America, Sea Power, and the World, Second Edition Study Notes
Acknowledgments
Historical scholarship is inherently a synthesis of individual research and collaborative critiques.
Key contributors from the Naval Academy History Department include:
Richard P. Abels: Chair of the Department, providing administrative and academic oversight.
Captain C.C. Felker: Senior Naval Officer, offering operational perspective.
Professor Aaron B. O'Connell: Course Coordinator, responsible for the pedagogical structure of the naval history core course.
Contributors demonstrated significant patience throughout the multi-stage editing and revision process.
Dedication: To the Naval Academy Class of $1957$ for their philanthropic and visionary role in establishing the naval history program.
Project Support: Direct assistance from Class president Captain William H. Peerenboom.
Advisory Input: Specialized historical advice provided by Craig Symonds and C.C. Felker.
Manuscript Review: Kenneth Estes and William Peerenboom performed critical evaluations of early manuscript drafts.
Production Assistance: Charles Todorich managed the technical precision of page proofs.
Cartography: Comprehensive geographical contexts provided by Tracy Ellen Smith.
Personal Gratitude: Acknowledging Judy for her sustained support during the archival research phases.
In Memoriam: John F. Bradford’s contributions were driven by a legacy of service to the US Navy.
CHAPTER 1: Sea Power and the Modern State System
Introduction to Sea Power
Definition and Scope:
Sea Power is the capacity of a nation to project political, economic, and military influence across the global commons (the oceans).
It encompasses not only the navy but also merchant shipping, maritime infrastructure (ports/shipyards), and the geographic position of the state.
Strategic Utility:
Historically, the sea acted as a "moat" for defense or a "highway" for offense and commerce.
Control of sea lines of communication (SLOCs) allows a state to sustain its economy while denying resources to adversaries.
Sea Power in the Ancient World
Minoan Civilization (c. $2000-1420$ BCE):
The First Thalassocracy: A state based primarily on maritime supremacy rather than territorial conquest.
Crete's Strategic Position: Served as a hub for trade between the Aegean, Adriatic, and the Levant.
Lack of extensive land fortifications suggests they relied entirely on their fleet for defense.
Greek City-States (The Classical Era):
The Trireme: The primary engine of Greek sea power; a fast, maneuverable oar-powered vessel designed for ramming.
Battle of Salamis ($480$ BCE): Athenian naval strategy led by Themistocles neutralized the Persian numeric advantage by fighting in restricted waters.
Peloponnesian Wars: Highlighted the friction between a land power (Sparta) and a sea power (Athens), eventually demonstrating that sea power requires economic sustainability.
The Roman Republic and Empire:
Punic Wars ($264-146$ BCE): Rome, initially a land power, built a navy to challenge Carthage. They utilized the corvus (a boarding bridge) to turn naval battles into infantry engagements.
Mare Nostrum (‘Our Sea’): The Mediterranean became a Roman lake, facilitating the logistics of the empire and suppressing piracy.
Transition to Feudal and Medieval Europe
Decline of Centralized Navy: Post-Rome, naval power became fragmented. Byzantium maintained the "Greek Fire" as a secret maritime weapon, but Western European states were largely localized.
The Viking Age: Highly mobile longships allowed for raids and settlements (e.g., L'Anse aux Meadows c. $1100$). However, these were decentralized and lacked the logistical depth to form a permanent trans-Atlantic empire.
Late Medieval Surge: The $15$th century saw the introduction of the stern-post rudder and the magnetic compass, setting the stage for ocean-going vessels.
Emergence of the Modern World and Great Power System
Technological Breakthroughs:
Shipbuilding: Transition from the galley (oar-powered) to the caravel and later the galleon (sail-powered).
Cannons and Broadside: The mounting of heavy artillery on the sides of ships revolutionized tactics, shifting focus from boarding to standoff bombardment.
Rise of Nation-States:
Centralized bureaucracies allowed for the collection of taxes necessary to fund standing, professional navies.
Iberian Pioneers: Spain and Portugal utilized sea power to extract wealth from the New World and the Indian Ocean.
The Great Power System
The Peace of Westphalia ($1648$):
Marked the end of the Thirty Years’ War and the birth of modern sovereignty.
Established a system where secular states, not religious empires, were the primary actors.
The Five-Power Balance:
Focused on preventing a single hegemon (like France or the Hapsburgs) from dominating the European continent.
States (Britain, France, Austria, Prussia, Russia) formed shifting alliances based on Realpolitik rather than ideology.
Mercantilism and Economic Competition
Zero-Sum Logic: The belief that global wealth (measured in bullion/gold) was finite. To gain wealth, a nation had to take it from another.
State Intervention: Governments granted monopolies to chartered companies (e.g., East India Company) and enforced protective tariffs.
The Navigation Acts: British laws requiring colonial goods to be carried on British ships. This was a direct strike at the Dutch ‘carrying trade’ and served as a catalyst for war.
Anglo-Dutch Wars
Context: A struggle for the ‘Carrying Trade’ of Europe.
First War ($1652-1654$): Resulted from the Navigation Acts; mostly commerce raiding.
Second War ($1665-1667$): Famous for the Dutch Raid on the Medway, where they burned the British fleet at anchor.
Third War ($1672-1674$): Part of a broader European conflict; the Dutch successfully defended their coast but were financially exhausted, leading to their decline as a first-rate power.
Development of Modern Navies and Tactics
Line-Ahead Formation: Ships sailed in a single file to maximize the fire of their broadside cannons while protecting vulnerable bows and sterns.
Professionalization: The introduction of permanent officer corps and naval academies (like the Royal Navy’s system).
Ship Categorization:
Ship-of-the-Line: Massive vessels with $64$ to over $100$ guns, capable of standing in the main battle line.
Frigates: Faster, smaller vessels ($28-44$ guns) used for scouting, escorting, and independent cruising.
The War of the Spanish Succession ($1701-1714$)
Objective: Prevent the unification of the French and Spanish crowns which would have created an unstoppable maritime and land hegemon.
Treaty of Utrecht ($1713$): Britain emerged as the dominant sea power, gaining Gibraltar (controlling the entrance to the Mediterranean) and the Asiento (the contract to supply slaves to Spanish colonies).