Political Systems, Federalism, and Participation Study Notes

Introduction to Political Systems

  • Difference between Confederation and Unitary Political System
      - Unitary System
        - Centralized authority over states.
        - Examples include countries with a strong national government that dictates policies across all states.
      - Confederation
        - Alliance of states where the central government has limited power.
        - Power is retained by individual states.
        - Seen as one end of a spectrum with unitary on the opposite end and federalism in the middle.

Six Errors in Federalism

  • State-Centered Federalism
      - National government has extremely limited power, as desired by the Founding Fathers.
      - States manage their own affairs with little interference from the federal government.
      - Closest to equality between state and central power, reflecting the hesitation of establishing a strong federal government post-Independence.
      - Emergence of the Bill of Rights showcases concerns over federal power.

  • Dual Federalism
      - Reigns from the 1790s to the New Deal era.
      - Characterized by strict separation of powers between federal and state governments.
      - Involves significant historical events such as the Civil War, which necessitated a stronger federal government.
        - Legal amendments (13th, 14th, 15th) expanded federal authority.
      - Tension exists due to landmark cases like Dred Scott, which attempted to preserve states' rights while expanding federal powers with laws such as child labor restrictions and income tax challenges.

  • National Supremacy Federalism
      - Period from 1819 to 1937 marked by a stronger federal government asserting authority over states.
      - Associated with significant Supreme Court cases, particularly concerning the establishment of a national bank and the national supremacy clause.
      - States attempted to nullify federal actions, but this led to a solidification of federal dominance.

  • Cooperative Federalism
      - Developed in response to the New Deal, characterized by intermingled responsibilities among state and federal governments.
      - Known as “marble cake federalism” where states and federal authorities work together toward common goals.
      - Promoted by President Franklin D. Roosevelt as a response to the Great Depression.
        - Led to establishment of laws like the National Labor Relations Act and national minimum wage.
      - Federal government primarily supports states rather than competing against them.

  • New Federalism
      - Emerged after the Reagan administration, advocating a reduction of federal control and promoting states' rights.
      - Introduced principles of free-market capitalism, moving towards a system that aligns more with confederation.
      - Incorporation of earnings and commerce proving limits was prioritized.

  • Current Trends in Federalism
      - The early 2000s displayed varying applications of federal and states' rights, with notable legislative actions during the administrations of George W. Bush and Barack Obama.
      - Dynamic alterations between enforcing federal authority and recognizing states’ rights.

Grants and Funding in Federalism

  • Categorical Grants
      - Federal funds allocated to states for specific purposes with stringent regulations.
      - States must adhere to guidelines to receive funding.
      - Examples include transportation grants tied to road building and maintenance.

  • Block Grants
      - Federal funds provided to states with fewer stringencies, allowing more discretion in spending.
      - Broader areas of spending, such as education, without specific conditions attached.

  • Unfunded Mandates
      - Laws enacted by Congress that require states to implement policies without federal funding support.
      - States carry the financial burden of compliance without federal assistance.

  • Earmarks
      - Federal funding allocated for specific projects in a state or district, often used maneuver politically to secure votes.
      - Earmarks are associated with individual interests or localized needs, incentivizing politicians to support certain legislation in exchange for funding assistance.

  • Coercive Grants
      - Federal government can incentivize or pressure states through grants: a “carrot and stick” approach.
      - Financial rewards for meeting expectations or penalties through withheld funds for noncompliance or policy divergence.

Political Participation and Voting Rights

  • Historical Voting Rights
      - Initial voting rights were limited to white male property owners aged 21 and above.
      - Expansion of the franchise occurred in phases:
        - Fifteenth Amendment (1870) allowed African American men to vote.
        - Nineteenth Amendment (1920) granted women the right to vote.
        - Indian Citizenship Act (1924) recognized Native Americans as citizens and granted voting rights.
        - Twenty-Third Amendment (1961) allowed residents of Washington, D.C. to vote in presidential elections.
        - Twenty-Sixth Amendment (1971) lowered the voting age to 18 in response to youth fighting in the Vietnam War.

  • Contemporary Disenfranchisement
      - Discussion on ongoing disenfranchisement of various groups, especially those with felony convictions.
      - Certain territories lack voting representation in Congress; states maintain the authority to regulate voting eligibility.
      - Issues remain surrounding the unequal access to voting based on legislation and control by states.