
- Two-step legal test:
a. Semicircle Test:
• Identify natural entrance points of bay.
• Draw a straight line (diameter) across the entrance.
• Construct semicircle outward with radius r = \tfrac{1}{2}\text{(length of diameter)}.
• If area of water behind the diameter exceeds area of semicircle \bigl(A_{\text{water}} > \tfrac{1}{2}\pi r^{2}\bigr), the bay qualifies.
b. Length Limit: diameter must not exceed 24\text{ nautical miles (nm)}. - If diameter > 24\,\text{nm}, state must “step in” to a shorter chord that still meets semicircle test.
Other Baseline Rules
- Mouths of Rivers (Art. 9): line may be drawn between low-water marks at river mouth; no length limit.
- Ports (Art. 11): baseline may follow outer permanent harbour works.
- Low-Tide Elevations (Art. 13):
• Feature above water at low tide but submerged at high tide.
• May serve as a base point only if it lies within 12\,\text{nm} of the mainland or an island. - Islands (Art. 121): every naturally formed land area above water at high tide generates its own full set of maritime zones unless it is a rock “which cannot sustain human habitation or economic life,” in which case only a territorial sea is generated.
- Historic Bays (Art. 10 §6): long-standing state practice may override semicircle rule; treated as internal waters by historic title.
- Artificial Islands / Installations (Art. 60 & 80): cannot be used as base points; only natural features count.
Practical Methodology for Drawing a Bay Closing Line
- Identify natural entrance points.
- Draw straight line (candidate diameter).
- Use compass/divider to draw semicircle outward.
- Compare areas qualitatively or, if data available, quantitatively.
- Verify diameter ≤ 24\,\text{nm}.
- If test fails, either:
• Shorten diameter (new entrance points), or
• Revert to straight baselines (Art. 7) or normal baselines (Art. 5).
In-Class Exercise Case Studies
1 Kuipera Harbour (NZ)
- Natural entrance: north–south headlands.
- Semicircle area < water area → passes test.
- Entrance length estimated < 24\,\text{nm}.
- Outcome: lawful bay closing line; entire harbour = internal waters.
2 Bay of Plenty Segment (Whangamatā → Te Kaha, with offshore islands)
- Multiple candidate entrances; all diameters large.
- Semicircle covers very wide offshore area; water area behind candidate lines smaller → fails test.
- Straight baseline argument rejected: island distribution not “fringing” and orientation would depart from general coastal direction.
- Default: normal baselines following low-water line; individual islands can generate their own territorial seas/EEZs.
3 Hawke’s Bay (Napier region)
- Entrance ambiguous; any plausible chord likely > 24\,\text{nm} and semicircle dominates.
- Conclusion: cannot be closed; revert to normal baselines.
4 Hauraki Gulf-like Scenario (Pacific coast north of Auckland)
- Students found viable chord from prominent “nub” to Coromandel headland: \approx 22.7\,\text{nm} (< 24).
- Semicircle area ≪ water area; qualifies.
- Alternative longer chord (Leigh–Coromandel) measured >24\,\text{nm} and would fail length test.
Using Low-Tide Elevations & Islands in Boundary Delimitation
- Diagram shown: presence of a low-tide elevation close to State A shifts median line markedly seaward, enlarging State A’s EEZ/continental shelf claim.
- Strategic importance explains why states negotiated Art. 13 compromise.
Cartographic & Practical Notes
- Nautical charts (hydrographic office) provide low-water line; ordinary tourist maps usually do not.
- Mariners still need to consult tide tables and notices to mariners for real-time hazards.
- Compass/semi-circle tools useful for field planning; digital GIS now common, but exam will not require physical protractor.
- Question raised: why is the USA not a party despite “consensus” adoption?
• Consensus did not mean unanimity; developed states, esp. US, objected to Part XI seabed-mining & tech-transfer rules.
• 1994 Implementing Agreement modified Part XI; US still unsigned but follows many provisions as customary law.
Ethical & Governance Implications
- Expansive baseline claims maximise sovereign control but can encroach on navigational freedoms, fishing rights, or neighbouring states’ entitlements.
- UNCLOS tries to balance coastal-state interests and international navigation; misuse (e.g. excessive straight baselines) risks dispute and undermines legal certainty.
Assessment Reminders
- Bring cash on Wednesday if purchasing printed convention.
- Quizzes: attempt as many as you like; top five count.
- No geometry instruments required in graded assessments, but understanding methodology is examinable.
Key UNCLOS Articles Mentioned
- Art. 5 Normal baselines (low-water line).
- Art. 7 Straight baselines.
- Art. 9 River mouths.
- Art. 10 Bays (semicircle & 24\,\text{nm} rule; historic bays §6).
- Art. 11 Ports.
- Art. 13 Low-tide elevations.
- Art. 60 & 80 Artificial islands & installations.
- Art. 121 Islands.
Take-Away Checklist for Exam Preparation
- Be able to describe and apply semicircle test including formula A = \tfrac{1}{2}\pi r^{2}.
- Know 24\,\text{nm} limit and absence of maximum for straight baselines.
- Distinguish between straight baselines, bay closing lines, and normal baselines.
- Explain rules for low-tide elevations and ports.
- Recognise strategic/legal relevance of historic bays and artificial structures.
- Understand administrative logistics: importance of possessing full UNCLOS text during first six weeks and test.