The 'L-Word': A Short History of Liberalism

The "L-Word": A Short History of Liberalism

by Terence Ball (University of Minnesota) and Richard Dagger (Arizona State University)

Overview of Liberalism's Status

  • Inquiry: Are these good or bad times for liberalism?

    • Domestic Context: Negative sentiment towards liberalism after the Reagan administration, and political campaigning using "the L-word" with a pejorative connotation.

    • International Context: Some movements towards liberalism in the Communist world. Notable exceptions include China post-Tiananmen Square.

    • Need for Context: To understand contemporary liberalism, one must examine its historical development and the ideological debates amongst various wings of liberalism.

Historical Context of Liberalism

Emergence of Liberalism
  • Origins: The term "liberal" did not enter political vocabulary until the 1800s, over a century after liberalism's beginnings as a political movement.

  • Etymology: "Liberal" derives from Latin "liber," meaning free. It originally connoted generosity or tolerance, eventually extending to a societal model promoting tolerance and individual freedom.

  • First Application: The term "liberal" was first used in Spain in 1810-1811 when a faction of the Spanish Cortes adopted the name Liberales.

    • Spread: The term rapidly propagated to France and Great Britain, influencing the Whig Party’s evolution into the Liberal Party by the 1840s.

Philosophical Heritage
  • Historical Influences: Early liberals often claimed association with thinkers like John Locke, Montesquieu, and Voltaire, seeking legitimacy in their ideas and lineage.

    • Reaction: Original liberals challenged medieval society's norms:

    • Religious Conformity: In medieval Europe, church and state were indistinguishable; conformity was enforced with the aim to maintain orthodoxy, targeting heretics through secular authorities.

    • Ascribed Status: Status based on birth (nobles, commoners, serfs) restricted upward mobility.

Transformative Events Leading to Liberalism
  • Social, Economic, Cultural Changes:

    • Renaissance: Sparked creativity and questioning of existing norms.

    • Black Death: Caused mass mortality, disrupting societal structures and enabling opportunities for survivors.

    • Commercial Expansion: Growth of trade and exploration further transformed societal dynamics.

    • Protestant Reformation: Changes in religious authority and personal belief led to individual conscience being valued over orthodoxy.

    • Martin Luther's challenge to the Church's authority emphasized individual conscience and inadvertently set the stage for the development of liberal ideas.

Liberalism and Revolutionary Ideals

17th and 18th Century Liberalism
  • Association with Revolutions: Liberalism coincided with revolutionary movements, interpreting "revolution" as societal transformation rather than mere return to status quo.

  • Key Theorists and Texts:

    • Thomas Hobbes: In Leviathan (1651), proposed absolute sovereignty for security, arguing individuals consent to governance but laid foundations for individual equality.

    • John Locke:

    • Letter Concerning Toleration (1689): Advocated separation of church and state.

    • Two Treatises of Government (1690): Emphasized government’s consent from the governed and argued for limited government.

    • Concept of natural rights: life, liberty, and property influenced both the American Declaration of Independence and basic liberal principles.

Impact of the American and French Revolutions
  • American Declaration of Independence:

    • Claimed rights of individuals shaped by Lockean ideology: equality and rights to life, liberty, and happiness.

    • Tested the continuity between revolutionary ideals and lived realities, especially concerning issues of race and gender equality.

  • French Revolution: Addressed the ancient regime's religious conformity, aristocratic privilege, and absolute rule

    • Declaration of the Rights of Man and of the Citizen (1789):

    • Affirmed the principle that all men are inherently free and equal in their rights.

    • Touted natural rights to liberty, property, and resistance to oppression, confronting aristocracy and religious dogma.

Liberalism in the 19th Century

Shift in Attitudes Toward Democracy
  • Evolution:

    • Earlier liberals viewed government as a necessary evil; mid-19th century argued for its active role in promoting individual liberty through franchise expansion.

  • Utilitarianism:

    • Jeremy Bentham: Advocated for the greatest happiness; argued for democratic involvement to ensure equality.

    • John Stuart Mill: Supported adult suffrage, emphasizing moral and intellectual engagement through political participation.

    • Proposed "plural voting" for the educated, showing ambivalence toward full democratization due to fears of majority tyranny.

Mill's Contribution on Liberty
  • On Liberty (1859): Defined liberty focusing on harm to others as justification for power’s exercise. Emphasized the need for protection against the tyranny of the majority.

  • Positive Liberty:

    • T. H. Green challenged negative liberty's constraints, advocating for state action to enable individuals to realize their potential through opportunities.

Transition to Welfare Liberalism

Emergence and Characteristics
  • Post-19th century: Shift from neoclassical liberalism to welfare liberalism as the industrial state grew and demanded more social reforms.

  • Neoclassical Liberalism: Emphasized laissez-faire principles and natural market operations.

  • Welfare Liberalism: Advocated for interventionist policies aimed at promoting social welfare and equal opportunities.

Liberalism Today

Current Trends
  • Continued Debate:

    • Ongoing discussion between welfare and neoclassical liberals regarding the role of government in individual freedoms and equality of opportunity.

    • The rise of libertarianism signals ongoing ideological conflicts and broader democratic participation arguments.

  • Impact of Global Changes: Liberal ideas remain vital in many global contexts where political and religious freedoms are still contested.

Challenges and Future Directions
  • Modern Liberal Paradoxes:

    • Concerns over the application of the harm principle and individual freedoms lead to societal and legal complexities.

    • Differing views on the extent of government intervention to ensure equal opportunities raise contentious debates around welfare policies, affirmative action, and societal inequalities.

    • The current liberal orientation must adapt to respond effectively to these dilemmas while continuing to uphold the core ideals of individual liberty and opportunity.

Conclusion

  • Liberalism's relevance remains to be seen as it continues to navigate consensus-building among its factions concerning the role of state and individual agency, while adapting to contemporary and global challenges.