Chapter_5Governing_Institutions_in_Democracies

Chapter 5: Governing Institutions in Democracies

Majoritarian vs. Consensual Democracies

  • Political Accountability: Ability of citizens to control political leaders and institutions.

    • Vertical Accountability: Individuals/groups hold state institutions accountable directly.

    • Horizontal Accountability: State institutions hold one another accountable.

  • Executive: Chief political power in a state; typically the most powerful government office.

  • Legislature and Judiciary:

    • Legislature creates laws; judiciary interprets them.

    • Power and autonomy of each varies significantly.

  • Power of the Majority: Fundamental concern regarding how much power the majority has over minorities.

Majoritarian Democracies

  • Concentrate power in one place and office.

    • Single-Party Executive: Strong executive power over the legislature.

    • Legislative Structure: Single legislative branch; easily amendable constitutions.

Consensual Democracies

  • Coalition Government: Multiparty executives negotiate to rule together.

  • Executive-Legislative Balance: Bicameral legislatures with two equally powerful houses.

  • Rigid Constitutions: Not easily amended.

Veto Players

  • Individual or collective actors whose agreement is essential for policy change.

  • More veto players & ideological distance → Less likelihood of policy change.

Government Structures

  • Parliamentarism: Majoritarian model; fusion of executive and legislative branches leads to powerful executors.

  • President as Head of State: Represents the country symbolically.

  • Prime Minister: Implements laws and policies; may vary in power depending on context.

  • Legislatures: Essential for democracies; not ubiquitous in authoritarian regimes.


Parliamentarism

  • Key Features: Concentration of power with few institutional veto players; PM as both executive and member of the legislature.

  • Voting System: Citizens vote for Members of Parliament (MPs); indirectly supporting the PM’s party leader.

  • Vote of No Confidence: Parliamentary majority can force resignation; PM may call new elections.

  • Dual Executive Structure: Nonexecutive head of state alongside executive head of government.

    • Typically, ceremonial; important for maintaining tradition and representation.

Coalition Government in Parliamentarism

  • PM’s power is contingent on having a majority.

  • Small parties can become veto players within coalitions.


Cabinet and Check on PM

  • The cabinet must include MPs; serves as a negotiation site.

Presidentialism

  • Key Concept: President acts as both head of state and head of government.

  • Distinct from parliamentarism: Separate elections for executive and legislative branches.

  • Fixed Terms: Presidents and legislatures have set terms, harder to interfere.

  • Separation of Powers: Defined aspect leading to potential "gridlock."

  • Coalitional Presidentialism: Presidents form coalitions in fragmented legislatures.

Semipresidentialism

  • Divides executive powers between elected president and prime minister.

  • Must clarify powers constitutionally; cohabitation leads to compromise.


Judicial Review

  • Authority of judges to declare laws unconstitutional.

  • Common Law vs. Code Law: Differing methodologies in judicial interpretation and reliance on precedent.

Judicial Independence

  • Ability to make decisions without political pressures.

  • Importance of legitimacy and process for independence.


Bureaucracies in Politics

  • Ideal Bureaucracy: Merit-based appointments, equal treatment under law, accountable to elected officials.

  • Political Appointees: Serve under political leaders; potential for conflict with professional bureaucrats.

  • Legislative Oversight: A key mechanism for accountability in bureaucracies.

Accountability in Political Systems

  • Variances across systems, affecting policymaking and stability.

    • Presidential Systems: Slow change; dual legitimacy creates conflicts between branches.

    • Semipresidential Systems: Depends on alignment of party powers.

    • Majoritarian Systems: Rapid change with fewer constraints.

    • Consensual Systems: Complex, slower policy changes with coalitions.


Federalism

  • Definition: Central government shares power with subunits; strength and weaknesses depend on constitutional delineations.

  • Unitary vs. Federal Systems: Unitary has central sovereignty, federal shares power.

  • Emergence of Federalism: Result of bargains among leaders; tends to evolve and centralize under majority dominance.

Strengths and Weaknesses of Federalism

  • Helps accommodate ethnic/religious divisions.

  • Potential for instability or centralization from dominant coalitions.

  • Symmetrical vs. Asymmetrical Federalism: Equal relationship vs. special rights for certain states.


Corruption and Political Culture

  • Models of Corruption: Vary by economic level and political system structure.

    • Influence markets, elite cartels, oligarchs and clans, and official moguls.

  • Impact of political culture on corruption levels; postcolonial states face unique challenges.