AP Gov Ch. 5 Notes
CHAPTER 5 – THE AMERICAN PRESIDENCY
EXECUTIVE POWER AND ITS LIMITS
INTRODUCTION
This chapter discusses the constitutional qualifications, powers, and limits of the presidency.
It highlights the evolution of presidential power and the roles the president plays in the government.
LEARNING TARGETS
5.1: Describe the constitutional qualifications, powers, and limits of the presidency as debated by the Founders.
Explain Hamilton’s main argument in Federalist No. 70 for enlarging presidential power in Article II of the U.S. Constitution.
Identify and describe both formal and informal powers of the presidency.
Explain how executive orders, executive agreements, and executive privilege have expanded presidential power over time.
5.1: THE EXECUTIVE BRANCH
Selection:
President is elected through the Electoral College.
Disagreements arose with small states fearing a lack of influence and a mistrust of the American people's decision-making abilities.
The president is indirectly selected by electors apportioned to each state based on congressional representation.
Terms:
Presidential term: Four years with no term limits.
A precedent of two terms was set by George Washington and later codified by the Twenty-Second Amendment.
Qualifications: Three formal requirements to run for president:
Must be a natural-born citizen.
Must be at least 35 years old.
Must have lived in the U.S. for at least 14 years prior to the election.
5.1: HAMILTON’S FEDERALIST NO. 70
Concerns about a Single Executive:
Critics feared a single strong executive might lead to tyranny.
Hamilton’s Defense of Strong Executive:
Argued that a strong executive is necessary for effective governance and energy in leadership.
More than one executive would lead to indecisiveness, disagreement, and an inability to protect the nation.
A single executive is easier to check, simplifying accountability and blame.
5.1: PRESIDENTIAL POWERS
Founding Concerns:
Anti-Federalists were apprehensive about too much power being granted to the presidency.
Following extensive debate, some formal powers were allocated to the president, but informal powers also emerged over time.
Formal vs. Informal Powers:
Formal (Enumerated) Powers: Powers explicitly stated in the Constitution.
Informal (Unenumerated) Powers: Powers developed over time, necessary to implement formal powers.
5.1: THE POWER TO PARDON
Definition of Presidential Pardon:
Authority to absolve individuals convicted of crimes from legal consequences.
Capable of setting aside punishment for a federal crime.
Considered an absolute power with one exception: cases of impeachment.
Typically granted during the final days or weeks of a president's term and often favor political allies.
5.1: INFORMAL PRESIDENTIAL POWERS
Executive Privilege:
The right claimed by presidents to keep certain conversations, records, and transcripts confidential from outside scrutiny, particularly Congress.
United States v. Nixon (1974): This case narrowed the definition of executive privilege, increasing congressional oversight of the executive branch.
Executive Agreements:
Agreements between the president and foreign nations, which do not carry the same durability as treaties and do not require Senate ratification.
Not legally binding between nations but between heads of state.
Signing Statement:
Written commentary by the president while signing a bill into law.
These may include interpretations of the law or political statements regarding the rationale behind signing.
Executive Orders:
Directives issued by the president that allow policy implementation without congressional approval.
Example: Franklin Roosevelt's Executive Order 9066, which resulted in the internment of Japanese Americans during WWII.
More recent examples include DACA (Deferred Action for Childhood Arrivals).
5.2: KEY ROLES OF THE PRESIDENT
Learning Targets for 5.2
Identify and describe five key roles of the President:
Chief Executive
Chief Diplomat
Commander in Chief
Legislative Leader
Party Leader
Describe how influence is exerted over the executive branch and the bureaucracy via cabinet and appointments.
Identify how the presidential veto and pocket veto function.
Explain presidential influence on foreign policy as chief diplomat and commander in chief.
Discuss the historical expansion of presidential power.
5.2: ROLE AS CHIEF EXECUTIVE
Acts as the head of the executive branch, tasked with carrying out the laws of the nation.
Although the responsibilities are vast, the Constitution provides vague guidance on execution methods.
Cabinet:
Comprises 15 department heads who assist in law execution alongside dozens of other agencies.
The president issues executive orders to instruct the bureaucracy.
Has budgetary powers to increase or decrease agency funding.
5.2: THE CABINET
The cabinet is not mandated by the Constitution but is formed out of the necessity for administration.
Cabinet members are appointed by the president and require Senate confirmation, demanding a majority vote.
Political Appointments:
Nominees typically have connections to private businesses or interest groups, raising potential conflicts of interest.
5.2: ROLE AS CHIEF DIPLOMAT
Guides U.S. foreign policy with both symbolic and ceremonial responsibilities.
Holds power to negotiate treaties needing a 2/3 Senate vote for ratification.
Engages in executive agreements with foreign heads of state, enhancing the president's international leverage.
5.2: ROLE AS CHIEF LEGISLATOR
The role has expanded over time.
State of the Union Address:
An annual speech to update Congress and the public on national affairs and outline the legislative agenda to garner public support.
Veto:
Formal rejection of a bill, with a 2/3 override needed from Congress to enact the bill anyways.
Pocket Veto:
An informal veto occurring when the president opts not to sign a bill within ten days while Congress is adjourned, causing the legislation to expire without the possibility of override.
5.2: ROLE AS COMMANDER IN CHIEF
The president is the top of the military command but remains a civilian.
Tasked with protecting the nation with limited war-making power given to Congress, which alone can declare war.
However, the president can mobilize military action and react swiftly in crises, leading to increased military power over time.
QUANTITATIVE ANALYSIS AND TRENDS
Confidence in President Biden's capacity to handle foreign policy issues:
Survey results show varying levels of confidence on issues like climate change, terrorism, international trade, and relations with allies.
Understand how such data reflects public perception and influences presidential action and decision-making.
Congressional power to check presidential authority in foreign policy through oversight and approval requirements.
5.3: LIMITS ON PRESIDENTIAL POWER
Learning Targets for 5.3
Describe the legislative and judicial checks on the president.
Explain the War Powers Act's origins and its impact on presidential powers.
Identify impeachment steps and the challenges in removing a president from office.
Describe the Supreme Court's role in checking presidential authority.
5.3: LIMITS ON PRESIDENTIAL POWER
Congressional Support:
Presidential objectives often hinge on gaining congressional approval for passing laws and funding programs.
Requires Senate approval for treaties and confirmation of appointments.
Congress can override presidential vetoes with a 2/3 vote in both chambers.
5.3: WAR POWERS ACT (1973)
A law intended to restrict presidential power regarding troop deployment in combat without congressional consent for longer than sixty days.
Enacted during rising public and legislative discontent with the Vietnam War, despite President Nixon’s veto.
The Act has seen limited compliance from presidents, who argue it challenges executive authority.
5.3: IMPEACHMENT
The process includes a majority House vote to issue articles of impeachment, followed by a Senate trial requiring two-thirds for conviction.
Grounds for impeachment include “treason, bribery, or other high crimes and misdemeanors.”
5.3: SUPREME COURT DECISIONS ON PRESIDENTIAL POWER
Judicial review often serves as a check against executive orders.
United States v. Nixon (1974):
Established limitations on executive privilege, requiring Nixon to surrender audio recordings.
The ruling emphasizes the balance of privilege against legal accountability in criminal investigations.
5.4: THE MODERN PRESIDENCY
Learning Targets for 5.4
Examine how modern presidents engage with the executive branch, Congress, and public.
Discuss the constitutional duties of the Vice Presidency and its expansion.
Explore the role of the President as a chief legislator, focused on persuasion and bargaining.
Define the concept of the bully pulpit and its significance for public opinion.
Explore implications of the 2020 election on power transitions.
5.4: THE MODERN PRESIDENCY
The presidency is now a single authoritative figure that doesn't operate in isolation; public opinion, Congress, and lower-level bureaucracies influence presidential decisions.
Essential to navigate the significant responsibilities and powers in both domestic and international affairs.
5.4: THE VICE PRESIDENCY
The twelfth amendment established the election of president and vice president together, replacing the previous second-highest vote-getter system.
The vice presidency is conventionally a weak position, yet its influence has grown significantly over recent administrations.
Constitutional roles include:
President of the Senate, capable of breaking ties.
First in line for presidential succession as per the Twenty-Fifth Amendment.
Can act as president in specific circumstances.
5.4: THE FIRST SPOUSE
No formal governmental role exists; the First Spouse acts as a liaison between the public and the president.
Engagement in initiatives or programs is common among modern First Spouses to address social issues (e.g., Michelle Obama with childhood obesity, Jill Biden continuing her role as an educator).
5.4: THE EXECUTIVE OFFICE OF THE PRESIDENT
The Great Depression and WWII escalated the responsibilities and powers of the presidency, diluting Congressional dominance.
The modern presidency has several key functions:
Initiates legislation.
Holds powers delegated from Congress.
Influences trade and war policies.
Catches public attention with a large, loyal staff within the Executive Office of the President (e.g., OMB, National Security Council).
5.4: THE PRESIDENT AND A PARTISAN CONGRESS
The president serves as the unofficial leader of their political party.
Engaging in negotiation and persuasion is integral for effective legislative execution.
Collaborations with party leaders are essential for executing the presidential agenda across party lines.
5.4: THE PRESIDENT AND PUBLIC OPINION
Public support can either expand or constrain presidential capabilities.
Going Public - Presidents often appeal directly to citizens to garner support for policies.
Bully Pulpit - Utilizing public platforms to influence governance by applying public pressure on other governmental branches.
The presidency holds unique power in media influence over public opinion compared to other branches.
5.4: PRESIDENTIAL APPROVAL RATINGS
Presidential approval ratings guide politicians in gauging public sentiment.
High ratings typically facilitate greater persuasion avenues.
The strongest instances of approval occur in honeymoon periods or during national crises that unify public sentiment.
5.4: AFTERMATH OF THE 2020 ELECTION
The integrity of elections is critical to democracy; peaceful transitions are a norm for losing incumbents.
The challenges faced during the 2020 election following Trump's claims of fraud and subsequent legal actions highlight vulnerabilities in election confidence.
The Supreme Court's ruling in Trump v. United States reinforces the notion of presidential immunity under duty fulfillment.