The Founding

The Founding

Disclaimer

  • The Founders had disagreements on governmental aspects.
  • It's hard to know the intent of the Constitution due to these disagreements.

Theoretical Origins of Government

  • Government arises from giving up sovereignty for protection and stability.
  • State: Monopoly of legitimate force within its territory.

Why Government?

  • State of nature: life is nasty, short, and brutish.
  • Government needed for order/protection.
  • Thomas Hobbes: Social contract with an absolute ruler.
  • John Locke: Individual consent and self-governing.

Thomas Hobbes

  • Leviathan: strong central government needed to avoid discord and civil war.
  • State of nature: "war of all against all".
  • People cede to a social contract for safety and prosperity.
  • Only a strong authority can prevent competing ideas and interests.

John Locke

  • "Father of Liberalism".
  • Individuals in a state of nature are morally bound not to harm each other.
  • Government defends individuals against those seeking to injure or enslave them.
  • Locke: "life, health, liberty, and possessions".

John Locke and Government

  • Government's legitimacy comes from citizens delegating their right of self-defense.
  • Government acts as an impartial agent of self-defense.
  • Government derives its power from the consent of the governed, institutions being fair and recognition of the rules.

Perfect Government

  • Could a perfect government be achieved, what institutions should exist, rules?

First Founding: Interest and Conflicts

  • Americans had different financial interests prior to the Revolution.
  • Conflicting economic interests are long-standing in American politics.
  • Narrows into two camps: Federalists and anti-Federalists.

Interests & Conflicts: Early Tax Revolts

  • Sugar Act 1764: Enforced tax on molasses.
  • Stamp Act 1765: Required printed material to have a stamp.
  • Merchants and wealthy planters were fine with British rule until taxes.
  • Taxes during an economic depression hit the wealthy hardest.
  • Symbolic rebellion: boycott of stamps and molasses.

Boston Tea Party

  • East India Trade Company sought to bypass merchants and sell directly to colonists.
  • Goal was to provoke a government clampdown to signal British were unreasonable.
  • Support from other colonies showed widespread support for Revolutionary activities.
  • Leaders believed they could coordinate a revolution.

Thomas Paine

  • Paine’s “Common Sense” pamphlet argues against British rule.
  • Pamphlet was incendiary and popular as writing was lay person and provided strong arguments.
  • Paine supported by elites until ideas threatened the elite class.

Agrarian Justice

  • Paine advocates for progressive policies.
  • Paine received hate as his ideas threatened the wealthy.
  • Paine argues people cannot own property and should pay a tax on it.
  • Advocates for a scheme similar to social security and giving young adults a payment to start life.

“Common Sense” Complaints

  • It was absurd for an island to rule a continent.
  • America was composed of influences from all of Europe, not just British.
  • Britain's actions were horrendous and would drag America into unnecessary wars.
  • Distance made governing the colonies from England unwieldy.
  • Puritans sought a safe haven from British rule.
  • Britain ruled the colonies for her own benefit.

Declaration of Independence

  • Ultimate breakup letter.
  • Were colonists fighting for liberty, equality, and democracy?
  • Were colonists justified in their rebellion?

Goals of the Declaration

  • Justify revolt - unalienable rights violated by the King.
  • Unify the colonists - agreement and recognition of grievances.
  • Gain sympathy - outside countries and inside within Britain.
  • Note: not intended to be a governing document.

Declaration of Independence: Goals

  • Forming a government that puts values into practice to meet three primary goals:
  • Limit the power of the government
  • Maximize individual freedom
  • Temper selfish nature of individuals

Independence - Solutions

  • Democracy, or at least a non-pure form of democracy.
  • Constitutional government - limited power of government, predictability.
  • Democracy - “rule by the many, the people”.
  • Republic - indirect system of representation (federal).
  • Framers feared losing their wealth if a poor majority controlled government.

Articles of Confederation

  • Articles of Confederation (1777-1789).
  • 13-state confederation.
  • One chamber national legislature (Republic).
  • Weak central government - no president, only a legislature.
  • Impractical government - each state one vote, all 13 for amendments.
  • Colonies could not create treaties.
  • No military - up to state.
  • No taxing authority - states could create their own currency.

Articles of Confederation (cont.)

  • “league of friendship with each other, for their common defense”.
  • “no person shall be capable of being a delegate for more than three years of a six year term”.
  • “no vessels of war shall be kept up in time of peace by any state, except such a number only, as shall be deemed necessary”.
  • “all charges of war… shall be defrayed out of a common treasury”.
  • “Canada acceding to this confederation…shall be admitted”.

Articles of Confederation: Rationale

  • Distrust of strong central government.
  • Literal home rule.
  • States weren't interested in conceding power to a central government.

Problems of Articles

  • Articles were an extreme failure.
  • Annapolis Convention (1786) led to a call for an additional convention in Philadelphia.

Shay’s Rebellion

  • Winter 1787, Shay leads army against federal arsenal at Springfield, MA to prevent court from repossessing land.
  • Government had no army to prevent rebellion proving weakness of the Articles among majority.

Shay’s Rebellion (cont.)

  • Goal: to prevent court from repossessing land.
  • Warrants were issued for protesters piror to armed rebellion.
  • Governor Bowdoin raised money for a privately funded millitia to squash protests.
  • Shay's army democratically elected through committees.
  • Bowdoin would lose the next election to John Hancock. 4 killed, 2 hung, 1 killed on gov side.