Comprehensive Study Notes on Health Information Systems (HIS)

Educational Institutions and Foundational Frameworks

  • Educational Institution Definition:     * A place where learners of different ages gain education.     * Covers levels from preschool to tertiary level.     * Involves educational activities that engage students within various learning environments and spaces.

  • Formal Education:     * Follows a conventional classroom setup.     * Utilizes structured methods of learning.     * Occurs within a fixed period where learners complete levels by acquiring required competencies for higher learning.

  • Informal Education:     * Anything learned independently outside the conventional classroom setup.     * Not restricted to a specific location.     * Integrated with the surroundings.     * Involves the development of student behavior skills through interaction and exploration on a daily basis.

  • Academic Institution Statements:     * Vision:         * Conveys the desired end goal of the institution.         * Clear, memorable, and concise.         * Typical length: 1414 to 2626 words.     * Mission:         * The intention of the institution’s existence.         * Typical length: 55 to 2020 words.     * Function:         * Inspires individuals to give their best.         * Shapes understanding of the reason for being in the institution.         * Defines key measures of success.     * Development Statement Questions:         * Success timeline: When do we want to reach success?         * Direction: Where do we want to go forward? (Towards the end goal).         * Method: How do we want to do it? (Method of action).         * Present focus: What do we do today? (Specific action).         * Target: From whom do we do it?         * Purpose: Why do we do what we do?     * Value Statement:         * A list of fundamental doctrines guiding and directing the institution.         * Guides decision-making and acts as a yardstick for action.         * Shapes the standard structure and sets moral standards.     * Objectives:         * Achieved within or at the end of a course or lesson.         * Follows the SMART criteria: Specific, Measurable, Attainable, Realistic, Time Bound.

  • CHED Memorandum Order No. 14 of 2006: titled ‘‘Policies, Standards, and Guidelines for Medical Technology Education.’’

Health Care Systems and Financing

  • Definitions of Health System:     * Roemer (1991): A combination of resources, organization, financing, and management culminating in the delivery of health services to the population.     * WHO (2000): All organizations, institutions, and resources devoted to producing health actions.     * System General Definition: An arrangement of parts and interconnections coming together for a purpose.

  • Goals of a Health System:     1. Improving the health of populations (striving for equity).     2. Improving responsiveness to the served population (quality, accessibility, and cost-effectiveness).     3. Fairness in financial contribution (protecting families from financial catastrophe resulting from healthcare expenditure).

  • Functions of a Health System:     1. Health Service Provision: Preventive, clinical, restorative, and palliative care.     2. Health Service Inputs / Resource Generation: Management of resources to produce health interventions.     3. Stewardship: Overall system oversight.

  • Health Financing Components:     * Revenue Collection: Payments collected via taxation (e.g., Sin Tax), out-of-pocket payments, and payroll contributions.     * Risk Pooling Models:         * Bismarck Model: Sickness funds are paid by employees and employers.         * Beveridge Model: Health services are paid by the government through tax payments.

  • WHO Health System Framework (Building Blocks):     * Service Delivery: Delivery of quality, accessible, and safe services.     * Health Workforce: Human resource management.     * Health Information System: Production, analysis, dissemination, and use of timely/reliable information.     * Medical Products: Ensuring equitable access and cost-effective quality products.     * Financing: Adequate funds to protect people and promote accessibility.     * Leadership and Governance: Strategic policies, oversight, accountability, and partnerships.

Philippine Health System History and Milestones

  • 1970: Primary Health Care for all developed as a centralized government-funded system.

  • 1979: Adoption of Primary Health Care.

  • 1982: Reorganization of the DOH; integrated public health and hospital services.

  • 1986: Milk Code 1986: Promoted breastfeeding and nutrition.

  • 1988: The Generics Act: Required prescriptions to use generic names to lower drug expenditure through non-branded medicines.

  • 1991: RA 7160 ‘‘Local Government Code’’: Transferred health service responsibility to Local Government Units (LGUs).

  • 1195: National Health Insurance Act: Mechanism for financial protection, prioritizing the poor.

  • 1996: Health Sector Reform Agenda: Major structural restructuring of the DOH.

  • 2005: FOURmula ONE (F1) for Health: Operational framework for reforms involving speed and precision.

  • 2008: RA 9502 ‘‘Access to Cheaper and Quality Medicines Act’’: Promoted access to affordable quality drugs.

  • 2010: AO 2010-0036 ‘‘Kalusugang Pangkalahatan’’: Universal health coverage goal.

  • 2013: Sin Taxes for Health: Revenue generation via alcohol and tobacco discouragement.

  • 2019: Universal Health Care Law: Automatic enrollment of all citizens in PhilHealth; guaranteed equitable access.

Health Leadership and Strategic Agendas

  • Dual Governance (Post-1991):     * Department of Health (DOH): National level; develops plans, licenses hospitals/labs via HFSRB, licenses products via FDA, and coordinates assistance.     * Local Government Units (LGUs): Subnational level; delivery and management of preventive, promotive, curative, rehabilitative, and palliative care.

  • Philippine Health Agenda (DOH AO 2016-0038):     * Vision: ‘‘All for Health Towards Health For All,’’ aiming for a Healthy Philippines by 20222022.     * Three Key Guarantees:         1. Interventions for all life stages (triple burden of disease).         2. Service Delivery Networks (SDNs).         3. Financial risk protection.

  • National Strategic Plans:     * Philippine Development Plan 2017-2022: Translates national aspirations into medium-term plans.     * NEDA AmBisyon Natin 2040: Collective long-term vision for the next 2525 years.     * Sustainable Development Goals 2030: 1717 global goals targeting poverty, inequality, and climate change.

Health Information Ethics and Privacy

  • General Ethics:     * Autonomy: Freedom for individuals to make decisions; Electronic Health Records (EHR) must respect this.     * Beneficence and Non-maleficence: ‘‘Do good’’ and ‘‘Do no harm’’; applies to data protection in EHR.

  • Information Ethics (IMIA 2016 Principles):     1. Privacy: Fundamental right to control data collection/disposition.     2. Openness: Timely disclosure of data storage and access processes.     3. Security: Reasonable protection against loss, degradation, or unauthorized access.     4. Access: Right for subjects to access and correct their records.     5. Legitimate Infringement: Rights conditioned only by the legitimate needs of a democratic society.     6. Least Intrusive Alternatives: Infringements must occur in the least intrusive fashion.     7. Accountability: Infringements must be justified to the subjects in good time.

  • Software Ethics Duties: Developers must act in the interest of Society (disclosing defects), Institutions, and the Profession.

  • Security Definitions:     * Privacy: Applies to individuals and aversion to eavesdropping.     * Confidentiality: Related to avoiding unintended disclosure of information.

  • Levels of Security in HIS:     * Administrative Safeguards: Risk assessment, effectiveness assessment, viewed/admin processes, employee training, reporting breaches.     * Physical Safeguards: Alarm systems, locked offices, security guards, equipment maintenance, biometrics, temperature control, contingency plans.     * Technical Safeguards: Firewalls, virus checking, access controls (computer accounts), encryption, auditing operations, backups, automated identity confirmation, auto log-off.

  • 5 Key Security Functions (National Research Council 1997):     1. Availability: Accurate data available when needed.     2. Accountability: Providers responsible for their use of information.     3. Perimeter Identification: Controlling boundaries of trusted access.     4. Controlling Access: Limiting access to info essential for the job.     5. Comprehensibility and Control: Record owners/patients understand and control data aspects.

  • Philippine Data Privacy Act of 2012 (RA No. 10173):     * Governed by: Transparency, Legitimacy of Purpose, Proportionality.     * Functions: Protects individual privacy while ensuring free flow of information; regulated by the National Privacy Commission (NPC).     * Penalties: Combinations of violations (unauthorized processing, negligent access, improper disposal, etc.) carry imprisonment from 33 to 66 years and fines between PHP1,000,000.00PHP\,1,000,000.00 and PHP5,000,000.00PHP\,5,000,000.00.

Health Informatics and Technology Systems

  • Health Information Technology (HIT): Area of IT involving design, development, and maintenance of systems for the healthcare industry (Rouse, 2016).

  • Healthcare Software Systems:     * Electronic Health Record (EHR): Inter-organizational; official digital record shared among multiple providers (test results, treatments, contact info).     * Electronic Medical Record (EMR): Local/Internal; used within a single clinic/hospital to track improvement and screenings.     * Personal Health Record (PHR): Patient-centered; self-maintained by the patient, information from multiple sources.     * Health Information Exchange (HIE): Clearinghouse for sharing data among organizations to improve safety and cost.

  • Medical Imaging Technology:     * PACS (Picture Archiving and Communication Systems): Preservation/retrieval of digital pictures; however, info is often siloed.     * VNA (Vendor Neutral Archives): Stores files in standard format for unified viewing regardless of the system that generated them.

  • Regulating Bodies and Acts:     * HITECH Act 2009: Protects information and addresses security in electronic transmission.     * CMS (Centers for Medicare and Medicaid Services) & ONC (Office of the National Coordinator for Health IT): Certify health IT for reimbursement.     * MACRA: Medicare Access and CHIP Reauthorization Act; rewards quality care.

  • Health Informatics in the Cloud:     * Advantages: Integrated patient care, better data management for trends, error reduction (no manual calculations).     * Disadvantages: Risks to personal info, cumbersome transition from paper, cost justification.

  • Health Informatics in the Philippines:     * CHITS (Community Health Information Tracking System): Extensible, modular, open-source EMR for rural units; used in 175175 public health centers; integrates data into the Field Health Service Information System (FHSIS).

Health Information Systems (HIS) and Data Management

  • HIS Definitions:     * Health Informatics: Application of technology/systems in healthcare.     * Health Information Technology: Focuses on tools and storage.     * Health Information Systems: Covers records, coding, documentation, and administration.

  • HIS Utilization Cycle: Collection → Processing → Report → Use → Policy → Decision Making → Program Action → Individual/Public Health Action → Research.

  • Role and Function: Easier access to files, more controls (staff authorization levels), easy updates, and improved communication.

  • HMN Six Components of HIS:     * Inputs: Health Information System Resources (legislative/regulatory frameworks, personnel, financing, ICT).     * Processes: Indicators (determinants of health), Data Sources (Population-based like censuses/surveys; Institution-based like service records), Data Management (storage, flow, analysis).     * Outputs: Information Products, Dissemination and Use.

  • Data Sources for HIS:     * Demographic Data (age, gender, ethnicity, schooling).     * Administrative Area (services provided, charges, practitioner specialty).     * Health Risk Information (lifestyle, behavior, family history).     * Patient Medical History (hospital admissions, surgeries).     * Current Medical Management (screenings, diagnoses, lab tests, meds).     * Outcome Data (readmissions, measures of satisfaction, complications).

Health Management Information System (HMIS) Performance

  • HMIS Role: Supporting decision-making via complete, consistent, simple, cost-effective, and confidential information.

  • Detailed Functions: Client data, Scheduling, Authorization tracking, Billing, AR (Accounts Receivable) Management, Reporting, Medical Record (EHR), Compliance, Financial Data.

  • Determinants of HMIS Performance (PRISM Framework):     * Behavioral Determinants: Confidence, motivation, and competence of staff.     * Organizational Determinants: Structure, resources, procedures, and culture.     * Technical Determinants: Overall design used in data collection.

  • Monitoring and Evaluation (M&E):     * Monitoring: Systematic collection and analysis for learning, accounting, and steering (decision-making).     * Evaluation: Assessing ongoing or completed programs as objectively as possible.     * Indicators: Variables whose values change; focuses on single aspects (input, output, or objective).

  • Data Quality Aspects: Accuracy, Completeness, Update status, Relevance, Consistency, Reliability, Appropriate presentation, Accessibility.

  • Disease Monitoring - STOP TB Program:     * Goal: Reduce global burden by 20152015.     * PhilSTEP I 2020-23: Target 50%50\% reduction in TB mortality and 12%12\% reduction in incidence by 20232023.     * TB Monitoring Indicators: New smear pulmonary cases, TB Case Detection (positive/negative), HIV coinfection proportion, Treatment outcomes (cured, defaulted, deaths).

Hospital Information System (HIS) Operations

  • HIS Characteristics: Must be user-friendly, patient-centric, medical personnel-centric, affordable, and scalable.

  • Major Departmental Systems: Nursing (NIS), Physician (PIS), Radiology (RIS), Pharmacy (PIS).

  • HIS Service Providers in the PH:     * BizBox: Uses Microsoft technology (Windows/SQL Server).     * KCCI Medsys: Visual MEDSYS (hospitals) and MEDSCHO (schools).     * Comlogik: Leader in online hospital service applications.     * IQVIA: International Marketing Statistics + Quintiles.

  • System Functions: Help Desk, Scheduling, Patient Registration (Admission Form), Admission/Discharge/Transfer (ADT) procedures.

  • Billing and Contract Management: Itemizing invoices, managing rolling balances, and executing contracts to maximize financial performance.

  • Reporting Requirements: Clerical info (names/dates), Specimen info (source, accession number, units), Radiology reporting (interpretation, impression).

  • Material Management System:     * Covers planning, purchasing, storing, and distributing materials.     * Purchasing Sequence: Purchase Request → Purchase Order → Receipt and Delivery.     * Stock Levels: Re-order level (minimum), Maximum level (targeted new stock), Economic Order Quantity (EOQ).     * Issue Methods: FIFO (First in, First out), LIFO (Last in, First out), FEFO (First expired, First out).

Laboratory Information Management System (LIMS)

  • Purpose: To release results within the shortest turnaround time through automated productivity.

  • Capabilities: Sample Management (location tracking, source, storage), Instrumentation Integration (directing function, reducing processing time), Procedure Execution, Data Management (archiving, reduction of paper).

  • LIMS vs. LIS vs. PDES:     * LIMS: Focused on samples; industry settings.     * LIS: Focused on patients; clinical settings.     * PDES (Process Development Execution System): Supporting high-tech manufacturing.

  • Key LIMS Features: Audit Management, Barcode Handling, Chain of Custody (forensics), Compliance, CRM (Customer Relationship Management), Document Management, Instrument Calibration, Inventory Management, Quality Assurance (QA/QC), Time Tracking.