book 2
Chapter 3: Research Ethics
Introduction to Research Ethics
In 1998, an article published in The Lancet suggested a link between the MMR vaccine and autism.
This led to a cultural phenomenon known as "anti-vaxxers," who chose not to vaccinate their children.
Follow-up studies failed to establish a link, and it is now widely accepted that no relationship exists.
Serious flaws in the original research included:
Financial conflict of interest from the lead researcher who patented a competing vaccine.
Biased selection and testing methods for participants.
Use of unapproved and medically unnecessary procedures.
The Lancet retracted the article in 2010, and the lead researcher lost his medical license (Burns, 2010).
In 2011, social psychologist Diederik Stapel was found to have fabricated data in at least 55 published studies.
His deceit affected colleagues and doctoral dissertations he supervised, undermining the trust in academic research and the scientist's honor code.
Stapel was suspended, had awards retracted, and returned his doctorate, expressing regret for his actions.
In political psychology, Michael LaCour fabricated results in collaboration with Donald Green, losing credibility and a job offer from Princeton University.
Overview of Ethics in Psychological Research
This chapter explores various aspects of ethical considerations in psychological research, including:
A general framework for evaluating ethical issues.
Specific ethical codes for researchers, focusing on the Ethics Code of the American Psychological Association (APA) and the Tri-Council Policy Statement (TCPS 2).
Practical tips for conducting ethical research.
Moral Foundations of Ethical Research
Learning Objectives
Describe a general framework for addressing ethical issues in psychological research.
Provide examples of ethical challenges impacting research participants, the scientific community, and society at large.
Definition of Ethics
Ethics pertains to moral principles guiding behavior, differing across fields like business, medicine, education, and scientific research.
Ethical dilemmas often arise in research with human subjects, necessitating a robust framework.
A Framework for Thinking About Research Ethics
Core Principles of Ethical Research
Respect for Persons: Acknowledges participants' autonomy, ensuring informed consent and protection for vulnerable individuals.
Informed consent must be free, ongoing, and informed, safeguarding those who cannot exercise autonomy (e.g., children, mentally impaired individuals).
Concern for Welfare: Research must balance risks against benefits. Risks include harm from treatments, privacy violations, and psychological distress, while benefits can be knowledge advancement and improved well-being.
Ethical research should avoid unnecessary risks and respect participant confidentiality.
Justice: Obligates fair treatment, ensuring equitable distribution of risks and benefits across demographics, especially historically marginalized groups.
Examples of justice violations include the Tuskegee Syphilis Study where vulnerable groups were exploited.
Example Studies Illustrating Unethical Research
Milgram's Obedience Study (1963): Participants administered shocks to confederates, observing ethical lapses resulting in mental distress but yielding significant findings about authority obedience.
Participants displayed stress, with symptoms like sweating and nervous laughter. Many expressed a need for debriefing post-experiment.
Tuskegee Syphilis Study (1932-1972): Involved deceit where African American participants were misled about their treatment for syphilis, facing severe ethical violations.
Participants were neither treated nor informed of their condition, raising enduring ethical concerns.
Implications of Unethical Research
These foundational cases emphasize the importance of establishing ethical codes in scientific research to prevent occurrences of deceit and mistreatment.
Ethical Codes and Their Historical Evolution
Overview of Ethical Codes
Nuremberg Code (1947): Established post-WWII, emphasizing informed consent and risk-benefit evaluation
Declaration of Helsinki (1964): Further clarified ethical principles and established the necessity of independent oversight through research protocols.
Belmont Report (1978): Introduced in response to the Tuskegee Study, highlighting justice and equitable treatment in research.
Tri-Council Policy Statement (TCPS): Current Canadian ethical standards based on respect for persons, welfare, and justice. First published in 1998, revised in 2010.
Applies to research funded by the SSHRC, CIHR, and NSERC.
Institutions must have Research Ethics Boards (REBs) for ethical protocol evaluation.
APA Ethical Principles
APA Ethics Code (Standard 8)
8.01: Institutional approval required before research begins.
8.02: Informed consent must inform participants about the study’s purpose, risks, and their right to withdraw.
8.03: Informed consent for recording participants’ voices/images, unless exceptions apply.
8.05: Conditions under which informed consent may be waived, typically in minimal-risk research.
8.07: Deception permitted only when justified by significant scientific value.
8.08: Debriefing necessary to correct misconceptions post-participation.
Minimizing Risks and Issues of Deception
Researchers must actively identify and minimize risks associated with participation, potentially altering the research design to limit psychological or physical harm. Prescreening can help eliminate high-risk participants.
Informed Consent and Debriefing Procedures
Informed consent encompasses not just signing a form, but ensuring participants understand risks and their right to withdraw.
Debriefing involves revealing the purpose of study and any deception used, providing participants with resources for support, and correcting any misconceptions.
Final Thoughts and Responsibilities
Research ethical concerns extend throughout the research process, from design to publication, compelling researchers to maintain integrity, monitor participant experiences, and ensure confidentiality.
Researchers should approach ethics as an integral part of designing and conducting studies, continually reflecting on their practices and seeking guidance when needed.