America, Sea Power, and the World, Second Edition Study Notes

Acknowledgments
  • Historical scholarship is inherently a synthesis of individual research and collaborative critiques.

  • Key contributors from the Naval Academy History Department include:

    • Richard P. Abels: Chair of the Department, providing administrative and academic oversight.

    • Captain C.C. Felker: Senior Naval Officer, offering operational perspective.

    • Professor Aaron B. O'Connell: Course Coordinator, responsible for the pedagogical structure of the naval history core course.

  • Contributors demonstrated significant patience throughout the multi-stage editing and revision process.

  • Dedication: To the Naval Academy Class of $1957$ for their philanthropic and visionary role in establishing the naval history program.

  • Project Support: Direct assistance from Class president Captain William H. Peerenboom.

  • Advisory Input: Specialized historical advice provided by Craig Symonds and C.C. Felker.

  • Manuscript Review: Kenneth Estes and William Peerenboom performed critical evaluations of early manuscript drafts.

  • Production Assistance: Charles Todorich managed the technical precision of page proofs.

  • Cartography: Comprehensive geographical contexts provided by Tracy Ellen Smith.

  • Personal Gratitude: Acknowledging Judy for her sustained support during the archival research phases.

  • In Memoriam: John F. Bradford’s contributions were driven by a legacy of service to the US Navy.

CHAPTER 1: Sea Power and the Modern State System
Introduction to Sea Power
  • Definition and Scope:

    • Sea Power is the capacity of a nation to project political, economic, and military influence across the global commons (the oceans).

    • It encompasses not only the navy but also merchant shipping, maritime infrastructure (ports/shipyards), and the geographic position of the state.

  • Strategic Utility:

    • Historically, the sea acted as a "moat" for defense or a "highway" for offense and commerce.

    • Control of sea lines of communication (SLOCs) allows a state to sustain its economy while denying resources to adversaries.

Sea Power in the Ancient World
  • Minoan Civilization (c. $2000-1420$ BCE):

    • The First Thalassocracy: A state based primarily on maritime supremacy rather than territorial conquest.

    • Crete's Strategic Position: Served as a hub for trade between the Aegean, Adriatic, and the Levant.

    • Lack of extensive land fortifications suggests they relied entirely on their fleet for defense.

  • Greek City-States (The Classical Era):

    • The Trireme: The primary engine of Greek sea power; a fast, maneuverable oar-powered vessel designed for ramming.

    • Battle of Salamis ($480$ BCE): Athenian naval strategy led by Themistocles neutralized the Persian numeric advantage by fighting in restricted waters.

    • Peloponnesian Wars: Highlighted the friction between a land power (Sparta) and a sea power (Athens), eventually demonstrating that sea power requires economic sustainability.

  • The Roman Republic and Empire:

    • Punic Wars ($264-146$ BCE): Rome, initially a land power, built a navy to challenge Carthage. They utilized the corvus (a boarding bridge) to turn naval battles into infantry engagements.

    • Mare Nostrum (‘Our Sea’): The Mediterranean became a Roman lake, facilitating the logistics of the empire and suppressing piracy.

Transition to Feudal and Medieval Europe
  • Decline of Centralized Navy: Post-Rome, naval power became fragmented. Byzantium maintained the "Greek Fire" as a secret maritime weapon, but Western European states were largely localized.

  • The Viking Age: Highly mobile longships allowed for raids and settlements (e.g., L'Anse aux Meadows c. $1100$). However, these were decentralized and lacked the logistical depth to form a permanent trans-Atlantic empire.

  • Late Medieval Surge: The $15$th century saw the introduction of the stern-post rudder and the magnetic compass, setting the stage for ocean-going vessels.

Emergence of the Modern World and Great Power System
  • Technological Breakthroughs:

    • Shipbuilding: Transition from the galley (oar-powered) to the caravel and later the galleon (sail-powered).

    • Cannons and Broadside: The mounting of heavy artillery on the sides of ships revolutionized tactics, shifting focus from boarding to standoff bombardment.

  • Rise of Nation-States:

    • Centralized bureaucracies allowed for the collection of taxes necessary to fund standing, professional navies.

    • Iberian Pioneers: Spain and Portugal utilized sea power to extract wealth from the New World and the Indian Ocean.

The Great Power System
  • The Peace of Westphalia ($1648$):

    • Marked the end of the Thirty Years’ War and the birth of modern sovereignty.

    • Established a system where secular states, not religious empires, were the primary actors.

  • The Five-Power Balance:

    • Focused on preventing a single hegemon (like France or the Hapsburgs) from dominating the European continent.

    • States (Britain, France, Austria, Prussia, Russia) formed shifting alliances based on Realpolitik rather than ideology.

Mercantilism and Economic Competition
  • Zero-Sum Logic: The belief that global wealth (measured in bullion/gold) was finite. To gain wealth, a nation had to take it from another.

  • State Intervention: Governments granted monopolies to chartered companies (e.g., East India Company) and enforced protective tariffs.

  • The Navigation Acts: British laws requiring colonial goods to be carried on British ships. This was a direct strike at the Dutch ‘carrying trade’ and served as a catalyst for war.

Anglo-Dutch Wars
  • Context: A struggle for the ‘Carrying Trade’ of Europe.

  • First War ($1652-1654$): Resulted from the Navigation Acts; mostly commerce raiding.

  • Second War ($1665-1667$): Famous for the Dutch Raid on the Medway, where they burned the British fleet at anchor.

  • Third War ($1672-1674$): Part of a broader European conflict; the Dutch successfully defended their coast but were financially exhausted, leading to their decline as a first-rate power.

Development of Modern Navies and Tactics
  • Line-Ahead Formation: Ships sailed in a single file to maximize the fire of their broadside cannons while protecting vulnerable bows and sterns.

  • Professionalization: The introduction of permanent officer corps and naval academies (like the Royal Navy’s system).

  • Ship Categorization:

    • Ship-of-the-Line: Massive vessels with $64$ to over $100$ guns, capable of standing in the main battle line.

    • Frigates: Faster, smaller vessels ($28-44$ guns) used for scouting, escorting, and independent cruising.

The War of the Spanish Succession ($1701-1714$)
  • Objective: Prevent the unification of the French and Spanish crowns which would have created an unstoppable maritime and land hegemon.

  • Treaty of Utrecht ($1713$): Britain emerged as the dominant sea power, gaining Gibraltar (controlling the entrance to the Mediterranean) and the Asiento (the contract to supply slaves to Spanish colonies).